Tapewire

Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 17, 2021 23:42 UTC
Walker Karin LChief Accounting Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 25,000 Not disclosed Strike: $34.61 Not disclosed
Disclosure

SEC source: 0001567619-21-004311 · doc1.xml · derivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 25,000 shares

Expires 2026-02-24

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 25,000 of the issuer's ordinary shares granted to the reporting person on February 24, 2016. In exchange, the reporting person received a replacement option, for 15,625 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC
Walker Karin LChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,909 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004311 · doc1.xml · derivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Underlying: Ordinary Shares · 15,909 shares

Expires 2025-03-11

F2 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 17,500 of the issuer's ordinary shares granted to the reporting person on March 11, 2015. In exchange, the reporting person received a replacement option, for 15,909 ordinary shares, having an exercise price of $22.85 per ordinary share.

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:42 UTC
Walker Karin LChief Accounting Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 17,500 Not disclosed Strike: $27.81 Not disclosed
Disclosure

SEC source: 0001567619-21-004311 · doc1.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 17,500 shares

Expires 2025-03-11

F2 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 17,500 of the issuer's ordinary shares granted to the reporting person on March 11, 2015. In exchange, the reporting person received a replacement option, for 15,909 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 140,601 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 12

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,601

Underlying: Ordinary Shares · 140,601 shares

Expires 2028-02-21

F9 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 187,000 of the issuer's ordinary shares granted to the reporting person on February 21, 2018. In exchange, the reporting person received a replacement option, for 140,601 ordinary shares, having an exercise price of $22.85 per ordinary share.

F10 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 47/48 of the total number of shares subject to the option on the one year anniversary of the date of grant and with respect to 1/48 of the total number of shares subject to the option on February 21, 2022, subject to the reporting person's continued service with the issuer on each such vesting date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 187,000 Not disclosed Strike: $33.10 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 11

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 187,000 shares

Expires 2028-02-21

F9 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 187,000 of the issuer's ordinary shares granted to the reporting person on February 21, 2018. In exchange, the reporting person received a replacement option, for 140,601 ordinary shares, having an exercise price of $22.85 per ordinary share.

F8 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 62,500 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 10

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Ordinary Shares · 62,500 shares

Expires 2027-02-22

F7 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 120,000 of the issuer's ordinary shares granted to the reporting person on February 22, 2017. In exchange, the reporting person received a replacement option, for 62,500 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 120,000 Not disclosed Strike: $55.00 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 9

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 120,000 shares

Expires 2027-02-22

F7 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 120,000 of the issuer's ordinary shares granted to the reporting person on February 22, 2017. In exchange, the reporting person received a replacement option, for 62,500 ordinary shares, having an exercise price of $22.85 per ordinary share.

F6 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 22, 2018 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the reporting person's continued employment with the issuer on each such vesting date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 16,759 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 8

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,759

Underlying: Ordinary Shares · 16,759 shares

Expires 2026-11-02

F5 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 30,000 of the issuer's ordinary shares granted to the reporting person on November 2, 2016. In exchange, the reporting person received a replacement option, for 16,759 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 30,000 Not disclosed Strike: $45.13 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 7

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 30,000 shares

Expires 2026-11-02

F5 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 30,000 of the issuer's ordinary shares granted to the reporting person on November 2, 2016. In exchange, the reporting person received a replacement option, for 16,759 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 25,125 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 6

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

Underlying: Ordinary Shares · 25,125 shares

Expires 2026-09-01

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 50,000 of the issuer's ordinary shares granted to the reporting person on September 1, 2016. In exchange, the reporting person received a replacement option, for 25,125 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 50,000 Not disclosed Strike: $52.21 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 5

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 50,000 shares

Expires 2026-09-01

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 50,000 of the issuer's ordinary shares granted to the reporting person on September 1, 2016. In exchange, the reporting person received a replacement option, for 25,125 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 40,625 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 4

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Ordinary Shares · 40,625 shares

Expires 2026-02-24

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 65,000 of the issuer's ordinary shares granted to the reporting person on February 24, 2016. In exchange, the reporting person received a replacement option, for 40,625 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $34.61 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 3

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 65,000 shares

Expires 2026-02-24

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 65,000 of the issuer's ordinary shares granted to the reporting person on February 24, 2016. In exchange, the reporting person received a replacement option, for 40,625 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 59,090 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 2

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,090

Underlying: Ordinary Shares · 59,090 shares

Expires 2025-03-11

F1 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 65,000 of the issuer's ordinary shares granted to the reporting person on March 11, 2015. In exchange, the reporting person received a replacement option, for 59,090 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:41 UTC
Kinney Gene G.Director · President and CEO
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 65,000 Not disclosed Strike: $27.81 Not disclosed
Disclosure

SEC source: 0001567619-21-004310 · doc1.xml · derivative · entry 1

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 65,000 shares

Expires 2025-03-11

F1 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 65,000 of the issuer's ordinary shares granted to the reporting person on March 11, 2015. In exchange, the reporting person received a replacement option, for 59,090 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:40 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 6,315 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004309 · doc1.xml · derivative · entry 6

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,315

Underlying: Ordinary Shares · 6,315 shares

Expires 2027-05-18

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,000 of the issuer's ordinary shares granted to the reporting person on May 18, 2017. In exchange, the reporting person received a replacement option, for 6,315 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:40 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 12,000 Not disclosed Strike: $56.23 Not disclosed
Disclosure

SEC source: 0001567619-21-004309 · doc1.xml · derivative · entry 5

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,000 shares

Expires 2027-05-18

F4 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 12,000 of the issuer's ordinary shares granted to the reporting person on May 18, 2017. In exchange, the reporting person received a replacement option, for 6,315 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:40 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 8,426 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004309 · doc1.xml · derivative · entry 4

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,426

Underlying: Ordinary Shares · 8,426 shares

Expires 2026-05-20

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's ordinary shares granted to the reporting person on May 20, 2016. In exchange, the reporting person received a replacement option, for 8,426 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:40 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $42.50 Not disclosed
Disclosure

SEC source: 0001567619-21-004309 · doc1.xml · derivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,000 shares

Expires 2026-05-20

F3 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's ordinary shares granted to the reporting person on May 20, 2016. In exchange, the reporting person received a replacement option, for 8,426 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:40 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 9,803 Not disclosed Strike: $22.85 Not disclosed
Disclosure

SEC source: 0001567619-21-004309 · doc1.xml · derivative · entry 2

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,803

Underlying: Ordinary Shares · 9,803 shares

Expires 2025-05-22

F1 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's ordinary shares granted to the reporting person on May 22, 2015. In exchange, the reporting person received a replacement option, for 9,803 ordinary shares, having an exercise price of $22.85 per ordinary share.

F2 · derivative.exercise_date: The shares subject to the option will vest and become exercisable on the one year anniversary of the date of grant, subject to the reporting person's continued service with the issuer through such one year anniversary.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 23:40 UTC Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $34.04 Not disclosed
Disclosure

SEC source: 0001567619-21-004309 · doc1.xml · derivative · entry 1

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,000 shares

Expires 2025-05-22

F1 · price: On February 12, 2021, the issuer canceled, pursuant to the issuer's option exchange program, an option for 15,000 of the issuer's ordinary shares granted to the reporting person on May 22, 2015. In exchange, the reporting person received a replacement option, for 9,803 ordinary shares, having an exercise price of $22.85 per ordinary share.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:31 UTC
Kinney Gene G.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-20-015757 · doc1.xml · derivative · entry 2

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,074

Underlying: Ordinary Shares · 10,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 20:31 UTC
Kinney Gene G.Director · President and CEO
Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $6.41 $64,100.00
Disclosure

SEC source: 0001567619-20-015757 · doc1.xml · nonDerivative · entry 1

Kinney Gene G. · CIK 0001564380 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects cash exercise of stock option without the disposition of the underlying shares.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:39 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011034 · doc1.xml · derivative · entry 2

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 16:40 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011035 · doc1.xml · derivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:37 UTC
Ekman LarsDirector · Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011030 · doc1.xml · derivative · entry 2

Ekman Lars · CIK 0001376117 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:38 UTC
Cooke ShaneDirector
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011031 · doc1.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:42 UTC
Cobb Paula KDirector
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011041 · doc1.xml · derivative · entry 1

Cobb Paula K · CIK 0001763372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:41 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011039 · doc1.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:40 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001567619-20-011037 · doc1.xml · derivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day of the annual general meeting in 2021 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
April 08, 2020 Filed Feb 14, 2025 23:34 UTC
Nguyen TranChief Strategy Officer and CFO
OtherOrdinary Shares, par value $0.01 per share 995 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000708 · form4.xml · nonDerivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,205

F1 · kind: Represents shares transferred to the Reporting Person's former spouse in connection with a divorce proceeding.

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March 02, 2020 Filed Mar 4, 2020 23:24 UTC
Smith Brandon S.Chief Business Officer
GrantStock Option (Right to Buy) · Derivative 240,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001567619-20-005646 · doc1.xml · derivative · entry 1

Smith Brandon S. · CIK 0001805226 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Ordinary Shares · 240,000 shares

Expires 2030-03-02

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on March 2, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 25, 2020 Filed Feb 27, 2020 22:17 UTC
Zago Wagner M.Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005019 · doc1.xml · derivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 70,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 25, 2020 Filed Feb 27, 2020 17:18 UTC
Karp Carol D.Chief Regulatory Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005020 · doc1.xml · derivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 70,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 25, 2020 Filed Feb 27, 2020 22:14 UTC
Nguyen TranSee Remarks
GrantStock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005018 · doc1.xml · derivative · entry 2

Nguyen Tran · CIK 0001457013 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Ordinary Shares · 105,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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February 25, 2020 Filed Feb 27, 2020 22:13 UTC
Kinney Gene G.President and CEO
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005017 · doc1.xml · derivative · entry 2

Kinney Gene G. · CIK 0001564380 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Ordinary Shares · 200,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:20 UTC
Walker Karin LSee Remarks
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005023 · doc1.xml · derivative · entry 1

Walker Karin L · CIK 0001559422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 40,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:19 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005022 · doc1.xml · derivative · entry 1

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 70,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:19 UTC
Tripuraneni RadhikaChief Development Officer
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $12.15 $0.00
Disclosure

SEC source: 0001567619-20-005021 · doc1.xml · derivative · entry 1

Tripuraneni Radhika · CIK 0001761114 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 70,000 shares

Expires 2030-02-25

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 25, 2021 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
July 02, 2019 Filed Jul 3, 2019 18:11 UTC
Cobb Paula KDirector
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001567619-19-014389 · doc1.xml · derivative · entry 1

Cobb Paula K · CIK 0001763372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Ordinary Shares · 35,000 shares

Expires 2029-07-02

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 33 1/3% of the total number of shares subject to the option on the first anniversary of the grant date, 33 1/3% on the second anniversary of the grant date, and the remaining 33 1/3% on the earlier of the third anniversary of the grant date or the day prior to the annual general meeting in 2022 of the Issuer's shareholders, assuming continuous services as a director until each such vesting date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:10 UTC GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001567619-19-014388 · doc1.xml · derivative · entry 1

Malecek Michael J · CIK 0001779336 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Ordinary Shares · 250,000 shares

Expires 2029-07-01

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on July 1, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:08 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012075 · doc1.xml · derivative · entry 2

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:07 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012072 · doc1.xml · derivative · entry 1

HENNEY CHRISTOPHER S · CIK 0001242880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:05 UTC
Ekman LarsDirector · Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012070 · doc1.xml · derivative · entry 2

Ekman Lars · CIK 0001376117 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:09 UTC
Cooke ShaneDirector
GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012077 · doc1.xml · derivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:07 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012073 · doc1.xml · derivative · entry 1

Harfstrand Karl Anders Olof · CIK 0001646451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:06 UTC GrantStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001567619-19-012071 · doc1.xml · derivative · entry 3

Selkoe Dennis J. · CIK 0001582306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Ordinary Shares · 17,500 shares

Expires 2029-05-22

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of the first anniversary of the grant date or the day prior to the annual general meeting in 2020 of the Issuer's shareholders, assuming continuous service as a director until such vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC
Zago Wagner M.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000899243-19-005425 · doc4.xml · derivative · entry 1

Zago Wagner M. · CIK 0001708681 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 16:15 UTC
Karp Carol D.Chief Regulatory Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000899243-19-005426 · doc4.xml · derivative · entry 1

Karp Carol D. · CIK 0001692214 · Chief Regulatory Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:15 UTC
Nguyen TranSee Remarks
GrantStock Option (right to buy) · Derivative 95,000 $0.00 Strike: $13.53 $0.00
Disclosure

SEC source: 0000899243-19-005427 · doc4.xml · derivative · entry 2

Nguyen Tran · CIK 0001457013 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Ordinary Shares · 95,000 shares

Expires 2029-02-27

F1 · derivative.exercise_date: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 27, 2020 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.