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Nasdaq · USD

PRDO

PERDOCEO EDUCATION Corp

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Tapewire entity
4488
SEC CIK
0001046568
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202609
Apr 202601
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2020 Filed Sep 11, 2020 20:42 UTC SaleCommon Stock 52,213 $12.51 $653,184.63
Disclosure

SEC source: 0001209191-20-050154 · doc4.xml · nonDerivative · entry 3

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,785

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.60. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 72,887 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 20:42 UTC Exercise / conversionCommon Stock 21,704 $5.90 $128,053.60
Disclosure

SEC source: 0001209191-20-050154 · doc4.xml · nonDerivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 20:42 UTC Exercise / conversionCommon Stock 30,509 $4.49 $136,985.41
Disclosure

SEC source: 0001209191-20-050154 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 22:10 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 20,707 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-050030 · doc4.xml · derivative · entry 5

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,509

Underlying: Common Stock · 20,707 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 51,216 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 22:10 UTC SaleCommon Stock 3,202 $12.62 $40,409.24
Disclosure

SEC source: 0001209191-20-050030 · doc4.xml · nonDerivative · entry 4

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,785

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.60 to $12.62. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 72,887 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

F5 · balance_after: Includes 1,005 shares acquired under Issuer's Employee Stock Purchase Plan.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 22:10 UTC SaleCommon Stock 17,505 $12.47 $218,287.35
Disclosure

SEC source: 0001209191-20-050030 · doc4.xml · nonDerivative · entry 3

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,987

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.45 to $12.50. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 10, 2020 Filed Sep 10, 2020 22:10 UTC Exercise / conversionCommon Stock 20,707 $4.49 $92,974.43
Disclosure

SEC source: 0001209191-20-050030 · doc4.xml · nonDerivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 22:10 UTC SaleCommon Stock 16,824 $12.92 $217,366.08
Disclosure

SEC source: 0001209191-20-050030 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,785

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.89 to $12.98. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:06 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 26,664 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001209191-20-049366 · doc4.xml · derivative · entry 5

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,664 shares

Expires 2025-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On May 19, 2015 the Reporting Person was granted 26,664 non-qualified stock options. The option grant vested on June 14, 2016.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:06 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001209191-20-049366 · doc4.xml · derivative · entry 4

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 17, 2012 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 17, 2012, 2013, 2014 and 2015.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:06 UTC SaleCommon Stock 42,664 $14.55 $620,761.20
Disclosure

SEC source: 0001209191-20-049366 · doc4.xml · nonDerivative · entry 3

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,154

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.52 to $14.63. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:06 UTC Exercise / conversionCommon Stock 26,664 $3.93 $104,789.52
Disclosure

SEC source: 0001209191-20-049366 · doc4.xml · nonDerivative · entry 2

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:06 UTC Exercise / conversionCommon Stock 16,000 $6.51 $104,160.00
Disclosure

SEC source: 0001209191-20-049366 · doc4.xml · nonDerivative · entry 1

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:44 UTC SaleCommon Stock 46,454 $17.00 $789,718.00
Disclosure

SEC source: 0001209191-20-042638 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,412

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F2 · balance_after: Includes 188,776 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:15 UTC SaleCommon Stock 789 $17.47 $13,783.83
Disclosure

SEC source: 0001209191-20-034963 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,866

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F2 · balance_after: Includes 188,776 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:38 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 12,472 $0.00 Strike: $13.80 $0.00
Disclosure

SEC source: 0001209191-20-034446 · doc4.xml · derivative · entry 3

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,472

Underlying: Common Stock · 12,472 shares

Expires 2028-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F4 · derivative.exercise_date: On March 6, 2018 the Reporting Person was granted 24,944 non-qualified stock options. The option grant vests in four installments on March 14, 2019, 2020, 2021 and 2022.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:38 UTC SaleCommon Stock 10,894 $16.97 $184,871.18
Disclosure

SEC source: 0001209191-20-034446 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,655

F1 · shares: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.79 to $17.07. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC Staff, the Issuer, or a security holder of Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 188,776 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:38 UTC Exercise / conversionCommon Stock 12,472 $13.80 $172,113.60
Disclosure

SEC source: 0001209191-20-034446 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:01 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032984 · doc4.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,554

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:30 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032942 · doc4.xml · nonDerivative · entry 1

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,154

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:28 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032931 · doc4.xml · nonDerivative · entry 1

LALLY THOMAS B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,154

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:26 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032927 · doc4.xml · nonDerivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,998

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:24 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032925 · doc4.xml · nonDerivative · entry 1

HANSEN WILLIAM DEAN · CIK 0001265886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,535

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:21 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032920 · doc4.xml · nonDerivative · entry 1

GONZALES KENDA B · CIK 0001213135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,535

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:18 UTC GrantCommon Stock 7,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032916 · doc4.xml · nonDerivative · entry 1

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,154

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2021.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:17 UTC
Peppers Michele APrincipal Accounting Officer
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 2,124 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-20-032588 · doc4.xml · derivative · entry 4

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,372

Underlying: Common Stock · 2,124 shares

Expires 2027-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted 8,496 non-qualified stock options. The option grant vests in four installments on March 14, 2018, 2019, 2020 and 2021.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:17 UTC
Peppers Michele APrincipal Accounting Officer
SaleCommon Stock 2,124 $16.34 $34,706.16
Disclosure

SEC source: 0001209191-20-032588 · doc4.xml · nonDerivative · entry 3

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,184

F1 · balance_after: Includes 50,258 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:17 UTC
Peppers Michele APrincipal Accounting Officer
Exercise / conversionCommon Stock 2,124 $8.30 $17,629.20
Disclosure

SEC source: 0001209191-20-032588 · doc4.xml · nonDerivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:17 UTC
Peppers Michele APrincipal Accounting Officer
SaleCommon Stock 2,876 $16.42 $47,223.92
Disclosure

SEC source: 0001209191-20-032588 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,184

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 7,274 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · derivative · entry 8

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,274

Underlying: Common Stock · 7,274 shares

Expires 2027-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F7 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted 29,096 non-qualified stock options. The option grant vests in four installments on March 14, 2018, 2019, 2020 and 2021.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 6,320 $0.00 Strike: $13.80 $0.00
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · derivative · entry 7

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,640

Underlying: Common Stock · 6,320 shares

Expires 2028-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F6 · derivative.exercise_date: On March 6, 2018 the Reporting Person was granted 25,280 non-qualified stock options. The option grant vests in four installments on March 14, 2019, 2020, 2021 and 2022.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 22,363 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · derivative · entry 6

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,363 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F5 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 100,608 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 35,957 $15.00 $539,355.00
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · nonDerivative · entry 5

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,676

F2 · shares: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to $15.01. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 166,897 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 7,274 $8.30 $60,374.20
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · nonDerivative · entry 4

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 6,320 $13.80 $87,216.00
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · nonDerivative · entry 3

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 22,363 $4.49 $100,409.87
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 12, 2020 Filed May 14, 2020 20:17 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 6,576 $15.00 $98,640.00
Disclosure

SEC source: 0001209191-20-029180 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,676

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

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May 08, 2020 Filed May 11, 2020 20:18 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 2,789 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-028257 · doc4.xml · derivative · entry 3

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,363

Underlying: Common Stock · 2,789 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F3 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 100,608 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

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May 08, 2020 Filed May 11, 2020 20:18 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 2,789 $15.00 $41,835.00
Disclosure

SEC source: 0001209191-20-028257 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,252

F1 · shares: The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 24, 2020.

F2 · balance_after: Includes 166,897 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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May 08, 2020 Filed May 11, 2020 20:18 UTC
Ayers Jeffrey DavidSVP, General Counsel
Exercise / conversionCommon Stock 2,789 $4.49 $12,522.61
Disclosure

SEC source: 0001209191-20-028257 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:21 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCash-Settled RSU · Derivative 19,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019579 · doc4.xml · derivative · entry 6

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,011 shares

Expires 2020-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

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March 14, 2020 Filed Mar 17, 2020 20:21 UTC
NELSON TODD SDirector · President & CEO
Disposition to issuerCommon Stock 19,011 $11.03 $209,691.33
Disclosure

SEC source: 0001209191-20-019579 · doc4.xml · nonDerivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,931

F3 · balance_after: Includes 566,027 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:21 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 19,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019579 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:21 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,625 $11.03 $51,013.75
Disclosure

SEC source: 0001209191-20-019579 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,931

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:21 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,523 $11.03 $49,888.69
Disclosure

SEC source: 0001209191-20-019579 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,556

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:21 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 8,422 $11.03 $92,894.66
Disclosure

SEC source: 0001209191-20-019579 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,079

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 14, 2020 Filed Mar 17, 2020 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Exercise / conversionCash-Settled RSU · Derivative 4,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019585 · doc4.xml · derivative · entry 6

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,020 shares

Expires 2020-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

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March 14, 2020 Filed Mar 17, 2020 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Disposition to issuerCommon Stock 4,020 $11.03 $44,340.60
Disclosure

SEC source: 0001209191-20-019585 · doc4.xml · nonDerivative · entry 5

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,060

F3 · balance_after: Includes 50,258 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Exercise / conversionCommon Stock 4,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-019585 · doc4.xml · nonDerivative · entry 4

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each cash-settled RSU is the economic equivalent of one share of Issuer's common stock.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 188 $11.03 $2,073.64
Disclosure

SEC source: 0001209191-20-019585 · doc4.xml · nonDerivative · entry 3

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,060

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.