Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2022 Filed Jun 15, 2022 21:08 UTC |
Dewbre GrantChief Operating Officer
|
Tax withholdingCommon Stock | 1,076 | $8.50 | $9,146.00 |
DisclosureSEC source: 0001437749-22-015082 · rdgdoc.xml · nonDerivative · entry 1 Dewbre Grant · CIK 0001875752 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,025 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| January 07, 2022 Filed Jan 7, 2022 21:07 UTC |
Barrie David SDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · derivative · entry 5 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 1,000 shares Expires 2022-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016. Read SEC document |
| January 07, 2022 Filed Jan 7, 2022 21:07 UTC |
Barrie David SDirector
|
Exercise / conversionCommon Stock | 1,000 | $5.55 | $5,550.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · nonDerivative · entry 3 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:07 UTC |
Barrie David SDirector
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $5.55 | $0.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · derivative · entry 4 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 3,000 shares Expires 2022-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal installments on November 1, 2013, 2014, 2015 and 2016. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:07 UTC |
Barrie David SDirector
|
SaleCommon Stock | 3,000 | $8.64 | $25,920.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · nonDerivative · entry 2 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,709 Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 21:07 UTC |
Barrie David SDirector
|
Exercise / conversionCommon Stock | 3,000 | $5.55 | $16,650.00 |
DisclosureSEC source: 0001437749-22-000601 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 21:49 UTC |
Brown David BDirector
|
SaleCommon Stock | 1,787 | $8.30 | $14,832.10 |
DisclosureSEC source: 0001437749-21-027097 · rdgdoc.xml · nonDerivative · entry 1 Brown David B · CIK 0001507086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.36, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 18:43 UTC |
Barrie David SDirector
|
SaleCommon Stock | 1,787 | $8.30 | $14,832.10 |
DisclosureSEC source: 0001437749-21-027053 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,709 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.36, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 18:00 UTC |
Boiter CynthiaDirector
|
SaleCommon Stock | 1,787 | $8.31 | $14,849.97 |
DisclosureSEC source: 0001437749-21-027049 · rdgdoc.xml · nonDerivative · entry 1 Boiter Cynthia · CIK 0001765251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.20 to $8.34, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 15:18 UTC |
Walker Jerome T.Director
|
SaleCommon Stock | 1,532 | $8.30 | $12,715.60 |
DisclosureSEC source: 0001437749-21-027125 · rdgdoc.xml · nonDerivative · entry 1 Walker Jerome T. · CIK 0001453436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,105 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.16 to $8.37, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 17:26 UTC |
Boiter CynthiaDirector
|
SaleCommon Stock | 1,787 | $6.58 | $11,758.46 |
DisclosureSEC source: 0001437749-21-020506 · rdgdoc.xml · nonDerivative · entry 1 Boiter Cynthia · CIK 0001765251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,382 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.56 to $6.70, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 17:27 UTC |
Walker Jerome T.Director
|
SaleCommon Stock | 1,532 | $6.63 | $10,157.16 |
DisclosureSEC source: 0001437749-21-020508 · rdgdoc.xml · nonDerivative · entry 1 Walker Jerome T. · CIK 0001453436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,637 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.59 to $6.70, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 17:24 UTC |
Brown David BDirector
|
SaleCommon Stock | 1,787 | $6.61 | $11,812.07 |
DisclosureSEC source: 0001437749-21-020504 · rdgdoc.xml · nonDerivative · entry 1 Brown David B · CIK 0001507086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,382 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.56 to $6.70, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 17:23 UTC |
Barrie David SDirector
|
SaleCommon Stock | 1,787 | $6.68 | $11,937.16 |
DisclosureSEC source: 0001437749-21-020501 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,496 F1 · kind: The shares of common stock reported as sold herein were sold under a Rule 10b5-1 plan effective as of December 24, 2020, pursuant to which shares sufficient to cover estimated taxes associated with the vesting of restricted stock are to be sold in connection with such vesting. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.67 to $6.70, inclusive. The reporting person undertakes to provide to Perma-Pipe International Holdings, Inc. ("PPIH"), any security holder of PPIH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:43 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 1,040 | $6.70 | $6,968.00 |
DisclosureSEC source: 0001437749-21-015397 · rdgdoc.xml · nonDerivative · entry 1 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,448 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:41 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingCommon Stock | 7,910 | $6.70 | $52,997.00 |
DisclosureSEC source: 0001437749-21-015392 · rdgdoc.xml · nonDerivative · entry 1 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,844 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:39 UTC |
Norwood D BryanVice President, CFO
|
Tax withholdingCommon Stock | 1,209 | $6.70 | $8,100.30 |
DisclosureSEC source: 0001437749-21-015388 · rdgdoc.xml · nonDerivative · entry 1 Norwood D Bryan · CIK 0001378560 · Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,673 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:15 UTC |
Barrie David SDirector
|
GrantCommon Stock | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014871 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,283 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:14 UTC |
Mansfield David JPresident & CEO
|
GrantCommon Stock | 47,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014870 · rdgdoc.xml · nonDerivative · entry 3 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,754 F2 · shares: Restricted shares that vest 1/3 on each of the three anniversaries of the grant date. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:14 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingCommon Stock | 6,647 | $7.14 | $47,459.58 |
DisclosureSEC source: 0001437749-21-014870 · rdgdoc.xml · nonDerivative · entry 2 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,739 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:12 UTC |
Bosch WayneVice President, CHRO
|
GrantCommon Stock | 5,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014869 · rdgdoc.xml · nonDerivative · entry 3 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,488 F2 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:12 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 969 | $7.14 | $6,918.66 |
DisclosureSEC source: 0001437749-21-014869 · rdgdoc.xml · nonDerivative · entry 2 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,550 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:39 UTC |
Boiter CynthiaDirector
|
GrantCommon Stock | 8,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014851 · rdgdoc.xml · nonDerivative · entry 1 Boiter Cynthia · CIK 0001765251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:37 UTC |
Norwood D BryanVice President, CFO
|
GrantCommon Stock | 8,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014849 · rdgdoc.xml · nonDerivative · entry 2 Norwood D Bryan · CIK 0001378560 · Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,882 F2 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:31 UTC |
Walker Jerome T.Director
|
GrantCommon Stock | 8,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014846 · rdgdoc.xml · nonDerivative · entry 1 Walker Jerome T. · CIK 0001453436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:25 UTC |
Brown David BDirector
|
GrantCommon Stock | 8,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014839 · rdgdoc.xml · nonDerivative · entry 1 Brown David B · CIK 0001507086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,169 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 13, 2021 Filed Jun 15, 2022 21:10 UTC |
Norwood D BryanVice President, CFO
|
Tax withholdingCommon Stock | 987 | $8.50 | $8,389.50 |
DisclosureSEC source: 0001437749-22-015086 · rdgdoc.xml · nonDerivative · entry 1 Norwood D Bryan · CIK 0001378560 · Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,686 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 13, 2021 Filed Jun 15, 2022 21:07 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 843 | $8.50 | $7,165.50 |
DisclosureSEC source: 0001437749-22-015080 · rdgdoc.xml · nonDerivative · entry 1 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,605 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:14 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingCommon Stock | 6,648 | $7.17 | $47,666.16 |
DisclosureSEC source: 0001437749-21-014870 · rdgdoc.xml · nonDerivative · entry 1 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,386 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:12 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 963 | $7.17 | $6,904.71 |
DisclosureSEC source: 0001437749-21-014869 · rdgdoc.xml · nonDerivative · entry 1 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,519 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 20:37 UTC |
Norwood D BryanVice President, CFO
|
Tax withholdingCommon Stock | 1,015 | $7.17 | $7,277.55 |
DisclosureSEC source: 0001437749-21-014849 · rdgdoc.xml · nonDerivative · entry 1 Norwood D Bryan · CIK 0001378560 · Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,040 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:18 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingCommon Stock | 7,936 | $5.51 | $43,727.36 |
DisclosureSEC source: 0001437749-20-013780 · rdgdoc.xml · nonDerivative · entry 2 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,034 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:18 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingCommon Stock | 7,909 | $5.51 | $43,578.59 |
DisclosureSEC source: 0001437749-20-013780 · rdgdoc.xml · nonDerivative · entry 1 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,970 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:16 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 1,080 | $5.51 | $5,950.80 |
DisclosureSEC source: 0001437749-20-013778 · rdgdoc.xml · nonDerivative · entry 2 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,482 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:16 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 1,065 | $5.51 | $5,868.15 |
DisclosureSEC source: 0001437749-20-013778 · rdgdoc.xml · nonDerivative · entry 1 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,562 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 21:16 UTC |
Norwood D BryanVice President, CFO
|
Tax withholdingCommon Stock | 1,777 | $5.51 | $9,791.27 |
DisclosureSEC source: 0001437749-20-013777 · rdgdoc.xml · nonDerivative · entry 1 Norwood D Bryan · CIK 0001378560 · Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,055 F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:48 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingCommon Stock | 6,648 | $5.75 | $38,226.00 |
DisclosureSEC source: 0001567619-20-012166 · doc1.xml · nonDerivative · entry 2 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,879 F3 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 15, 2020 Filed Jun 15, 2020 21:45 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingCommon Stock | 961 | $5.75 | $5,525.75 |
DisclosureSEC source: 0001567619-20-012164 · doc1.xml · nonDerivative · entry 2 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,627 F3 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:13 UTC |
Walker Jerome T.Director
|
GrantCommon Stock | 10,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013175 · rdgdoc.xml · nonDerivative · entry 1 Walker Jerome T. · CIK 0001453436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,213 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:12 UTC |
Barrie David SDirector
|
GrantCommon Stock | 11,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013174 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,915 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:12 UTC |
Brown David BDirector
|
GrantCommon Stock | 10,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013172 · rdgdoc.xml · nonDerivative · entry 1 Brown David B · CIK 0001507086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,213 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 22:11 UTC |
Boiter CynthiaDirector
|
GrantCommon Stock | 10,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013171 · rdgdoc.xml · nonDerivative · entry 1 Boiter Cynthia · CIK 0001765251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,213 F1 · shares: Restricted shares that vest on the first anniversary of the grant date Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:53 UTC |
Norwood D BryanVP and CFO
|
GrantCommon Stock | 10,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012168 · doc1.xml · nonDerivative · entry 1 Norwood D Bryan · CIK 0001378560 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,832 F1 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date. F2 · balance_after: Includes restricted shares that were previously reported in Table II. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:48 UTC |
Mansfield David JPresident & CEO
|
GrantCommon Stock | 53,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012166 · doc1.xml · nonDerivative · entry 1 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,527 F1 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date. F2 · balance_after: Includes restricted shares that were previously reported in Table II. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:45 UTC |
Bosch WayneVice President, CHRO
|
GrantCommon Stock | 6,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012164 · doc1.xml · nonDerivative · entry 1 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,588 F1 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date. F2 · balance_after: Includes restricted shares that were previously reported in Table II. Read SEC document |
| June 11, 2020 Filed Jun 15, 2021 22:17 UTC Amendment |
Barrie David SDirector
|
GrantCommon Stock | 11,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-014872 · rdgdoc.xml · nonDerivative · entry 1 Barrie David S · CIK 0001561676 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,835 F1 · shares: Restricted shares that vest on the first anniversary of the grant date F2 · balance_after: On June 15, 2020, a Form 4 was filed which inadvertently omitted 1,920 shares from the total of the reporting person's beneficially owned securities following the transaction reported in the Form 4. This amended Form 4 corrects that total. Read SEC document |
| June 22, 2019 Filed Jun 28, 2019 15:29 UTC |
Mansfield David JPresident & CEO
|
Tax withholdingRestricted Shares · Derivative | 5,174 | $9.08 | $46,979.92 |
DisclosureSEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 6 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,848 Underlying: Restricted Shares · 5,174 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit F6 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock F3 · derivative.exercise_date: Restricted shares vested on 6/22/2019 F3 · derivative.expiration_date: Restricted shares vested on 6/22/2019 Read SEC document |
| June 22, 2019 Filed Jun 28, 2019 15:29 UTC |
Mansfield David JPresident & CEO
|
Exercise / conversionRestricted Shares · Derivative | 16,076 | $9.08 | $145,970.08 |
DisclosureSEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 4 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,356 Underlying: Restricted Shares · 16,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit F5 · price: Restricted stock reported as disposed herein were settled for shares of the issuers stock F3 · derivative.exercise_date: Restricted shares vested on 6/22/2019 F3 · derivative.expiration_date: Restricted shares vested on 6/22/2019 Read SEC document |
| June 22, 2019 Filed Jun 28, 2019 15:29 UTC |
Mansfield David JPresident & CEO
|
Exercise / conversionCommon Stock | 16,076 | $9.08 | $145,970.08 |
DisclosureSEC source: 0001437749-19-013024 · rdgdoc.xml · nonDerivative · entry 2 Mansfield David J · CIK 0001689708 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2019 Filed Jun 28, 2019 15:24 UTC |
Bosch WayneVice President, CHRO
|
Tax withholdingRestricted Shares · Derivative | 867 | $9.08 | $7,872.36 |
DisclosureSEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 6 Bosch Wayne · CIK 0001593388 · Vice President, CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,103 Underlying: Restricted Shares · 867 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock F5 · derivative.exercise_date: Restricted shares vested on 6/22/19 F5 · derivative.expiration_date: Restricted shares vested on 6/22/19 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.