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person · Reporting owner

HENNEY CHRISTOPHER S

Disclosed activity across 4 companies

Tapewire entity
111704
SEC CIK
0001242880

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Anthera Pharmaceuticals IncANTH · Entity 163677DirectorJanuary 05, 2018January 09, 2018
Bio Green Med Solution, Inc.CYCC · Entity 8225DirectorJune 30, 2023July 03, 2023
PROTHENA CORP PUBLIC LTD COPRTA · Entity 2375DirectorJuly 14, 2021July 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Anthera Pharmaceuticals Inc

Report date January 05, 2018 · Filed January 09, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2028-01-05Direct84,705 Reported balance After 2018-01-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-01-05 · Grant · Acquired 84,705 · Balance 84,705

F1: This option is granted pursuant to the Company's director compensation program and is for fiscal year ending December 31, 2017. This option vests in 12 equal monthly installments. The vesting commencement date is April 27, 2017.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2028-01-05Direct84,705 Reported balance After 2018-01-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-01-05 · Grant · Acquired 84,705 · Balance 84,705

F2: This option is granted pursuant to the Company's director compensation program and is for fiscal year ending December 31, 2018. This option vests in 12 equal monthly installments. The vesting commencement date is commensurate with the grant date of January 5, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: This option is granted pursuant to the Company's director compensation program and is for fiscal year ending December 31, 2017. This option vests in 12 equal monthly installments. The vesting commencement date is April 27, 2017.

F2: This option is granted pursuant to the Company's director compensation program and is for fiscal year ending December 31, 2018. This option vests in 12 equal monthly installments. The vesting commencement date is commensurate with the grant date of January 5, 2018.

Bio Green Med Solution, Inc.

Report date June 30, 2023 · Filed July 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,415 Reported balance After 2023-06-30 transaction · row 1
1 source row

Row 1 · 2023-06-30 · Grant · Acquired 21,219 · Balance 39,415

F1: The reporting person received an award of 21,219 restricted stock units on June 30, 2023, which shall vest in full on June 30, 2024.

F2: These securities were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.59 · Expires 2033-06-30Direct42,438 Reported balance After 2023-06-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-06-30 · Grant · Acquired 42,438 · Balance 42,438

F2: These securities were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person received an award of 21,219 restricted stock units on June 30, 2023, which shall vest in full on June 30, 2024.

F2: These securities were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

PROTHENA CORP PUBLIC LTD CO

Report date July 14, 2021 · Filed July 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-07-14 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-07-14 · Exercise / conversion · Acquired 11,108 · Balance 11,108

Row 2 · 2021-07-14 · Sale · Disposed 9,108 · Balance 2,000

F1: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The transaction was executed in multiple trades in prices ranging from $55.00 to $55.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Row 3 · 2021-07-14 · Sale · Disposed 2,000 · Balance 0

F1: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3: The transaction was executed in multiple trades in prices ranging from $56.005 to $56.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.33 · Expires 2030-05-20Direct0 Reported balance After 2021-07-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-07-14 · Exercise / conversion · Disposed 11,108 · Balance 0

F4: The shares subject to the option were fully vested as of the date of the exercise.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The transaction was executed in multiple trades in prices ranging from $55.00 to $55.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: The transaction was executed in multiple trades in prices ranging from $56.005 to $56.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F4: The shares subject to the option were fully vested as of the date of the exercise.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cascadian Therapeutics, Inc.

Report date March 09, 2018 · Filed March 13, 2018

Section 16 reporting ended · disclosed 2018-03-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-03-09 transaction · row 1
1 source row

Row 1 · 2018-03-09 · Other · Disposed 60,185 · Balance 0

F1: Shares of Common Stock tendered in the tender offer launched by Valley Acquisition Sub, Inc. on February 8, 2018 pursuant to that certain Agreement and Plan of Merger, dated January 30, 2018, among Seattle Genetics, Inc., Valley Acquisition Sub, Inc., and Cascadian Therapeutics, Inc. (the "Merger Agreement"), to acquire all of the outstanding shares of common stock of Cascadian Therapeutics, Inc., par value $0.0001 per share, at a purchase price of $10.00 per share ("Offer Price"), net to the seller in cash, without interest and less any required withholding taxes.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.36 · Expires 2026-03-16Direct0 Reported balance After 2018-03-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-03-09 · Disposition to issuer · Disposed 25,000 · Balance 0

F3: Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $91,000.00, which represents the product of (a) the difference between $10.00 and the exercise price of the option per share, multiplied by (b) the number of shares subject to the option.

F2: 25% of the shares subject to the option vest on the first anniversary of the grant date of March 16, 2016, and the remainder vest monthly thereafter for 36 months. All shares subject to this option are fully vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-03-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-03-09 · Disposition to issuer · Disposed 13,927 · Balance 0

F4: Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $139,270.00, which is the product of the total number of shares subject to such restricted stock unit grant multiplied by the Offer Price.

F5: The restricted stock units were granted on June 9, 2017 and vest on the one-year anniversary of the grant date.

F6: The restricted stock units expire upon the earlier of the settlement of the units and the unitholder's termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Common Stock tendered in the tender offer launched by Valley Acquisition Sub, Inc. on February 8, 2018 pursuant to that certain Agreement and Plan of Merger, dated January 30, 2018, among Seattle Genetics, Inc., Valley Acquisition Sub, Inc., and Cascadian Therapeutics, Inc. (the "Merger Agreement"), to acquire all of the outstanding shares of common stock of Cascadian Therapeutics, Inc., par value $0.0001 per share, at a purchase price of $10.00 per share ("Offer Price"), net to the seller in cash, without interest and less any required withholding taxes.

F2: 25% of the shares subject to the option vest on the first anniversary of the grant date of March 16, 2016, and the remainder vest monthly thereafter for 36 months. All shares subject to this option are fully vested.

F3: Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $91,000.00, which represents the product of (a) the difference between $10.00 and the exercise price of the option per share, multiplied by (b) the number of shares subject to the option.

F4: Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $139,270.00, which is the product of the total number of shares subject to such restricted stock unit grant multiplied by the Offer Price.

F5: The restricted stock units were granted on June 9, 2017 and vest on the one-year anniversary of the grant date.

F6: The restricted stock units expire upon the earlier of the settlement of the units and the unitholder's termination of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 3, 2023 20:55 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantStock Option (right to buy) · Derivative 42,438 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001104659-23-077651 · tm2320411-2_4seq1.xml · derivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,438

Underlying: Common Stock · 42,438 shares

Expires 2033-06-30

F2 · price: These securities were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 20:55 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantCommon Stock 21,219 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-077651 · tm2320411-2_4seq1.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,415

F1 · shares: The reporting person received an award of 21,219 restricted stock units on June 30, 2023, which shall vest in full on June 30, 2024.

F2 · price: These securities were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:11 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantStock Option (right to buy) · Derivative 31,645 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001104659-22-071893 · tm2218645-2_4seq1.xml · derivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,645

Underlying: Common Stock · 31,645 shares

Expires 2032-06-14

F2 · price: These options were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:11 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantCommon Stock 15,822 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-071893 · tm2218645-2_4seq1.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,196

F1 · shares: The reporting person received an award of 15,822 restricted stock units on June 14, 2022, which shall vest in full on June 14, 2023.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 16:02 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionStock Option (Right to Buy) · Derivative 11,108 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-21-013567 · doc1.xml · derivative · entry 4

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,108 shares

Expires 2030-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option were fully vested as of the date of the exercise.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 16:02 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,000 $56.13 $112,263.00
Disclosure

SEC source: 0001567619-21-013567 · doc1.xml · nonDerivative · entry 3

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $56.005 to $56.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 16:02 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 9,108 $55.31 $503,757.10
Disclosure

SEC source: 0001567619-21-013567 · doc1.xml · nonDerivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $55.00 to $55.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 16:02 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionOrdinary Shares, par value $0.01 per share 11,108 $11.33 $125,853.64
Disclosure

SEC source: 0001567619-21-013567 · doc1.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionStock Option (Right to Buy) · Derivative 6,392 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · derivative · entry 17

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,108

Underlying: Ordinary Shares · 6,392 shares

Expires 2030-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The shares subject to the option were fully vested as of the date of the exercise.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · derivative · entry 16

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The shares subject to the option were fully vested as of the date of the exercise.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 177 $61.25 $10,841.25
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 15

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 300 $59.45 $17,834.01
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 14

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F11 · price: The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 800 $58.66 $46,924.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 13

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

F10 · price: The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 700 $57.85 $40,498.01
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 12

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277

F9 · price: The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,100 $56.56 $118,766.97
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 11

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,977

F8 · price: The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,315 $55.26 $127,920.42
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 10

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

F7 · price: The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionOrdinary Shares, par value $0.01 per share 6,392 $11.33 $72,421.36
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 9

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 177 $61.25 $10,841.25
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 8

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 600 $59.25 $35,547.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 7

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F6 · price: The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 500 $58.21 $29,106.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 6

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

F5 · price: The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 1,634 $56.88 $92,933.91
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 5

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277

F4 · price: The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,475 $55.95 $138,476.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 4

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

F3 · price: The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 5,886 $54.55 $321,104.84
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 3

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

F2 · price: The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 6,228 $53.84 $335,334.20
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,272

F1 · price: The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 12, 2021 21:37 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionOrdinary Shares, par value $0.01 per share 17,500 $9.23 $161,525.00
Disclosure

SEC source: 0001140361-21-024156 · form4.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionStock Option (Right to Buy) · Derivative 6,392 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · derivative · entry 17

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,108

Underlying: Ordinary Shares · 6,392 shares

Expires 2030-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The shares subject to the option were fully vested as of the date of the exercise.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · derivative · entry 16

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The shares subject to the option were fully vested as of the date of the exercise.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 177 $61.25 $10,841.25
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 15

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 300 $59.45 $17,834.01
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 14

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 800 $58.66 $46,924.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 13

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 700 $57.85 $40,498.01
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 12

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,100 $56.56 $118,766.97
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 11

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,977

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,315 $55.26 $127,920.42
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 10

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionOrdinary Shares, par value $0.01 per share 6,392 $11.33 $72,421.36
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 9

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 177 $61.25 $10,841.25
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 8

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 600 $59.25 $35,547.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 7

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 500 $58.21 $29,106.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 6

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 1,634 $56.88 $92,933.91
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 5

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 2,475 $55.95 $138,476.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 4

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 5,886 $54.55 $321,104.84
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 3

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 6,228 $53.84 $335,334.20
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,272

F13 · kind: The Reporting Person is filing this amendment to indicate that the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F1 · price: The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 16:12 UTC Amendment PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionOrdinary Shares, par value $0.01 per share 17,500 $9.23 $161,525.00
Disclosure

SEC source: 0001140361-21-024235 · form4.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 18:13 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0001567619-21-012739 · doc1.xml · derivative · entry 4

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option were fully vested as of the date of the exercise.

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June 25, 2021 Filed Jun 29, 2021 18:13 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 1,736 $48.73 $84,596.67
Disclosure

SEC source: 0001567619-21-012739 · doc1.xml · nonDerivative · entry 3

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The transaction was executed in multiple trades in prices ranging from $48.23 to $49.14, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 25, 2021 Filed Jun 29, 2021 18:13 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 SaleOrdinary Shares, par value $0.01 per share 10,264 $47.57 $488,222.56
Disclosure

SEC source: 0001567619-21-012739 · doc1.xml · nonDerivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

F1 · price: The transaction was executed in multiple trades in prices ranging from $47.18 to $48.17, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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June 25, 2021 Filed Jun 29, 2021 18:13 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Exercise / conversionOrdinary Shares, par value $0.01 per share 12,000 $16.43 $197,160.00
Disclosure

SEC source: 0001567619-21-012739 · doc1.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:07 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantStock Option (right to buy) · Derivative 4,748 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001104659-21-082599 · tm2119990d3_4.xml · derivative · entry 2

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,748

Underlying: Common Stock · 4,748 shares

Expires 2031-06-15

F2 · price: These options were granted to Dr. Henney for his services as a member of the board of directors of Cyclacel Pharmaceuticals, Inc.

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June 15, 2021 Filed Jun 17, 2021 20:07 UTC Bio Green Med Solution, Inc. CYCC · Entity 8225 GrantCommon Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082599 · tm2119990d3_4.xml · nonDerivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

F1 · shares: The reporting person received an award of 2,374 restricted stock units on June 15, 2021, which shall vest in full on June 15, 2022.

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May 19, 2021 Filed May 21, 2021 17:02 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $23.97 $0.00
Disclosure

SEC source: 0001567619-21-010951 · doc1.xml · derivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2031-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2022 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

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February 12, 2021 Filed Feb 17, 2021 18:40 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantEmployee Stock Option (Right to Buy) · Derivative 6,315 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004308 · doc1.xml · derivative · entry 6

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,315

Underlying: Ordinary Shares · 6,315 shares

Expires 2027-05-18

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,000 of the issuer's ordinary shares granted to the reporting person on May 18, 2017. In exchange, the reporting person received a replacement option, for 6,315 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.