PPL

SEC source: 0001209191-19-005293 · doc4.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,273

Underlying: Common Stock · 6,273 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, the total restricted stock units beneficially owned is 26,017.589. This total includes the 01/03/2017 grant of 4,797.193 restricted stock units, the 02/17/2017 grant of 9,140.777 restricted stock units, and the 01/25/2018 grant of 5,806.619 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 6,273 restricted stock units.

SEC source: 0001209191-19-005292 · doc4.xml · derivative · entry 4

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,369.206 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 23,990.298. This total includes the 01/26/2017 grants of 3,933.122 and 1,311.04 performance units, the 01/25/2018 grants of 3,612.068 and 3,612.068 performance units, and the 12/20/2018 grants of 327 and 327 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 5,434 and 5,434 performance units.

SEC source: 0001209191-19-005292 · doc4.xml · derivative · entry 3

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Stock · 5,434 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 23,990.298. This total includes the 01/26/2017 grants of 3,933.122 and 1,311.04 performance units, the 01/25/2018 grants of 3,612.068 and 3,612.068 performance units, and the 12/20/2018 grants of 327 and 327 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 5,434 and 5,434 performance units.

SEC source: 0001209191-19-005292 · doc4.xml · derivative · entry 2

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Stock · 5,434 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 23,990.298. This total includes the 01/26/2017 grants of 3,933.122 and 1,311.04 performance units, the 01/25/2018 grants of 3,612.068 and 3,612.068 performance units, and the 12/20/2018 grants of 327 and 327 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 5,434 and 5,434 performance units.

SEC source: 0001209191-19-005292 · doc4.xml · derivative · entry 1

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,717

Underlying: Common Stock · 2,717 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 12,005. This total includes the 03/01/2016 grant of 2,978 restricted stock units, the 01/26/2017 grant of 1,185 restricted stock units, the 02/17/2017 grant of 3,255 restricted stock units, the 01/25/2018 grant of 1,706 restricted stock units, the 12/20/2018 grant of 164 restricted stock units, and the 01/24/2019 grant of 2,717 restricted stock units.

SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 4

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,724.118 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 412,219.33. This total includes the 01/26/2017 grants of 100,327.261 and 33,443.159 performance units, and the 01/25/2018 grants of 69,950.455 and 69,950.455 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 69,274 and 69,274 performance units.

SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 3

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,274

Underlying: Common Stock · 69,274 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 412,219.33. This total includes the 01/26/2017 grants of 100,327.261 and 33,443.159 performance units, and the 01/25/2018 grants of 69,950.455 and 69,950.455 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 69,274 and 69,274 performance units.

SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,274

Underlying: Common Stock · 69,274 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 412,219.33. This total includes the 01/26/2017 grants of 100,327.261 and 33,443.159 performance units, and the 01/25/2018 grants of 69,950.455 and 69,950.455 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 69,274 and 69,274 performance units.

SEC source: 0001209191-19-005291 · doc4.xml · derivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,637

Underlying: Common Stock · 34,637 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 196,071.796. This total includes the 01/26/2017 grant of 33,443.159 restricted stock units, the 02/17/2017 grant of 93,016.41 restricted stock units, and the 01/25/2018 grant of 34,975.227 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 34,637 restricted stock units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,341.838 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 70,522.263. This total includes the 01/26/2017 grants of 15,101.862 and 5,033.953 performance units, and the 01/25/2018 grants of 12,046.224 and 12,046.224 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,147 and 13,147 performance units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

Underlying: Common Stock · 13,147 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 70,522.263. This total includes the 01/26/2017 grants of 15,101.862 and 5,033.953 performance units, and the 01/25/2018 grants of 12,046.224 and 12,046.224 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,147 and 13,147 performance units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,147

Underlying: Common Stock · 13,147 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 70,522.263. This total includes the 01/26/2017 grants of 15,101.862 and 5,033.953 performance units, and the 01/25/2018 grants of 12,046.224 and 12,046.224 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,147 and 13,147 performance units.

SEC source: 0001209191-19-005289 · doc4.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,574

Underlying: Common Stock · 6,574 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 31,195.612. This total includes the 01/26/2017 grant of 5,033.953 restricted stock units, the 02/17/2017 grant of 13,564.018 restricted stock units, and the 01/25/2018 grant of 6,023.641 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 6,574 restricted stock units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,837.387 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 94,425.5. This total includes the 01/26/2017 grants of 21,269.842 and 7,090.684 performance units, and the 01/25/2018 grants of 15,878.487 and 15,878.487 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 17,154 and 17,154 performance units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 3

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154

Underlying: Common Stock · 17,154 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 94,425.5. This total includes the 01/26/2017 grants of 21,269.842 and 7,090.684 performance units, and the 01/25/2018 grants of 15,878.487 and 15,878.487 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 17,154 and 17,154 performance units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 2

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154

Underlying: Common Stock · 17,154 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 94,425.5. This total includes the 01/26/2017 grants of 21,269.842 and 7,090.684 performance units, and the 01/25/2018 grants of 15,878.487 and 15,878.487 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 17,154 and 17,154 performance units.

SEC source: 0001209191-19-005290 · doc4.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,577

Underlying: Common Stock · 8,577 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 42,387.978. This total includes the 01/26/2017 grant of 7,090.684, the 02/17/2017 grant of 18,780.521 restricted stock units, and the 01/25/2018 grant of 7,939.773 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 8,577 restricted stock units.

SEC source: 0001209191-19-005288 · doc4.xml · derivative · entry 3

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 2,803 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 9,019.046. This total includes the 01/25/2018 grants of 1,706.523 and 1,706.523 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 2,803 and 2,803 performance units.

SEC source: 0001209191-19-005288 · doc4.xml · derivative · entry 2

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,803

Underlying: Common Stock · 2,803 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 9,019.046. This total includes the 01/25/2018 grants of 1,706.523 and 1,706.523 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 2,803 and 2,803 performance units.

SEC source: 0001209191-19-005288 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402

Underlying: Common Stock · 1,402 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 7,100.26. This total includes the 03/01/2016 grant of 1,239 restricted stock units, the 02/17/2017 grant of 1,912 restricted stock units, the 01/25/2018 grant of 853.26 restricted stock units, the 02/22/2018 grant of 1,694 restricted stock units, plus in the case of the 01/25/2018 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 1,402 restricted stock units.

SEC source: 0001209191-19-005287 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,331.961 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 77,676.756. This total includes the 01/26/2017 grants of 18,245.042 and 6,081.68 performance units, and the 01/25/2018 grants of 12,873.017 and 12,873.017 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,802 and 13,802 performance units.

SEC source: 0001209191-19-005287 · doc4.xml · derivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,802

Underlying: Common Stock · 13,802 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 77,676.756. This total includes the 01/26/2017 grants of 18,245.042 and 6,081.68 performance units, and the 01/25/2018 grants of 12,873.017 and 12,873.017 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,802 and 13,802 performance units.

SEC source: 0001209191-19-005287 · doc4.xml · derivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,802

Underlying: Common Stock · 13,802 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 77,676.756. This total includes the 01/26/2017 grants of 18,245.042 and 6,081.68 performance units, and the 01/25/2018 grants of 12,873.017 and 12,873.017 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 13,802 and 13,802 performance units.

SEC source: 0001209191-19-005287 · doc4.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,901

Underlying: Common Stock · 6,901 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 36,334.382. This total includes the 01/26/2017 grant of 6,081.68 restricted stock units, the 02/17/2017 grant of 16,915.194 restricted stock units, and the 01/25/2018 grant of 6,436.508, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 6,901 restricted stock units.

SEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 4

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,168.401 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F8 · kind: Represents 0% payout of performance units granted in 2016 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F9 · shares: Total includes the reinvestment of dividends.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units.

SEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 3

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock · 3,051 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending December 31, 2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units.

SEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 2

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock · 3,051 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 01/25/2019, total performance units beneficially owned is 17,215.798. This total includes the 01/26/2017 grants of 3,979.589 and 1,326.531 performance units, and the 01/25/2018 grants of 2,903.839 and 2,903.839 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/24/2019 grants of 3,051 and 3,051 performance units.

SEC source: 0001209191-19-005286 · doc4.xml · derivative · entry 1

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 1,526 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 01/24/2022.

F2 · derivative.expiration_date: The units will vest on 01/24/2022.

F3 · balance_after: As of 01/25/2019, total restricted stock units beneficially owned is 8,240.314. This total includes the 01/26/2017 grant of 1,326.531 restricted stock units, the 02/17/2017 grant of 3,935.334 restricted stock units, and the 01/25/2018 grant of 1,452.449 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/24/2019 grant of 1,526 restricted stock units.

SEC source: 0001209191-19-005104 · doc4.xml · nonDerivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,419

F2 · kind: Represents the sale of 5,637 shares of common stock pursuant to a 10b5-1 plan, dated November 26, 2018.

SEC source: 0001209191-19-005100 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,563.26

F2 · kind: Represents the sale of 9,430 shares of common stock pursuant to a 10b5-1 plan, dated August 23, 2018.

SEC source: 0001209191-19-005104 · doc4.xml · derivative · entry 4

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

SEC source: 0001209191-19-005104 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,056

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

SEC source: 0001209191-19-005104 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-005103 · doc4.xml · derivative · entry 6

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,803.881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F4 · derivative.expiration_date: The shares were delivered on January 22, 2019.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005103 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,205.125

F2 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005103 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,949.125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005102 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,670.65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005102 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280.489

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-19-005102 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,076.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-005101 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,550.211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

SEC source: 0001209191-19-005101 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569.211

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-19-005101 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-005099 · doc4.xml · derivative · entry 5

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,934.128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F3 · derivative.expiration_date: The shares were delivered on January 22, 2019.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005099 · doc4.xml · nonDerivative · entry 2

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,603.134

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-19-005099 · doc4.xml · nonDerivative · entry 1

Breininger Stephen K · CIK 0001610589 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927.134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-005100 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,940.83 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Total includes the reinvestment of dividends.

F4 · derivative.exercise_date: The shares were delivered on January 22, 2019.

F4 · derivative.expiration_date: The shares were delivered on January 22, 2019.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-005100 · doc4.xml · nonDerivative · entry 2

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,993.26

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-19-005100 · doc4.xml · nonDerivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,503.26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-001712 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967.871

Underlying: Common Stock · 1,245.109 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-001713 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,212.944

Underlying: Common Stock · 2,223.409 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.