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Newman Frank N

Disclosed activity across 3 companies

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113422
SEC CIK
0001692580

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
L Catterton Asia Acquisition CorpLCAAU · Entity 123175DirectorMarch 10, 2021March 11, 2021
PARKERVISION INCPRKR · Entity 7682Former DirectorFebruary 24, 2023May 17, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

L Catterton Asia Acquisition Corp

Report date March 10, 2021 · Filed March 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-03-10 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253334) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253334) under the heading "Description of Securities - Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

PARKERVISION INC

Report date February 24, 2023 · Filed May 17, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect184,100 Reported balance After 2023-02-24 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2023-02-24 · Exercise / conversion · Acquired 1,000 · Balance 184,100

F1: Form 4 is being amended to correct the transaction code.

Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.17 · Expires 2026-08-07Direct799,000 Reported balance After 2023-02-24 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2023-02-24 · Exercise / conversion · Disposed 1,000 · Balance 799,000

F1: Form 4 is being amended to correct the transaction code.

Filing footnotes · ownership attribution and instrument terms

F1: Form 4 is being amended to correct the transaction code.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Wheels Up Experience Inc.

Report date July 13, 2021 · Filed July 15, 2021

Section 16 reporting ended · disclosed 2021-07-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect25,000 Reported balance After 2021-07-13 transaction · row 1
1 source row

Row 1 · 2021-07-13 · Exercise / conversion · Acquired 25,000 · Balance 25,000

F1: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

Class B ordinary shareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-13 · Exercise / conversion · Disposed 25,000 · Balance 0

F1: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Mar 1, 2023 01:19 UTC PARKERVISION INC PRKR · Entity 7682 ConversionOption to Purchase Common Stock · Derivative 1,000 $0.17 Strike: $0.17 $171.00
Disclosure

SEC source: 0001437749-23-004974 · rdgdoc.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,000

Underlying: Common Stock · 1,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Mar 1, 2023 01:19 UTC PARKERVISION INC PRKR · Entity 7682 ConversionCommon Stock 1,000 $0.17 $171.00
Disclosure

SEC source: 0001437749-23-004974 · rdgdoc.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed May 17, 2023 21:55 UTC Amendment PARKERVISION INC PRKR · Entity 7682 Exercise / conversionOption to Purchase Common Stock · Derivative 1,000 $0.17 Strike: $0.17 $171.00
Disclosure

SEC source: 0001437749-23-014976 · rdgdoc.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 799,000

Underlying: Common Stock · 1,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Form 4 is being amended to correct the transaction code.

Read SEC document
February 24, 2023 Filed May 17, 2023 21:55 UTC Amendment PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 1,000 $0.17 $171.00
Disclosure

SEC source: 0001437749-23-014976 · rdgdoc.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Form 4 is being amended to correct the transaction code.

Read SEC document
January 16, 2023 Filed Jan 18, 2023 22:38 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption to Purchase Common Stock · Derivative 300,000 $0.30 Strike: $0.30 $90,000.00
Disclosure

SEC source: 0001437749-23-001250 · rdgdoc.xml · derivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-01-16

F1 · derivative.exercise_date: Option was awarded as 2023 compensation for board and audit committee service and is exercisable in four equal quarterly increments beginning 4/16/2023.

Read SEC document
July 07, 2022 Filed Jul 8, 2022 21:58 UTC PARKERVISION INC PRKR · Entity 7682 GrantNonqualified Stock option · Derivative 300,000 $0.18 Strike: $0.18 $54,000.00
Disclosure

SEC source: 0001654954-22-009485 · section16.xml · derivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-07-07

F1 · derivative.exercise_date: This option is exercisable in four equal quarterly installments commencing October 7, 2022.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 22:53 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 5,000 $0.81 $4,050.00
Disclosure

SEC source: 0001654954-21-013594 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,100

Read SEC document
December 21, 2021 Filed Dec 22, 2021 23:42 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 5,000 $0.89 $4,450.00
Disclosure

SEC source: 0001654954-21-013461 · section16.xml · nonDerivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,100

Read SEC document
December 20, 2021 Filed Dec 22, 2021 23:42 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 5,000 $0.90 $4,500.00
Disclosure

SEC source: 0001654954-21-013461 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,100

Read SEC document
July 13, 2021 Filed Jul 15, 2021 16:26 UTC Wheels Up Experience Inc. UP · Entity 6501 Exercise / conversionClass B ordinary share · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-092621 · tm2122254-17_4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

F1 · derivative.exercise_date: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

F1 · derivative.expiration_date: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 16:26 UTC Wheels Up Experience Inc. UP · Entity 6501 Exercise / conversionClass A Common Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-092621 · tm2122254-17_4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · FORMER DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On July 13, 2021, Aspirational Consumer Lifestyle Corp. ("ASPL" and the former name of the Issuer) consummated its initial business combination (the "Business Combination") with Wheels Up Partners Holdings LLC. In connection with the consummation of the Business Combination, each share of Class B ordinary share, par value $0.0001 per share, of ASPL automatically converted into one share of the Issuer's Class A common stock, par value $0.0001 per share.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 10:06 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 2,000 $1.35 $2,700.00
Disclosure

SEC source: 0001654954-21-004266 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,100

Read SEC document
April 08, 2021 Filed Apr 13, 2021 00:16 UTC PARKERVISION INC PRKR · Entity 7682 SaleCommon Stock 2,400 $1.41 $3,384.00
Disclosure

SEC source: 0001654954-21-004086 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,100

Read SEC document
February 09, 2021 Filed Feb 11, 2021 00:32 UTC PARKERVISION INC PRKR · Entity 7682 Disposition to issuerOption (right to buy) · Derivative 270,000 $0.54 Strike: $0.54 $145,800.00
Disclosure

SEC source: 0001654954-21-001447 · section16.xml · derivative · entry 3

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Common Stock · 270,000 shares

Expires not disclosed

F3 · kind: Cancellation of a portion of an option granted on 1/11/2021 as a result of the correction of an error in the calculation of grant date fair value which is limited to $175,000 in accordance with the Company's 2019 Long Term Incentive Plan. Reporting person received no consideration for the voluntary cancellation.

F3 · shares: Cancellation of a portion of an option granted on 1/11/2021 as a result of the correction of an error in the calculation of grant date fair value which is limited to $175,000 in accordance with the Company's 2019 Long Term Incentive Plan. Reporting person received no consideration for the voluntary cancellation.

F2 · derivative.exercise_date: Option vests in eight equal quarterly installments beginning March 31, 2021

F3 · derivative.expiration_date: Cancellation of a portion of an option granted on 1/11/2021 as a result of the correction of an error in the calculation of grant date fair value which is limited to $175,000 in accordance with the Company's 2019 Long Term Incentive Plan. Reporting person received no consideration for the voluntary cancellation.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 00:32 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Unit · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001447 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.exercise_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 00:32 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001447 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 23:58 UTC PARKERVISION INC PRKR · Entity 7682 GrantNonqualified Option (right to buy) · Derivative 650,000 $0.54 Strike: $0.54 $351,000.00
Disclosure

SEC source: 0001654954-21-000406 · section16.xml · derivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 650,000 shares

Expires 2026-01-11

F1 · derivative.exercise_date: Option vests in eight equal quarterly installments beginning March 31, 2021

Read SEC document
November 09, 2020 Filed Feb 11, 2021 00:01 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Unit · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001440 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.exercise_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
November 09, 2020 Filed Feb 11, 2021 00:01 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-001440 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:46 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Share Unit (RSU) · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008967 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 21:46 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-008967 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; Each RSU entitles holder to one share of PRKR common stock.

Read SEC document
May 09, 2020 Filed May 13, 2020 01:29 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-005270 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

F1 · price: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

F1 · derivative.expiration_date: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

Read SEC document
May 09, 2020 Filed May 13, 2020 01:29 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-005270 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vesting of RSU awarded 2/9/20; each RSU entitles holder to one share of PRKR common stock.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001363 · section16.xml · derivative · entry 3

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC PARKERVISION INC PRKR · Entity 7682 GrantRestricted Stock Unit (RSU) · Derivative 150,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001363 · section16.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

F1 · derivative.underlying: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

Read SEC document
February 09, 2020 Filed Feb 12, 2020 02:00 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-001363 · section16.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% immediately and remaining 50% over 4 equal quarterly increments commencing May 9, 2020.

Read SEC document
August 07, 2019 Filed Aug 10, 2019 00:34 UTC PARKERVISION INC PRKR · Entity 7682 GrantNonqualified stock option (right to buy) · Derivative 800,000 $0.02 Strike: $0.02 $13,600.00
Disclosure

SEC source: 0001654954-19-009200 · section16.xml · derivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2024-08-07

F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:01 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000402 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

F1 · derivative.expiration_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:01 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000402 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; transaction represents vesting of RSUs issued in Dec 2016 as part of new director compensation package.

Read SEC document
September 24, 2018 Filed Sep 26, 2018 20:07 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption (Right to buy) · Derivative 125,000 $0.60 Strike: $0.60 $75,000.00
Disclosure

SEC source: 0001562762-18-000312 · certent-form4.xml · derivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2025-09-24

F1 · derivative.exercise_date: Share options vest in 4 equal quarterly installments beginning December 24, 2018.

Read SEC document
September 15, 2018 Filed Sep 17, 2018 20:07 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted stock units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000296 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
September 15, 2018 Filed Sep 17, 2018 20:07 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000296 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:02 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000204 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:02 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000204 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:02 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000106 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:02 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-18-000106 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:38 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-17-000217 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:38 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562762-17-000217 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:00 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted stock units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000108 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:00 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000108 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:29 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000053 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 20:29 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000053 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:15 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000021 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:15 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-17-000021 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:07 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-16-000136 · certent-form4.xml · derivative · entry 4

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:07 UTC PARKERVISION INC PRKR · Entity 7682 GrantRestricted Stock Units (RSUs) · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-16-000136 · certent-form4.xml · derivative · entry 3

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

F3 · derivative.exercise_date: 50,000 RSUs granted in on December 15, 2016 in accordance with director equity compensation program. 20% of the RSUs vest on upon grant and the remaining 80% vest in 8 equal quarterly increments beginning 3/15/17.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:07 UTC PARKERVISION INC PRKR · Entity 7682 GrantOption (Right to Buy) · Derivative 50,000 $2.12 Strike: $2.12 $106,000.00
Disclosure

SEC source: 0000914139-16-000136 · certent-form4.xml · derivative · entry 2

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-12-15

F2 · derivative.exercise_date: 50,000 share options granted in on December 15, 2016 in accordance with director equity compensation program. 20% of the share options vest upon grant and the remaining vest in 8 equal quarterly increments beginning 3/15/17.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:07 UTC PARKERVISION INC PRKR · Entity 7682 Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000914139-16-000136 · certent-form4.xml · nonDerivative · entry 1

Newman Frank N · CIK 0001692580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.