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PennyMac Mortgage Investment Trust

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899
SEC CIK
0001464423
Parsed reports
440

Last 12 months

Inside the activity.

3 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 23, 2022 01:47 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 969 $16.10 $15,600.90
Disclosure

SEC source: 0001127602-22-006120 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,558

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 7,505 restricted share units and 56,053 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 01:45 UTC
SPECTOR DAVIDDirector · Chairman and CEO
Tax withholdingCommon Shares of Beneficial Interest 2,725 $16.10 $43,872.50
Disclosure

SEC source: 0001127602-22-006118 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,415

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 26,145 restricted share units and 160,270 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:59 UTC SaleCommon Shares of Beneficial Interest 703 $15.88 $11,163.64
Disclosure

SEC source: 0001127602-22-005622 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 8,197 restricted share units and 24,203 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 15, 2022 Filed Feb 18, 2022 01:56 UTC SaleCommon Shares of Beneficial Interest 1,494 $15.88 $23,724.72
Disclosure

SEC source: 0001127602-22-005617 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 12, 2022 Filed Feb 16, 2022 01:19 UTC
SPECTOR DAVIDDirector · Chairman and CEO
Tax withholdingCommon Shares of Beneficial Interest 1,864 $16.05 $29,917.20
Disclosure

SEC source: 0001127602-22-005188 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,140

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 34,023 restricted share units and 155,117 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 20:07 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 899 $16.05 $14,428.95
Disclosure

SEC source: 0001127602-22-005181 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,737

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 15,984 restricted share units and 96,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 12, 2022 Filed Feb 16, 2022 01:14 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 599 $16.05 $9,613.95
Disclosure

SEC source: 0001127602-22-005186 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,527

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 9,868 restricted share units and 54,659 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 12, 2022 Filed Feb 16, 2022 01:03 UTC
STARK DEREKChief Legal Officer
Tax withholdingCommon Shares of Beneficial Interest 375 $16.05 $6,018.75
Disclosure

SEC source: 0001127602-22-005179 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,727

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 5,281 restricted share units and 16,446 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 12, 2022 Filed Feb 16, 2022 01:01 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 609 $16.05 $9,774.45
Disclosure

SEC source: 0001127602-22-005177 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,916

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 14,108 restricted share units and 58,808 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 22:11 UTC SaleCommon Shares of Beneficial Interest 4,796 $20.33 $97,502.68
Disclosure

SEC source: 0001127602-21-027720 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,664

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 9,691 restricted share units and 33,973 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 22:24 UTC SaleCommon Shares of Beneficial Interest 2,250 $20.00 $45,000.00
Disclosure

SEC source: 0001127602-21-026062 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Carnahan Black Pearl Partnership

Disclosed balance after: 20,008

Read SEC document
July 22, 2021 Filed Feb 14, 2022 20:10 UTC GiftCommon Shares of Beneficial Interest 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004927 · form5.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,149

F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children.

F2 · balance_after: The reported amount consists of 9,691 restricted share units and 38,458 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 08, 2021 Filed Jun 8, 2021 19:36 UTC SaleCommon Shares of Beneficial Interest 42,651 $20.55 $876,478.05
Disclosure

SEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 4

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Individual Retirement Account

Disclosed balance after: 0

Read SEC document
June 08, 2021 Filed Jun 8, 2021 19:36 UTC SaleCommon Shares of Beneficial Interest 5,600 $20.50 $114,800.00
Disclosure

SEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 3

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Roth Contributory IRA

Disclosed balance after: 0

Read SEC document
June 08, 2021 Filed Jun 8, 2021 19:36 UTC SaleCommon Shares of Beneficial Interest 14,127 $20.50 $289,603.50
Disclosure

SEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 2

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 32,950

Read SEC document
June 07, 2021 Filed Jun 8, 2021 19:36 UTC SaleCommon Shares of Beneficial Interest 7,583 $20.17 $152,949.11
Disclosure

SEC source: 0001127602-21-019470 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,691

F1 · balance_after: The reported amount consists of 9,691 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:34 UTC SaleCommon Shares of Beneficial Interest 1,419 $19.92 $28,268.04
Disclosure

SEC source: 0001127602-21-019133 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,110

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:26 UTC SaleCommon Shares of Beneficial Interest 774 $19.70 $15,247.80
Disclosure

SEC source: 0001127602-21-011173 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,103

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 9,691 restricted share units and 23,412 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 22:24 UTC SaleCommon Shares of Beneficial Interest 1,645 $19.70 $32,406.50
Disclosure

SEC source: 0001127602-21-011170 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,529

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 9,691 restricted share units and 49,838 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:45 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 1,055 $19.60 $20,678.00
Disclosure

SEC source: 0001127602-21-010847 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,636

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 18,176 restricted share units and 95,460 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:43 UTC
Chang Andrew SChief Operating Officer
Tax withholdingCommon Shares of Beneficial Interest 1,055 $19.60 $20,678.00
Disclosure

SEC source: 0001127602-21-010845 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,984

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 15,934 restricted share units and 88,050 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 18:06 UTC
Walker David MChief Risk Officer
Tax withholdingCommon Shares of Beneficial Interest 865 $19.60 $16,954.00
Disclosure

SEC source: 0001127602-21-010857 · form4.xml · nonDerivative · entry 1

Walker David M · CIK 0001468934 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:18 UTC
Grogin JeffreyChief Enterprise Ops Officer
Tax withholdingCommon Shares of Beneficial Interest 865 $19.60 $16,954.00
Disclosure

SEC source: 0001127602-21-010859 · form4.xml · nonDerivative · entry 1

Grogin Jeffrey · CIK 0001440697 · Chief Enterprise Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,284

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:04 UTC
SPECTOR DAVIDDirector · Chairman and CEO
Tax withholdingCommon Shares of Beneficial Interest 3,156 $19.60 $61,857.60
Disclosure

SEC source: 0001127602-21-010855 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,004

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 39,488 restricted share units and 151,516 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 21:57 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 1,055 $19.60 $20,678.00
Disclosure

SEC source: 0001127602-21-010851 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,525

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 15,934 restricted share units and 57,591 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 22:00 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 844 $19.60 $16,542.40
Disclosure

SEC source: 0001127602-21-010853 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,126

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 11,329 restricted share units and 53,797 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:29 UTC SaleCommon Shares of Beneficial Interest 667 $18.74 $12,499.58
Disclosure

SEC source: 0001127602-21-009932 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,877

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 11,336 restricted share units and 22,541 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 17:31 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 1,037 $18.86 $19,557.82
Disclosure

SEC source: 0001127602-21-009446 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,691

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 20,restricted share units and 94,388 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 17:26 UTC
Chang Andrew SChief Operating Officer
Tax withholdingCommon Shares of Beneficial Interest 865 $18.86 $16,313.90
Disclosure

SEC source: 0001127602-21-009444 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,039

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 18,061 restricted share units and 86,978 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:46 UTC
SPECTOR DAVIDDirector · President and CEO
Tax withholdingCommon Shares of Beneficial Interest 2,576 $18.86 $48,583.36
Disclosure

SEC source: 0001127602-21-009452 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,160

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 45,852 restricted share units and 148,308 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:43 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 692 $18.86 $13,051.12
Disclosure

SEC source: 0001127602-21-009450 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,970

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 13,031 restricted share units and 52,939 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:41 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 861 $18.86 $16,238.46
Disclosure

SEC source: 0001127602-21-009448 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,580

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 18,061 restricted share units and 56,519 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:55 UTC GrantCommon Shares of Beneficial Interest 5,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006803 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 12,755 restricted share units and 4,519 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:05 UTC
Fartaj VandadChief Investment Officer
GrantCommon Shares of Beneficial Interest 11,817 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006827 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,728

F1 · shares: The Reporting Person was granted 11,817 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 22,386 restricted share units and 93,342 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:53 UTC SaleCommon Shares of Beneficial Interest 703 $19.68 $13,835.04
Disclosure

SEC source: 0001127602-21-006796 · form4.xml · nonDerivative · entry 2

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,544

F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F4 · balance_after: The reported amount consists of 12,755 restricted share units and 21,789 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:53 UTC GrantCommon Shares of Beneficial Interest 5,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006796 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,247

F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 12,755 restricted share units and 22,492 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 17:03 UTC
Chang Andrew SChief Operating Officer
GrantCommon Shares of Beneficial Interest 10,635 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006823 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,904

F1 · shares: The Reporting Person was granted 10,635 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 19,797 restricted share units and 86,107 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:44 UTC GrantCommon Shares of Beneficial Interest 5,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006774 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,174

F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 12,755 restricted share units and 48,419 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 16:48 UTC GrantCommon Shares of Beneficial Interest 5,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006784 · form4.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,149

F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 12,755 restricted share units and 36,394 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:12 UTC
SPECTOR DAVIDDirector · President and CEO
GrantCommon Shares of Beneficial Interest 23,634 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006836 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,736

F1 · shares: The Reporting Person was granted 23,634 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 51,046 restricted share units and 145,690 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:10 UTC
Perotti Daniel StanleyChief Financial Officer
GrantCommon Shares of Beneficial Interest 7,090 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006833 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,662

F1 · shares: The Reporting Person was granted 7,090 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 14,419 restricted share units and 52,243 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 17, 2021 Filed Feb 19, 2021 21:51 UTC GrantCommon Shares of Beneficial Interest 5,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006790 · form4.xml · nonDerivative · entry 1

McAllister, Nancy · CIK 0001561961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,399.001

F1 · shares: The Reporting Person was granted 4,259 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 12,755 restricted share units and 32,644 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 17, 2021 Filed Feb 19, 2021 22:07 UTC
Jones DougChf Mortgage Banking Officer
GrantCommon Shares of Beneficial Interest 10,635 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006830 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Chf Mortgage Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,441

F1 · shares: The Reporting Person was granted 10,635 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 19,797 restricted share units and 55,644 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 17, 2021 Filed Feb 19, 2021 21:46 UTC GrantCommon Shares of Beneficial Interest 5,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006779 · form4.xml · nonDerivative · entry 1

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,481

F1 · shares: The Reporting Person was granted 5,357 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 12,755 restricted share units and 21,726 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 16, 2021 Filed Feb 18, 2021 00:38 UTC SaleCommon Shares of Beneficial Interest 100 $18.91 $1,891.00
Disclosure

SEC source: 0001127602-21-006402 · form4.xml · nonDerivative · entry 3

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,817

F3 · balance_after: The reported amount consists of 7,398 restricted share units and 48,419 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 16, 2021 Filed Feb 18, 2021 00:38 UTC SaleCommon Shares of Beneficial Interest 194 $18.91 $3,667.90
Disclosure

SEC source: 0001127602-21-006402 · form4.xml · nonDerivative · entry 2

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,917

F2 · balance_after: The reported amount consists of 7,398 restricted share units and 48,519 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 16, 2021 Filed Feb 18, 2021 00:38 UTC SaleCommon Shares of Beneficial Interest 1,200 $18.90 $22,680.00
Disclosure

SEC source: 0001127602-21-006402 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,111

F1 · balance_after: The reported amount consists of 7,398 restricted share units and 48,713 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 12, 2021 Filed Feb 16, 2021 19:39 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 901 $18.55 $16,713.55
Disclosure

SEC source: 0001127602-21-006045 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,911

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 10,569 restricted share units and 93,342 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 12, 2021 Filed Feb 16, 2021 19:36 UTC
Chang Andrew SChief Operating Officer
Tax withholdingCommon Shares of Beneficial Interest 751 $18.55 $13,931.05
Disclosure

SEC source: 0001127602-21-006040 · form4.xml · nonDerivative · entry 1

Chang Andrew S · CIK 0001468932 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,269

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 9,162 restricted share units and 86,107 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 12, 2021 Filed Feb 17, 2021 00:48 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 601 $18.55 $11,148.55
Disclosure

SEC source: 0001127602-21-006049 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,572

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 7,329 restricted share units and 52,243 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.