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Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 21:16 UTC
Kinney Gene G.Director · President and CEO
GrantStock Option (right to buy) · Derivative 245,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000899243-19-005428 · doc4.xml · derivative · entry 2

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

Underlying: Ordinary Shares · 245,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC
Tripuraneni RadhikaChief Development Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000899243-19-005423 · doc4.xml · derivative · entry 1

Tripuraneni Radhika · CIK 0001761114 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC
Walker Karin LSee Remarks
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000899243-19-005424 · doc4.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Ordinary Shares · 35,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:18 UTC
Tripuraneni RadhikaChief Development Officer
GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $11.63 $0.00
Disclosure

SEC source: 0000899243-18-030857 · doc4.xml · derivative · entry 1

Tripuraneni Radhika · CIK 0001761114 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Ordinary Shares · 35,000 shares

Expires 2028-12-11

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on December 11, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 20:31 UTC
Zago Wagner M.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000899243-18-017932 · doc4.xml · derivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2028-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:31 UTC
Karp Carol D.Chief Regulatory Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000899243-18-017933 · doc4.xml · derivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2028-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 20:32 UTC
Nguyen TranCOO and CFO
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000899243-18-017937 · doc4.xml · derivative · entry 2

Nguyen Tran · CIK 0001457013 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Ordinary Shares · 250,000 shares

Expires 2028-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:34 UTC
HOMAN ARTHUR WChief Legal Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000899243-18-017939 · doc4.xml · derivative · entry 2

HOMAN ARTHUR W · CIK 0001232119 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2028-06-21

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 20:30 UTC
Walker Karin LSee Remarks
GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000899243-18-017931 · doc4.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Ordinary Shares · 110,000 shares

Expires 2028-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 20:30 UTC
Kinney Gene G.Director · President and CEO
GrantStock Option (right to buy) · Derivative 620,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0000899243-18-017928 · doc4.xml · derivative · entry 2

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,000

Underlying: Ordinary Shares · 620,000 shares

Expires 2028-06-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on June 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:16 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013417 · doc4.xml · derivative · entry 2

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 16:15 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013415 · doc4.xml · derivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:16 UTC
Ekman LarsDirector · Chairman of the Board
GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013418 · doc4.xml · derivative · entry 2

Ekman Lars · CIK 0001376117 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:15 UTC
Cooke ShaneDirector
GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013413 · doc4.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:16 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013419 · doc4.xml · derivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:15 UTC GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013416 · doc4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Zago Wagner M.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005297 · doc4.xml · derivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:05 UTC
Karp Carol D.Chief Regulatory Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005295 · doc4.xml · derivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:05 UTC
Nguyen TranChief Financial Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005298 · doc4.xml · derivative · entry 2

Nguyen Tran · CIK 0001457013 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Ordinary Shares · 80,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:05 UTC
HOMAN ARTHUR WChief Legal Officer
GrantStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005294 · doc4.xml · derivative · entry 2

HOMAN ARTHUR W · CIK 0001232119 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2028-02-21

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:08 UTC
Kinney Gene G.Director · President and CEO
GrantStock Option (right to buy) · Derivative 187,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005304 · doc4.xml · derivative · entry 2

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,000

Underlying: Ordinary Shares · 187,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:07 UTC
Walker Karin LSee Remarks
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005301 · doc4.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Ordinary Shares · 25,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:06 UTC
Nickerson TaraChief Business Officer
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $33.10 $0.00
Disclosure

SEC source: 0000899243-18-005300 · doc4.xml · derivative · entry 2

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 45,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,500 $0.00 Strike: $16.42 $0.00
Disclosure

SEC source: 0000899243-17-023512 · doc4.xml · derivative · entry 5

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Ordinary Shares · 3,500 shares

Expires 2023-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:05 UTC SaleOrdinary Shares, par value $0.01 per share 201 $64.77 $13,018.77
Disclosure

SEC source: 0000899243-17-023512 · doc4.xml · nonDerivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:05 UTC SaleOrdinary Shares, par value $0.01 per share 3,299 $64.13 $211,564.21
Disclosure

SEC source: 0000899243-17-023512 · doc4.xml · nonDerivative · entry 2

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,046

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $63.63 to $64.53, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:05 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 3,500 $16.42 $57,470.00
Disclosure

SEC source: 0000899243-17-023512 · doc4.xml · nonDerivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:15 UTC
Zago Wagner M.Chief Scientific Officer
Exercise / conversionStock Option (right to buy) · Derivative 900 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0000899243-17-022966 · doc4.xml · derivative · entry 3

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Underlying: Ordinary Shares · 900 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The original grant was for 36,000 shares, of which 20,000 shares have been exercised and sold. The remaining shares underlying the option (15,100 shares) are fully vested and exercisable as of the date hereof.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:15 UTC
Zago Wagner M.Chief Scientific Officer
SaleOrdinary Shares, par value $0.01 per share 900 $70.00 $63,000.00
Disclosure

SEC source: 0000899243-17-022966 · doc4.xml · nonDerivative · entry 2

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:15 UTC
Zago Wagner M.Chief Scientific Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 900 $6.41 $5,769.00
Disclosure

SEC source: 0000899243-17-022966 · doc4.xml · nonDerivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 17:15 UTC Exercise / conversionStock Option (right to buy) · Derivative 900 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0000899243-17-022965 · doc4.xml · derivative · entry 3

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,100

Underlying: Ordinary Shares · 900 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable as of the date hereof.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 17:15 UTC SaleOrdinary Shares, par value $0.01 per share 900 $70.00 $63,000.00
Disclosure

SEC source: 0000899243-17-022965 · doc4.xml · nonDerivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 17:15 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 900 $6.65 $5,985.00
Disclosure

SEC source: 0000899243-17-022965 · doc4.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:17 UTC
Nickerson TaraChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,776 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0000899243-17-022969 · doc4.xml · derivative · entry 6

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Ordinary Shares · 12,776 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:17 UTC
Nickerson TaraChief Business Officer
SaleOrdinary Shares, par value $0.01 per share 12,776 $69.20 $884,055.76
Disclosure

SEC source: 0000899243-17-022969 · doc4.xml · nonDerivative · entry 4

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $69.00 to $69.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

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September 28, 2017 Filed Sep 29, 2017 21:17 UTC
Nickerson TaraChief Business Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 12,776 $6.73 $85,982.48
Disclosure

SEC source: 0000899243-17-022969 · doc4.xml · nonDerivative · entry 3

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 28, 2017 Filed Sep 29, 2017 21:16 UTC
Walker Karin LSee Remarks
Exercise / conversionStock Option(right to buy) · Derivative 1,500 $0.00 Strike: $27.81 $0.00
Disclosure

SEC source: 0000899243-17-022968 · doc4.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 1,500 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on March 11, 2016 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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September 28, 2017 Filed Sep 29, 2017 21:16 UTC
Walker Karin LSee Remarks
SaleOrdinary Shares, par value $0.01 per share 1,500 $70.00 $105,000.00
Disclosure

SEC source: 0000899243-17-022968 · doc4.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

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September 28, 2017 Filed Sep 29, 2017 21:16 UTC
Walker Karin LSee Remarks
Exercise / conversionOrdinary Shares, par value $0.01 per share 1,500 $27.81 $41,715.00
Disclosure

SEC source: 0000899243-17-022968 · doc4.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:16 UTC
Kinney Gene G.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 2,800 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0000899243-17-022967 · doc4.xml · derivative · entry 3

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,074

Underlying: Ordinary Shares · 2,800 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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September 28, 2017 Filed Sep 29, 2017 21:16 UTC
Kinney Gene G.Director · President and CEO
SaleOrdinary Shares, par value $0.01 per share 2,800 $70.00 $196,000.00
Disclosure

SEC source: 0000899243-17-022967 · doc4.xml · nonDerivative · entry 2

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

Read SEC document
September 28, 2017 Filed Sep 29, 2017 21:16 UTC
Kinney Gene G.Director · President and CEO
Exercise / conversionOrdinary Shares, par value $0.01 per share 2,800 $6.41 $17,948.00
Disclosure

SEC source: 0000899243-17-022967 · doc4.xml · nonDerivative · entry 1

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:17 UTC
Nickerson TaraChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,724 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0000899243-17-022969 · doc4.xml · derivative · entry 5

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,276

Underlying: Ordinary Shares · 4,724 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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September 27, 2017 Filed Sep 29, 2017 21:17 UTC
Nickerson TaraChief Business Officer
SaleOrdinary Shares, par value $0.01 per share 4,724 $69.05 $326,189.37
Disclosure

SEC source: 0000899243-17-022969 · doc4.xml · nonDerivative · entry 2

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $69.00 to $69.39, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

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September 27, 2017 Filed Sep 29, 2017 21:17 UTC
Nickerson TaraChief Business Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,724 $6.73 $31,792.52
Disclosure

SEC source: 0000899243-17-022969 · doc4.xml · nonDerivative · entry 1

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 20:05 UTC
Nickerson TaraChief Business Officer
Exercise / conversionStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0000899243-17-022645 · doc4.xml · derivative · entry 4

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 20:05 UTC
Nickerson TaraChief Business Officer
SaleOrdinary Shares, par value $0.01 per share 3,783 $64.33 $243,350.18
Disclosure

SEC source: 0000899243-17-022645 · doc4.xml · nonDerivative · entry 3

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $63.93 to $64.71, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 20:05 UTC
Nickerson TaraChief Business Officer
SaleOrdinary Shares, par value $0.01 per share 13,717 $63.39 $869,580.98
Disclosure

SEC source: 0000899243-17-022645 · doc4.xml · nonDerivative · entry 2

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783

F1 · kind: The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $62.90 to $63.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 20:05 UTC
Nickerson TaraChief Business Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 17,500 $6.41 $112,175.00
Disclosure

SEC source: 0000899243-17-022645 · doc4.xml · nonDerivative · entry 1

Nickerson Tara · CIK 0001564461 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 16:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0000899243-17-018555 · doc4.xml · derivative · entry 3

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable as of the date hereof.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.