Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PARKERVISION INCPRKR · Entity 7682 | CTO (Heathrow) | February 09, 2020 | February 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PARKERVISION INC
Report date February 09, 2020 · Filed February 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2027-02-09 | Direct | 150,000 |
Reported balance
After 2020-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-02-09 · Grant · Acquired 150,000 · Balance 150,000 F1: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2020 Filed Feb 12, 2020 02:00 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantRestricted Stock Unit (RSU) · Derivative | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-20-001367 · section16.xml · derivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-02-09 F1 · derivative.exercise_price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. F1 · price: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. F1 · derivative.exercise_date: Each restricted stock unit entitles the holder to one share of PRKR common stock; RSU vests 50% on May 9, 2020 and remaining 50% over 4 equal quarterly increments commencing August 9, 2020. RSUs were issued as consideration for voluntary base salary reduction since July 2018. Read SEC document |
| August 07, 2019 Filed Aug 10, 2019 00:36 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantNonqualified stock option (right to buy) · Derivative | 750,000 | $0.02 Strike: $0.02 | $12,750.00 |
DisclosureSEC source: 0001654954-19-009203 · section16.xml · derivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2024-08-07 F1 · derivative.exercise_date: Share options vest in eight equal quarterly increments beginning September 1, 2019. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:03 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock · Derivative | 32,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000382 · certent-form4.xml · derivative · entry 4 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately vesting restricted share award granted in lieu of salary. F1 · price: Immediately vesting restricted share award granted in lieu of salary. F1 · derivative.expiration_date: Immediately vesting restricted share award granted in lieu of salary. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:03 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantRestricted Stock Award · Derivative | 32,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000382 · certent-form4.xml · derivative · entry 3 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,052 Underlying: Common Stock · 32,052 shares Expires not disclosed F1 · derivative.exercise_price: Immediately vesting restricted share award granted in lieu of salary. F1 · price: Immediately vesting restricted share award granted in lieu of salary. F1 · derivative.expiration_date: Immediately vesting restricted share award granted in lieu of salary. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:03 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon Stock | 7,517 | $0.24 | $1,804.08 |
DisclosureSEC source: 0001562762-18-000382 · certent-form4.xml · nonDerivative · entry 2 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,697 F2 · price: Shares withheld by ParkerVision for payment of tax liability upon vesting. Read SEC document |
| November 16, 2018 Filed Nov 30, 2018 21:03 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 32,052 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000382 · certent-form4.xml · nonDerivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately vesting restricted share award granted in lieu of salary. Read SEC document |
| May 31, 2018 Filed Jun 8, 2018 20:04 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000200 · certent-form4.xml · derivative · entry 2 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| May 31, 2018 Filed Jun 8, 2018 20:04 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000200 · certent-form4.xml · nonDerivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:49 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000052 · certent-form4.xml · derivative · entry 2 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:49 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-18-000052 · certent-form4.xml · nonDerivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-17-000208 · certent-form4.xml · derivative · entry 3 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting F1 · derivative.expiration_date: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon Stock | 3,419 | $1.32 | $4,513.08 |
DisclosureSEC source: 0001562762-17-000208 · certent-form4.xml · nonDerivative · entry 2 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,162 F2 · shares: Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 21:38 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562762-17-000208 · certent-form4.xml · nonDerivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) entitles the holder to one share of PRKR common stock upon vesting Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:18 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon stock · Derivative | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000101 · certent-form4.xml · derivative · entry 3 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:18 UTC | PARKERVISION INC PRKR · Entity 7682 | Tax withholdingCommon stock | 3,419 | $1.92 | $6,564.48 |
DisclosureSEC source: 0000914139-17-000101 · certent-form4.xml · nonDerivative · entry 2 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,081 F2 · shares: Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:18 UTC | PARKERVISION INC PRKR · Entity 7682 | Exercise / conversionCommon stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000101 · certent-form4.xml · nonDerivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:06 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantOption (Right to buy) · Derivative | 20,000 | $1.98 Strike: $1.98 | $39,600.00 |
DisclosureSEC source: 0000914139-17-000087 · certent-form4.xml · derivative · entry 2 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2024-08-15 F2 · derivative.exercise_date: Shares vest 25% on 8/31/17; 25% on 11/30/17; 25% on 2/28/18; and 25% on 5/31/18 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 21:06 UTC | PARKERVISION INC PRKR · Entity 7682 | GrantRestricted stock units · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914139-17-000087 · certent-form4.xml · derivative · entry 1 Rawlins Gregory S · CIK 0001713055 · CTO (Heathrow) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F1 · price: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. F2 · derivative.exercise_date: Shares vest 25% on 8/31/17; 25% on 11/30/17; 25% on 2/28/18; and 25% on 5/31/18 F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.