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OTC · USD

PRKR

PARKERVISION INC

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7682
SEC CIK
0000914139
Parsed reports
192

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2020 Filed Feb 11, 2021 00:01 UTC
PARKER JEFFREYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001441 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
November 09, 2020 Filed Feb 11, 2021 00:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001440 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.exercise_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
November 09, 2020 Filed Feb 11, 2021 00:01 UTC Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001440 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
September 15, 2020 Filed Feb 11, 2021 00:16 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GiftCommon Stock 37,500 $0.39 $14,625.00
Disclosure

SEC source: 0001654954-21-001443 · section16.xml · nonDerivative · entry 2

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,583

Read SEC document
September 10, 2020 Filed Feb 16, 2021 12:16 UTC OtherCommon Stock 5,000 $0.40 $2,000.00
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:46 UTC Exercise / conversionRestricted Share Unit (RSU) · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008967 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:46 UTC Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008967 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:32 UTC
PARKER JEFFREYDirector · Chief Executive Officer
Exercise / conversionRestricted Share Unit · Derivative 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008965 · section16.xml · derivative · entry 2

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:32 UTC
PARKER JEFFREYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008965 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
June 21, 2020 Filed Feb 11, 2021 00:16 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GiftCommon Stock 150,000 $0.46 $69,000.00
Disclosure

SEC source: 0001654954-21-001443 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,583

Read SEC document
June 10, 2020 Filed Feb 16, 2021 12:16 UTC OtherCommon Stock 4,000 $0.50 $2,000.00
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
May 09, 2020 Filed May 13, 2020 01:29 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-005270 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

Read SEC document
May 09, 2020 Filed May 13, 2020 01:29 UTC Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-005270 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

Read SEC document
May 09, 2020 Filed May 12, 2020 21:25 UTC
PARKER JEFFREYDirector · Chief Executive Officer
Exercise / conversionCommon stock · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-005256 · section16.xml · derivative · entry 3

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
May 09, 2020 Filed May 12, 2020 21:25 UTC
PARKER JEFFREYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-005256 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
March 10, 2020 Filed Feb 16, 2021 12:16 UTC OtherCommon Stock 4,445 $0.45 $2,000.25
Disclosure

SEC source: 0001654954-21-001655 · section16.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,811

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC
SORRELLS DAVID FChief Technical Officer
GrantRestricted Stock Unit (RSU) · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001365 · section16.xml · derivative · entry 1

SORRELLS DAVID F · CIK 0001053065 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC
Rawlins Gregory SCTO (Heathrow)
GrantRestricted Stock Unit (RSU) · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001367 · section16.xml · derivative · entry 1

Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC GrantOption to buy common stock · Derivative 150,000 $0.31 Strike: $0.31 $46,500.00
Disclosure

SEC source: 0001654954-20-001368 · section16.xml · derivative · entry 2

STERNE ROBERT GREENE · CIK 0001108683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F2 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC GrantOption to buy common stock · Derivative 100,000 $0.31 Strike: $0.31 $31,000.00
Disclosure

SEC source: 0001654954-20-001368 · section16.xml · derivative · entry 1

STERNE ROBERT GREENE · CIK 0001108683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-02-09

F1 · derivative.exercise_date: Immediate vesting; option issued in lieu of $106,667 in prior years' accrued and unpaid board and committee fees

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC GrantOption to buy common stock · Derivative 150,000 $0.31 Strike: $0.31 $46,500.00
Disclosure

SEC source: 0001654954-20-001366 · section16.xml · derivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F1 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GrantRestricted Stock Unit (RSU) · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001364 · section16.xml · derivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2027-02-09

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001363 · section16.xml · derivative · entry 3

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001363 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.underlying: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC Exercise / conversionCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001363 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC GrantOption to buy common stock · Derivative 150,000 $0.31 Strike: $0.31 $46,500.00
Disclosure

SEC source: 0001654954-20-001362 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F1 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

Read SEC document
February 09, 2020 Filed May 13, 2020 01:10 UTC Amendment GrantOption to buy common stock · Derivative 150,000 $0.33 Strike: $0.33 $49,500.00
Disclosure

SEC source: 0001654954-20-005266 · section16.xml · derivative · entry 2

STERNE ROBERT GREENE · CIK 0001108683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F2 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing Mayy 10, 2020.

Read SEC document
February 09, 2020 Filed May 13, 2020 01:10 UTC Amendment GrantOption to buy common stock · Derivative 100,000 $0.33 Strike: $0.33 $33,000.00
Disclosure

SEC source: 0001654954-20-005266 · section16.xml · derivative · entry 1

STERNE ROBERT GREENE · CIK 0001108683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-02-09

F1 · derivative.exercise_date: Immediate vesting; option issued in lieu of $106,667 in prior years' accrued and unpaid board and committee fees

Read SEC document
February 09, 2020 Filed May 12, 2020 21:46 UTC Amendment GrantOption to buy common stock · Derivative 150,000 $0.33 Strike: $0.33 $49,500.00
Disclosure

SEC source: 0001654954-20-005263 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-20

F1 · derivative.exercise_date: 50% vest immediately; remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

Read SEC document
February 09, 2020 Filed May 12, 2020 21:23 UTC Amendment GrantOption to byy common stock · Derivative 150,000 $0.33 Strike: $0.33 $49,500.00
Disclosure

SEC source: 0001654954-20-005254 · section16.xml · derivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-09

F1 · derivative.exercise_date: 50% vest immediately, remaining 50% vest over 4 equal quarterly increments commencing May 10, 2020.

Read SEC document
December 10, 2019 Filed Feb 13, 2020 22:02 UTC OtherCommon Stock 17,700 $0.11 $1,947.00
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 4

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,444

Read SEC document
September 10, 2019 Filed Feb 13, 2020 22:02 UTC OtherCommon Stock 16,667 $0.12 $2,000.04
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 07, 2019 Filed Aug 10, 2019 00:36 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GrantNonqualified stock option (right to buy) · Derivative 6,000,000 $0.17 Strike: $0.02 $1,020,000.00
Disclosure

SEC source: 0001654954-19-009204 · section16.xml · derivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000,000

Underlying: Common Stock · 6,000,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

Read SEC document
August 07, 2019 Filed Aug 10, 2019 00:36 UTC
Rawlins Gregory SCTO (Heathrow)
GrantNonqualified stock option (right to buy) · Derivative 750,000 $0.02 Strike: $0.02 $12,750.00
Disclosure

SEC source: 0001654954-19-009203 · section16.xml · derivative · entry 1

Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

Read SEC document
August 07, 2019 Filed Aug 10, 2019 00:35 UTC GrantNonqualified stock option (right to buy) · Derivative 1,000,000 $0.17 Strike: $0.02 $170,000.00
Disclosure

SEC source: 0001654954-19-009202 · section16.xml · derivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

Read SEC document
August 07, 2019 Filed Aug 10, 2019 00:34 UTC GrantNonqualified stock option (right to buy) · Derivative 800,000 $0.02 Strike: $0.02 $13,600.00
Disclosure

SEC source: 0001654954-19-009200 · section16.xml · derivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

Read SEC document
August 07, 2019 Filed Aug 10, 2019 00:34 UTC GrantNonqualified stock option (right to buy) · Derivative 800,000 $0.02 Strike: $0.02 $13,600.00
Disclosure

SEC source: 0001654954-19-009199 · section16.xml · derivative · entry 1

STERNE ROBERT GREENE · CIK 0001108683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

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August 07, 2019 Filed Aug 10, 2019 00:34 UTC GrantNonqualified stock option (right to buy) · Derivative 800,000 $0.02 Strike: $0.02 $13,600.00
Disclosure

SEC source: 0001654954-19-009198 · section16.xml · derivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

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June 10, 2019 Filed Feb 13, 2020 22:02 UTC OtherCommon Stock 21,739 $0.09 $1,956.51
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 10, 2019 Filed Feb 13, 2020 22:02 UTC OtherCommon Stock 12,346 $0.16 $1,975.36
Disclosure

SEC source: 0001654954-20-001531 · section16.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 06, 2019 Filed Feb 14, 2020 23:07 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GiftCommon Stock 250,000 $0.18 $45,000.00
Disclosure

SEC source: 0001654954-20-001646 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,583

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March 06, 2019 Filed Feb 14, 2020 22:58 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GiftCommon Stock 250,000 $0.18 $45,000.00
Disclosure

SEC source: 0001654954-20-001645 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,583

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March 06, 2019 Filed Feb 14, 2020 22:31 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GiftCommon Stock 250,000 $0.18 $45,000.00
Disclosure

SEC source: 0001654954-20-001635 · section16.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,583

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February 12, 2019 Filed Feb 14, 2019 22:10 UTC
PARKER JEFFREYDirector · Chief Executive Officer
ConversionConvertible Note · Derivative 250,000 $0.40 Strike: $0.40 $100,000.00
Disclosure

SEC source: 0001562762-19-000036 · certent-form4.xml · derivative · entry 2

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2019 Filed Feb 14, 2019 22:10 UTC
PARKER JEFFREYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 253,445 $0.40 $101,378.00
Disclosure

SEC source: 0001562762-19-000036 · certent-form4.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares include 3,445 shares for payment of interest in kind through date of conversion.

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February 06, 2019 Filed Feb 14, 2019 22:05 UTC
PARKER JEFFREYDirector · Chief Executive Officer
GiftCommon Stock 75,000 $0.91 $68,250.00
Disclosure

SEC source: 0001562762-19-000034 · certent-form5.xml · nonDerivative · entry 1

PARKER JEFFREY · CIK 0000937453 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,138

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December 15, 2018 Filed Dec 18, 2018 21:04 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000404 · certent-form4.xml · derivative · entry 2

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

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December 15, 2018 Filed Dec 18, 2018 21:04 UTC Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000404 · certent-form4.xml · nonDerivative · entry 1

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

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December 15, 2018 Filed Dec 18, 2018 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000402 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

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December 15, 2018 Filed Dec 18, 2018 21:01 UTC Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000402 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.