PPL

SEC source: 0001209191-20-004971 · doc4.xml · derivative · entry 5

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919

Underlying: Common Stock · 11,919 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 79,980.554. This total includes the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, and the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-20-004971 · doc4.xml · derivative · entry 4

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

Underlying: Common Stock · 5,960 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/23/2023.

F4 · derivative.expiration_date: The units will vest on 01/23/2023.

F5 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 37,796.229. This total includes the 02/17/2017 grant of 17,800.59 restricted stock units, the 01/25/2018 grant of 6,773.417 restricted stock units, and the 01/24/2019 grant of 7,262.222 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 5,960 restricted stock units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 8

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,685.153 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F10 · kind: Represents 0% payout of performance units granted in 2017 due to Company performance below minimum "total shareowner return" threshold at expiration of three-year performance period.

F2 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 7

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Underlying: Common Stock · 12,531 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 6

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Underlying: Common Stock · 12,531 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2022. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2023.

F7 · balance_after: As of 01/27/2020, total performance units beneficially owned is 46,531.616. This total includes the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-004970 · doc4.xml · derivative · entry 5

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,266

Underlying: Common Stock · 6,266 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/23/2023.

F4 · derivative.expiration_date: The units will vest on 01/23/2023.

F5 · balance_after: As of 01/27/2020, total restricted stock units beneficially owned is 15,086.831. This total includes the 02/17/2017 grant of 3,689.588 restricted stock units, the 01/25/2018 grant of 1,372 restricted stock units, the 01/24/2019 grant of 1,533 restricted stock units, and the 07/01/2019 grant of 2,226.243 restricted stock units, plus in the case of the 02/17/2017 and 07/01/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/23/2020 grant of 6,266 restricted stock units.

SEC source: 0001209191-20-007418 · doc4a.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,802.407 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 14,450.01. This total includes the 01/26/2017 grant of 934.912 performance units, the 01/25/2018 grants of 1,962.955 and 1,962.955 performance units, and the 01/24/2019 grants of 2,444.594 and 2,444.594 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 2,350 and 2,350 performance units.

SEC source: 0001209191-20-007425 · doc4a.xml · derivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,144.88 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 77,565.929. This total includes the 01/03/2017 grant of 5,048.293 performance units, the 01/25/2018 grants of 12,221.118 and 12,221.118 performance units, and the 01/24/2019 grants of 13,202.7 and 13,202.7 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 10,835 and 10,835 performance units.

SEC source: 0001209191-20-007424 · doc4a.xml · derivative · entry 1

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,138.994 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 35,644.104. This total includes the 01/26/2017 grant of 1,379.664 performance units, the 01/25/2018 grants of 3,801.136 and 3,801.136 performance units, the 12/20/2018 grants of 344.116 and 344.116 performance units, the 01/24/2019 grants of 5,718.434 and 5,718.434 performance units, and the 12/09/2019 grants of 1,262.534 and 1,262.534 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 6,006 and 6,006 performance units.

SEC source: 0001209191-20-007422 · doc4a.xml · derivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,383.176 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 118,267.064. This total includes the 01/26/2017 grant of 7,461.834 performance units, the 01/25/2018 grants of 16,709.62 and 16,709.62 performance units, the 01/24/2019 grants of 18,051.899 and 18,051.899 performance units, and the 07/01/2019 grants of 2,179.096 and 2,179.096 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 18,462 and 18,462 performance units.

SEC source: 0001209191-20-007423 · doc4a.xml · derivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,578.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 447,859.541. This total includes the 01/26/2017 grant of 35,193.685 performance units, the 01/25/2018 grants of 73,611.895 and 73,611.895 performance units, and the 01/24/2019 grants of 72,900.033 and 72,900.033 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 59,821 and 59,821 performance units.

SEC source: 0001209191-20-007421 · doc4a.xml · derivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,892.343 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 83,473.307. This total includes the 01/26/2017 grant of 5,297.447 performance units, the 01/25/2018 grants of 12,676.763 and 12,676.763 performance units, the 01/24/2019 grants of 13,835.158 and 13,835.158 performance units, and the 06/14/2019 grants of 657.009 and 657.009 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-20-007420 · doc4a.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,200.048 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 86,380.57. This total includes the 01/26/2017 grant of 6,400.016, the 01/25/2018 grants of 13,546.834 and 13,546.834 performance units, and the 01/24/2019 grants of 14,524.443 and 14,524.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 11,919 and 11,919 performance units.

SEC source: 0001209191-20-007419 · doc4a.xml · derivative · entry 1

Bergstein Joseph P Jr · CIK 0001661030 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,263.574 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies.

F2 · kind: This amended Form 4 restates the number of performance units forfeited on 01/23/2020. On 01/23/2020, only one of two 2017 grants were forfeited due to Company performance below minimum "total shareowner return" threshold at expiration of the applicable three-year performance period. The other 2017 grant, being reinstated by this report, earned a 200% payout based on the Company's return-on-equity over a three-year performance period. The payout of this 2017 award will be reported on or about 02/18/2020 following calculation of underlying shares to be delivered, net of withholding.

F3 · shares: Total includes the reinvestment of dividends.

F1 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies.

F1 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies.

F3 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/07/2020, total performance units beneficially owned is 47,953.195. This total includes the 01/26/2017 grant of 1,421.579 performance units, the 01/25/2018 grants of 3,055.835 and 3,055.835 performance units, the 01/24/2019 grants of 3,226.485 and 3,226.485 performance units, and the 07/01/2019 grants of 4,452.488 and 4,452.488 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/23/2020 grants of 12,531 and 12,531 performance units.

SEC source: 0001209191-20-001579 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,048.293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares were delivered on January 3, 2020.

F2 · derivative.expiration_date: The shares were delivered on January 3, 2020.

SEC source: 0001209191-20-001579 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301.293

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

SEC source: 0001209191-20-001579 · doc4.xml · nonDerivative · entry 1

Thompson Paul W · CIK 0001693122 · Chairman of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,048.293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-001578 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,249.82

Underlying: Common Stock · 1,870.412 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001576 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,885.982

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001577 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792.084

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001575 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571.795

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001572 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,351.42

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001574 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,607.336

Underlying: Common Stock · 2,011.575 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001573 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,169.347

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-20-001571 · doc4.xml · derivative · entry 1

CONWAY JOHN W · CIK 0001199461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,103.56

Underlying: Common Stock · 1,058.724 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-059978 · doc4.xml · derivative · entry 3

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248

Underlying: Common Stock · 1,248 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 12/11/2019, total performance units beneficially owned is 27,451.401. This total includes the 01/26/2017 grants of 4,091.346 and 1,363.781 performance units, the 01/25/2018 grants of 3,757.378 and 3,757.378 performance units, the 12/20/2018 grants of 340.155 and 340.155 performance units, and the 01/24/2019 grants of 5,652.604 and 5,652.604 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 12/09/2019 grants of 1,248 and 1,248 performance units.

SEC source: 0001209191-19-059978 · doc4.xml · derivative · entry 2

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248

Underlying: Common Stock · 1,248 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2021. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation, Governance and Nominating Committee in January 2022.

F5 · balance_after: As of 12/11/2019, total performance units beneficially owned is 27,451.401. This total includes the 01/26/2017 grants of 4,091.346 and 1,363.781 performance units, the 01/25/2018 grants of 3,757.378 and 3,757.378 performance units, the 12/20/2018 grants of 340.155 and 340.155 performance units, and the 01/24/2019 grants of 5,652.604 and 5,652.604 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 12/09/2019 grants of 1,248 and 1,248 performance units.

SEC source: 0001209191-19-059978 · doc4.xml · derivative · entry 1

Swift Philip · CIK 0001758615 · Chief Exec of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 625 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 12/09/2022.

F2 · derivative.expiration_date: The units will vest on 12/09/2022.

F3 · balance_after: As of 12/11/2019, total restricted stock units beneficially owned is 9,767.899. This total includes the 01/26/2017 grant of 1,185 restricted stock units, the 02/17/2017 grant of 3,255 restricted stock units, the 01/25/2018 grant of 1,706 restricted stock units, the 12/20/2018 grant of 170.597 restricted stock units, the 01/24/2019 grant of 2,826.302 restricted stock units, plus in the case of the 12/20/2018 and 01/24/2019 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 12/09/2019 grant of 625 restricted stock units.

SEC source: 0001209191-19-059239 · doc4.xml · derivative · entry 5

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 388,968 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F3 · derivative.exercise_date: Represents the exercise of 388,968 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.

SEC source: 0001209191-19-059239 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,727.801

F1 · kind: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-059239 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,695.801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-057088 · doc4.xml · derivative · entry 4

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,696 shares

Expires 2020-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F5 · derivative.exercise_date: Represents the exercise of 13,696 stock options that vested in three equal annual installments beginning on March 29, 2011.

SEC source: 0001209191-19-057088 · doc4.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,280.489

F1 · kind: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · price: Represents the weighted average sale price for price increments ranging from $34.02 to $34.11.

SEC source: 0001209191-19-057088 · doc4.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,976.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

SEC source: 0001209191-19-054824 · doc4.xml · derivative · entry 8

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,968

Underlying: Common Stock · 253,009 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F6 · derivative.exercise_date: Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.

SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 4

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,727.801

F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F5 · price: Represents the weighted average sale price for price increments ranging from $33.500 to $33.545.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 3

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,736.801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-054824 · doc4.xml · derivative · entry 7

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,977

Underlying: Common Stock · 134,991 shares

Expires 2023-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F6 · derivative.exercise_date: Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.

SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,727.801

F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F3 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F4 · price: Represents the weighted average sale price for price increments ranging from $33.500 to $33.510.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-054824 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,718.801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-053818 · doc4.xml · derivative · entry 5

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 215,020 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 215,020 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F3 · derivative.exercise_date: Represents the exercise of 215,020 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning on January 26, 2013.

SEC source: 0001209191-19-053818 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,727.801

F1 · kind: This Form 4 report reflects the exercise of 215,020 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-053818 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,747.801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 215,020 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.

F2 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-053123 · doc4.xml · derivative · entry 4

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,288 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

F5 · derivative.exercise_date: Represents the exercise of 21,288 stock options that vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.

SEC source: 0001209191-19-053123 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,569.211

F1 · kind: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

F2 · price: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

F3 · price: Represents the weighted average sale price for price increments ranging from $32.040 to $32.185.

SEC source: 0001209191-19-053123 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,857.211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.

SEC source: 0001209191-19-051987 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,748.266

Underlying: Common Stock · 1,117.854 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-051995 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,845.492

Underlying: Common Stock · 1,996.168 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-051994 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,621.31

Underlying: Common Stock · 1,117.854 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

SEC source: 0001209191-19-051992 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,942.83

Underlying: Common Stock · 1,117.854 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.