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Harfstrand Karl Anders Olof

Disclosed activity across 1 company

Tapewire entity
113293
SEC CIK
0001646451

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PROTHENA CORP PUBLIC LTD COPRTA · Entity 2375DirectorMay 17, 2023May 20, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PROTHENA CORP PUBLIC LTD CO

Report date May 17, 2023 · Filed May 20, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $76.00 · Expires 2033-05-17Direct15,000 Reported balance After 2023-05-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-17 · Grant · Acquired 15,000 · Balance 15,000

F1: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2023 Filed May 20, 2023 01:30 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $76.00 $0.00
Disclosure

SEC source: 0001140361-23-025827 · form4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2024 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2022 Filed May 28, 2022 01:30 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $25.60 $0.00
Disclosure

SEC source: 0001140361-22-021105 · form4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2032-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2023 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 19, 2021 Filed May 21, 2021 21:02 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $23.97 $0.00
Disclosure

SEC source: 0001567619-21-010949 · doc1.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2031-05-19

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2022 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantEmployee Stock Option (Right to Buy) · Derivative 6,315 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004312 · doc1.xml · derivative · entry 6

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,315

Underlying: Ordinary Shares · 6,315 shares

Expires 2027-05-18

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,000 of the issuer's ordinary shares granted to the reporting person on May 18, 2017. In exchange, the reporting person received a replacement option, for 6,315 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 12,000 Not disclosed Strike: $56.23 Not disclosed
Disclosure

SEC source: 0001567619-21-004312 · doc1.xml · derivative · entry 5

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,000 shares

Expires 2027-05-18

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,000 of the issuer's ordinary shares granted to the reporting person on May 18, 2017. In exchange, the reporting person received a replacement option, for 6,315 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantEmployee Stock Option (Right to Buy) · Derivative 8,426 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004312 · doc1.xml · derivative · entry 4

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,426

Underlying: Ordinary Shares · 8,426 shares

Expires 2026-05-20

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's ordinary shares granted to the reporting person on May 20, 2016. In exchange, the reporting person received a replacement option, for 8,426 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $42.50 Not disclosed
Disclosure

SEC source: 0001567619-21-004312 · doc1.xml · derivative · entry 3

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,000 shares

Expires 2026-05-20

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's ordinary shares granted to the reporting person on May 20, 2016. In exchange, the reporting person received a replacement option, for 8,426 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantEmployee Stock Option (Right to Buy) · Derivative 15,873 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004312 · doc1.xml · derivative · entry 2

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Underlying: Ordinary Shares · 15,873 shares

Expires 2025-06-29

F1 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 30,000 of the issuer's ordinary shares granted to the reporting person on June 29, 2015. In exchange, the reporting person received a replacement option, for 15,873 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $49.60 Not disclosed
Disclosure

SEC source: 0001567619-21-004312 · doc1.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 30,000 shares

Expires 2025-06-29

F1 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 30,000 of the issuer's ordinary shares granted to the reporting person on June 29, 2015. In exchange, the reporting person received a replacement option, for 15,873 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:41 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011039 · doc1.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:07 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012073 · doc1.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:15 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $16.43 $0.00
Disclosure

SEC source: 0000899243-18-013416 · doc4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2019 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 18, 2017 Filed May 19, 2017 20:08 UTC PROTHENA CORP PUBLIC LTD CO PRTA · Entity 2375 GrantStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $56.23 $0.00
Disclosure

SEC source: 0000899243-17-013902 · doc4.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2027-05-18

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2018 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.