Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PARKERVISION INCPRKR · Entity 7682 | Chief Technical Officer | February 09, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PARKERVISION INC
Report date February 09, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2027-02-09 | Direct | 150,000 |
Reported balance
After 2020-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-09 · Grant · Acquired 150,000 · Balance 150,000 F1: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2020 Filed Feb 12, 2020 02:00 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantRestricted Stock Unit (RSU) · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-20-001365 · section16.xml · derivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-02-09 F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:07 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock · Derivative | 35,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000384 · certent-form4.xml · derivative · entry 4 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately vesting restricted share award granted in lieu of salary. F1 · price: Immediately vesting restricted share award granted in lieu of salary. F1 · derivative.expiration_date: Immediately vesting restricted share award granted in lieu of salary. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:07 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantRestricted Stock Award · Derivative | 35,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000384 · certent-form4.xml · derivative · entry 3 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,337 Underlying: Common Stock · 35,337 shares Expires not disclosed F1 · derivative.exercise_price: Immediately vesting restricted share award granted in lieu of salary. F1 · price: Immediately vesting restricted share award granted in lieu of salary. F1 · derivative.expiration_date: Immediately vesting restricted share award granted in lieu of salary. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:07 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon Stock | 8,288 | $0.24 | $1,989.12 |
DisclosureSEC source: 0001562762-18-000384 · certent-form4.xml · nonDerivative · entry 2 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,291 F2 · price: Shares withheld by ParkerVision for payment of tax liability upon vesting. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:07 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 35,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000384 · certent-form4.xml · nonDerivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately vesting restricted share award granted in lieu of salary. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:11 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantOption (Right to buy) · Derivative | 20,000 | $1.98 Strike: $1.98 | $39,600.00 |
DisclosureSEC source: 0000914139-17-000089 · certent-form4.xml · derivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2024-08-15 F1 · derivative.exercise_date: Shares vest 25% on 8/31/17; 25% on 11/30/17; 25% on 2/28/18; and 25% on 5/31/18 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:14 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionRestricted stock units · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000044 · certent-form4.xml · derivative · entry 3 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:14 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon stock | 3,433 | $2.20 | $7,552.60 |
DisclosureSEC source: 0000914139-17-000044 · certent-form4.xml · nonDerivative · entry 2 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,242 F2 · price: Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:14 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000044 · certent-form4.xml · nonDerivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:38 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000019 · certent-form4.xml · derivative · entry 3 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:38 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon Stock | 4,082 | $2.15 | $8,776.30 |
DisclosureSEC source: 0000914139-17-000019 · certent-form4.xml · nonDerivative · entry 2 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,511 F2 · shares: Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:38 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000019 · certent-form4.xml · nonDerivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 21:51 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-16-000118 · certent-form4.xml · derivative · entry 3 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 21:51 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon Stock | 3,419 | $2.75 | $9,402.25 |
DisclosureSEC source: 0000914139-16-000118 · certent-form4.xml · nonDerivative · entry 2 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,093 F2 · shares: Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 21:51 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-16-000118 · certent-form4.xml · nonDerivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:34 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-16-000102 · certent-form4.xml · derivative · entry 3 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:34 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon Stock | 3,307 | $4.69 | $15,509.83 |
DisclosureSEC source: 0000914139-16-000102 · certent-form4.xml · nonDerivative · entry 2 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,012 F2 · shares: Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:34 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-16-000102 · certent-form4.xml · nonDerivative · entry 1 SORRELLS DAVID F · CIK 0001053065 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.