Tapewire

Nasdaq · USD

PRDO

PERDOCEO EDUCATION Corp

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Tapewire entity
4488
SEC CIK
0001046568
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202609
Apr 202601
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 2, 2023 23:45 UTC Exercise / conversionCommon Stock 4,174 $2.82 $11,770.68
Disclosure

SEC source: 0001209191-23-014925 · doc4.xml · nonDerivative · entry 3

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:50 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 16,000 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001209191-23-014927 · doc4.xml · derivative · entry 3

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2023-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 14, 2013 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 14, 2013, 2014, 2015 and 2016.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:50 UTC SaleCommon Stock 16,000 $13.76 $220,160.00
Disclosure

SEC source: 0001209191-23-014927 · doc4.xml · nonDerivative · entry 2

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,484

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.66 to $13.91. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of common stock upon Reporting Person's termination of service from Issuer. Also includes 9,050 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:50 UTC Exercise / conversionCommon Stock 16,000 $2.82 $45,120.00
Disclosure

SEC source: 0001209191-23-014927 · doc4.xml · nonDerivative · entry 1

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:45 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 11,826 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001209191-23-014925 · doc4.xml · derivative · entry 5

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,174

Underlying: Common Stock · 11,826 shares

Expires 2023-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 14, 2013 the Reporting Person was granted 16,000 non-qualified stock options. The option grant vested in four installments on May 14, 2013, 2014, 2015, and 2016.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:45 UTC SaleCommon Stock 11,826 $13.81 $163,317.06
Disclosure

SEC source: 0001209191-23-014925 · doc4.xml · nonDerivative · entry 2

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,561

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.75 to $13.91. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:45 UTC Exercise / conversionCommon Stock 11,826 $2.82 $33,349.32
Disclosure

SEC source: 0001209191-23-014925 · doc4.xml · nonDerivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 23:35 UTC SaleCommon Stock 10,000 $14.76 $147,600.00
Disclosure

SEC source: 0001209191-23-003844 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,998

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.63 to $15.04. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 102,208 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:04 UTC Exercise / conversionNon-qualified Option (right to buy) · Derivative 23,411 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-22-054941 · doc4.xml · derivative · entry 4

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,411 shares

Expires 2027-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F4 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted 26,036 non-qualified stock options. The option grant vested in four installments on March 14, 2018, 2019, 2020 and 2021.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:04 UTC SaleCommon Stock 13,363 $11.49 $153,540.87
Disclosure

SEC source: 0001209191-22-054941 · doc4.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,998

F2 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F3 · balance_after: Includes 102,208 unvested restricted stock units granted pursuant to the Issuer's 2008 and 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:04 UTC SaleCommon Stock 23,411 $11.49 $268,992.39
Disclosure

SEC source: 0001209191-22-054941 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,361

F1 · shares: The option exercise and sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 23:04 UTC Exercise / conversionCommon Stock 23,411 $11.49 $268,992.39
Disclosure

SEC source: 0001209191-22-054941 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 20:18 UTC SaleCommon Stock 2,625 $11.49 $30,161.25
Disclosure

SEC source: 0001209191-22-054803 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,373

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F2 · balance_after: Includes 102,208 unvested restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 26, 2022 Filed Oct 31, 2022 23:07 UTC Amendment Exercise / conversionNon-Qualified Option (right to buy) · Derivative 2,625 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-22-054943 · doc4a.xml · derivative · entry 4

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,411

Underlying: Common Stock · 2,625 shares

Expires 2027-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option exercise and sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F4 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted 26,036 non-qualified stock options. The option grant vested in four installments on March 14, 2018, 2019, 2020 and 2021.

Read SEC document
October 26, 2022 Filed Oct 31, 2022 23:07 UTC Amendment SaleCommon Stock 2,625 $11.49 $30,161.25
Disclosure

SEC source: 0001209191-22-054943 · doc4a.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,361

F2 · shares: The option exercise and sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

F3 · balance_after: Includes 102,208 unvested restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 26, 2022 Filed Oct 31, 2022 23:07 UTC Amendment Exercise / conversionCommon Stock 2,625 $8.30 $21,787.50
Disclosure

SEC source: 0001209191-22-054943 · doc4a.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2022 Filed Oct 31, 2022 23:07 UTC Amendment SaleCommon Stock 1,637 $11.49 $18,809.13
Disclosure

SEC source: 0001209191-22-054943 · doc4a.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,361

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:40 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 21,000 $10.88 $228,480.00
Disclosure

SEC source: 0001209191-22-054071 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.75 to $11.00. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 506,017 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 21:37 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.64 $266,000.00
Disclosure

SEC source: 0001209191-22-053987 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.17 to $10.75. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 506,017 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 14, 2022 Filed Oct 18, 2022 21:37 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.46 $261,500.00
Disclosure

SEC source: 0001209191-22-053987 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.38 to $10.59. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 13, 2022 Filed Oct 14, 2022 20:33 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.32 $258,000.00
Disclosure

SEC source: 0001209191-22-053664 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.14 to $10.46. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 506,017 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 20:33 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.30 $257,500.00
Disclosure

SEC source: 0001209191-22-053664 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $9.97 to $10.44. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 21:28 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.16 $254,000.00
Disclosure

SEC source: 0001209191-22-053491 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.03 to $10.25. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 506,017 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 11, 2022 Filed Oct 17, 2022 21:44 UTC Amendment
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.16 $254,000.00
Disclosure

SEC source: 0001209191-22-053868 · doc4a.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.03 to $10.25. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 506,017 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 21:28 UTC
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.12 $253,000.00
Disclosure

SEC source: 0001209191-22-053491 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.04 to $10.20. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 10, 2022 Filed Oct 17, 2022 21:44 UTC Amendment
NELSON TODD SDirector · Executive Chairman
SaleCommon Stock 25,000 $10.12 $253,000.00
Disclosure

SEC source: 0001209191-22-053868 · doc4a.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036,417

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 9, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.04 to $10.20. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 21:34 UTC SaleCommon Stock 4,068 $12.38 $50,361.84
Disclosure

SEC source: 0001209191-22-046413 · doc4.xml · nonDerivative · entry 1

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,484

F1 · price: This transaction was executed in multiple trades at prices ranging from $12.38 to $12.39. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 9,050 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 21:39 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 21,129 $0.00 Strike: $5.96 $0.00
Disclosure

SEC source: 0001209191-22-035139 · doc4.xml · derivative · entry 3

Lally Thomas B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,129 shares

Expires 2026-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On May 24, 2016 the Reporting Person was granted 21,129 non-qualified stock options. The option grant vested on June 14, 2017.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 21:39 UTC SaleCommon Stock 21,129 $10.93 $230,939.97
Disclosure

SEC source: 0001209191-22-035139 · doc4.xml · nonDerivative · entry 2

Lally Thomas B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,552

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.92 to $10.95. The price reported in Column 4 reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 21:39 UTC Exercise / conversionCommon Stock 21,129 $5.96 $125,928.84
Disclosure

SEC source: 0001209191-22-035139 · doc4.xml · nonDerivative · entry 1

Lally Thomas B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:31 UTC
Baskel EliseSVP, CTU
SaleCommon Stock 6,199 $10.68 $66,205.32
Disclosure

SEC source: 0001209191-22-033536 · doc4.xml · nonDerivative · entry 1

Baskel Elise · CIK 0001907968 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,848

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022.

F2 · balance_after: Includes 62,848 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:36 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032970 · doc4.xml · nonDerivative · entry 1

Wheat Alan Dupree · CIK 0001849047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,329

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:29 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032968 · doc4.xml · nonDerivative · entry 1

Thornton Leslie T · CIK 0001348352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,552

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 26, 2022 Filed May 31, 2022 22:26 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032963 · doc4.xml · nonDerivative · entry 1

Lally Thomas B · CIK 0001216305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,552

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 26, 2022 Filed May 31, 2022 22:23 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032957 · doc4.xml · nonDerivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,561

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 26, 2022 Filed May 31, 2022 22:16 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032946 · doc4.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,952

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 26, 2022 Filed May 31, 2022 22:20 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032952 · doc4.xml · nonDerivative · entry 1

HANSEN WILLIAM DEAN · CIK 0001265886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,933

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 26, 2022 Filed May 31, 2022 22:13 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032943 · doc4.xml · nonDerivative · entry 1

GONZALES KENDA B · CIK 0001213135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,933

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 26, 2022 Filed May 31, 2022 22:07 UTC GrantCommon Stock 9,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032940 · doc4.xml · nonDerivative · entry 1

CHOOKASZIAN DENNIS · CIK 0001120026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,552

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on June 14, 2023.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 17,398 unvested restricted stock units granted pursuant to Issuer's Amended and Restated 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock upon vesting.

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May 02, 2022 Filed May 4, 2022 20:36 UTC
Baskel EliseSVP, CTU
SaleCommon Stock 9,508 $11.13 $105,824.04
Disclosure

SEC source: 0001209191-22-027110 · doc4.xml · nonDerivative · entry 1

Baskel Elise · CIK 0001907968 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,047

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022.

F2 · balance_after: Includes 62,848 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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April 12, 2022 Filed Apr 13, 2022 20:22 UTC SaleCommon Stock 7,401 $11.50 $85,111.50
Disclosure

SEC source: 0001209191-22-024279 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,486

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.39 to $11.56. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 129,245 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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April 11, 2022 Filed Apr 13, 2022 20:22 UTC SaleCommon Stock 22,973 $11.44 $262,811.12
Disclosure

SEC source: 0001209191-22-024279 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,887

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.35 to $11.53. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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April 01, 2022 Filed Apr 5, 2022 20:28 UTC
Baskel EliseSVP, CTU
SaleCommon Stock 9,508 $11.53 $109,627.24
Disclosure

SEC source: 0001209191-22-023024 · doc4.xml · nonDerivative · entry 1

Baskel Elise · CIK 0001907968 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,555

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.47 to $11.62. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 62,848 unvested restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 959 $11.00 $10,549.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 7

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,656

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 26,654 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

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March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 140 $11.00 $1,540.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 6

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,615

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 549 $11.00 $6,039.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 5

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,755

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 169 $11.00 $1,859.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 4

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,304

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 390 $11.00 $4,290.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 3

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,473

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 360 $11.00 $3,960.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,863

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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March 14, 2022 Filed Mar 16, 2022 20:50 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 188 $11.00 $2,068.00
Disclosure

SEC source: 0001209191-22-019263 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,223

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.