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PMT

PennyMac Mortgage Investment Trust

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899
SEC CIK
0001464423
Parsed reports
440

Last 12 months

Inside the activity.

3 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 2, 2023 21:04 UTC GrantCommon Shares of Beneficial Interest 8,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008518 · form4.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,911

F1 · shares: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 11,264 restricted share units and 40,647 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 02:08 UTC GrantCommon Shares of Beneficial Interest 8,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008522 · form4.xml · nonDerivative · entry 1

McAllister, Nancy · CIK 0001561961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,161.001

F1 · shares: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 11,264 restricted share units and 48,897 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 02:02 UTC GrantCommon Shares of Beneficial Interest 8,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008516 · form4.xml · nonDerivative · entry 1

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,243

F1 · shares: The Reporting Person was granted 8,058 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 11,264 restricted share units and 37,979 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:55 UTC
STARK DEREKChief Legal Officer
GrantCommon Shares of Beneficial Interest 6,043 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008509 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,023

F1 · shares: The Reporting Person was granted 6,043 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 11,445 restricted share units and 19,578 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:52 UTC
Perotti Daniel StanleyChief Financial Officer
GrantCommon Shares of Beneficial Interest 17,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008507 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,588

F1 · shares: The Reporting Person was granted 17,267 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 28,683 restricted share units and 3,905 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:50 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
GrantCommon Shares of Beneficial Interest 17,267 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008505 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,552

F1 · shares: The Reporting Person was granted 17,267 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 32,127 restricted share units and 49,425 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 01:45 UTC
SPECTOR DAVIDDirector · Chairman and CEO
GrantCommon Shares of Beneficial Interest 34,535 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008501 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,602

F1 · shares: The Reporting Person was granted 34.535 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 66,765 restricted share units and 192,837 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 20:52 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 1,657 $13.15 $21,789.55
Disclosure

SEC source: 0001127602-23-007683 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,301

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 15,601 restricted share units and 105,700 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 01:58 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 2,262 $13.15 $29,745.30
Disclosure

SEC source: 0001127602-23-007687 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,285

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 14,860 restricted share units and 49,425 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 01:55 UTC
STARK DEREKChief Legal Officer
Tax withholdingCommon Shares of Beneficial Interest 580 $13.15 $7,627.00
Disclosure

SEC source: 0001127602-23-007685 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,980

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 5,402 restricted share units and 19,578 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 01:50 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 1,325 $13.15 $17,423.75
Disclosure

SEC source: 0001127602-23-007680 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,321

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 11,416 restricted share units and 3,905 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 01:47 UTC
SPECTOR DAVIDDirector · Chairman and CEO
Tax withholdingCommon Shares of Beneficial Interest 4,749 $13.15 $62,449.35
Disclosure

SEC source: 0001127602-23-007677 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,067

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 32,230 restricted share units and 192,837 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of Beneficial Interest upon vesting.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 02:09 UTC SaleCommon Shares of Beneficial Interest 1,786 $13.49 $24,093.14
Disclosure

SEC source: 0001127602-23-006596 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

F1 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 02:07 UTC SaleCommon Shares of Beneficial Interest 839 $13.88 $11,645.32
Disclosure

SEC source: 0001127602-23-006594 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,577

F1 · balance_after: The reported amount consists of 9,910 restricted share units and 27,667 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 02:04 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
SaleCommon Shares of Beneficial Interest 17,559 $13.51 $237,276.52
Disclosure

SEC source: 0001127602-23-006592 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,547

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $13.45 to $13.61. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 19,649 restricted share units and 46,898 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 20:56 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 1,607 $14.25 $22,899.75
Disclosure

SEC source: 0001127602-23-006585 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,958

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 20,390 restricted share units and 102,568 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 02:04 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 1,175 $14.25 $16,743.75
Disclosure

SEC source: 0001127602-23-006592 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,106

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 19,649 restricted share units and 64,457 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:58 UTC
STARK DEREKChief Legal Officer
Tax withholdingCommon Shares of Beneficial Interest 483 $14.25 $6,882.75
Disclosure

SEC source: 0001127602-23-006588 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,560

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 7,078 restricted share units and 18,482 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:54 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 964 $14.25 $13,737.00
Disclosure

SEC source: 0001127602-23-006582 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,646

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 15,247 restricted share units and 1,399 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 01:50 UTC
SPECTOR DAVIDDirector · Chairman and CEO
Tax withholdingCommon Shares of Beneficial Interest 2,758 $14.25 $39,301.50
Disclosure

SEC source: 0001127602-23-006579 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,816

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 41,808 restricted share units and 188,008 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of Beneficial Interest upon vesting.

Read SEC document
February 08, 2023 Filed Feb 8, 2023 20:28 UTC PurchaseCommon Shares of Beneficial Interest 10,340 $14.25 $147,345.00
Disclosure

SEC source: 0001127602-23-004091 · form4.xml · nonDerivative · entry 2

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · OptimX Advisors 401K

Disclosed balance after: 21,940

Read SEC document
February 07, 2023 Filed Feb 8, 2023 20:28 UTC PurchaseCommon Shares of Beneficial Interest 9,900 $14.00 $138,600.00
Disclosure

SEC source: 0001127602-23-004091 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · OptimX Advisors 401K

Disclosed balance after: 11,600

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:10 UTC PurchaseCommon Shares of Beneficial Interest 5,000 $12.39 $61,942.50
Disclosure

SEC source: 0001127602-23-000220 · form4.xml · nonDerivative · entry 1

Lynch Catherine A. · CIK 0001668396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F1 · balance_after: The reported amount consists of 5,600 restricted stock units and 5,000 shares of Common Shares. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
September 08, 2022 Filed Sep 8, 2022 21:07 UTC
SPECTOR DAVIDDirector · Chairman and CEO
PurchaseCommon Shares of Beneficial Interest 20,000 $13.71 $274,210.00
Disclosure

SEC source: 0001127602-22-022212 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,574

F1 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $13.54 to $13.83. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Shares of Beneficial Interest and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 49,686 restricted share units and 182,888 common shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of Beneficial Interest upon vesting.

Read SEC document
June 09, 2022 Filed Feb 7, 2023 20:54 UTC GiftCommon Shares of Beneficial Interest 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003881 · form5.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,853

F1 · shares: Mr. Hadley gifted 500 common shares of beneficial interest to each of his two adult children.

F2 · balance_after: The reported amount consists of 11,696 restricted share units and 32,157 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:20 UTC SaleCommon Shares of Beneficial Interest 688 $15.75 $10,836.00
Disclosure

SEC source: 0001127602-22-008775 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,416

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: The reported amount consists of 11,696 restricted share units and 26,720 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:22 UTC SaleCommon Shares of Beneficial Interest 1,420 $15.75 $22,365.00
Disclosure

SEC source: 0001127602-22-008779 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,696

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 16:54 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 1,033 $15.90 $16,424.70
Disclosure

SEC source: 0001127602-22-008423 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,565

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 24,329 restricted share units and 100,236 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:58 UTC
Perotti Daniel StanleyChief Financial Officer
Tax withholdingCommon Shares of Beneficial Interest 689 $15.90 $10,955.10
Disclosure

SEC source: 0001127602-22-008434 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,363

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 17,610 restricted share units and 56,753 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:56 UTC
SPECTOR DAVIDDirector · Chairman and CEO
Tax withholdingCommon Shares of Beneficial Interest 2,576 $15.90 $40,958.40
Disclosure

SEC source: 0001127602-22-008427 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,574

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 49,686 restricted share units and 162,888 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:52 UTC
STARK DEREKChief Legal Officer
Tax withholdingCommon Shares of Beneficial Interest 301 $15.90 $4,785.90
Disclosure

SEC source: 0001127602-22-008421 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,043

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 8,260 restricted share units and 17,783 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:44 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 820 $15.90 $13,038.00
Disclosure

SEC source: 0001127602-22-008413 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,281

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 23,194 restricted share units and 62,087 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:44 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007496 · form4.xml · nonDerivative · entry 1

Schultz Renee · CIK 0001860015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,621

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:47 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007500 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,395

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 13,116 restricted share units and 3,279 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:51 UTC
Fartaj VandadChief Investment Officer
GrantCommon Shares of Beneficial Interest 14,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007504 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,598

F1 · shares: The Reporting Person was granted 14,367 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 26,412 restricted share units and 99,186 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 02:49 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007502 · form4.xml · nonDerivative · entry 1

Stewart Stacey D. · CIK 0001469174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,104

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 13,116 restricted share units and 25,988 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 02:48 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007501 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,116

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:45 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007498 · form4.xml · nonDerivative · entry 1

Hadley Randall D. · CIK 0001469168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,853

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 13,116 restricted share units and 41,737 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 25, 2022 Filed Mar 2, 2022 02:55 UTC
SPECTOR DAVIDDirector · Chairman and CEO
GrantCommon Shares of Beneficial Interest 28,735 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007507 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,150

F1 · shares: The Reporting Person was granted 28,735 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 54,880 restricted share units and 160,270 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 25, 2022 Filed Mar 2, 2022 02:53 UTC
STARK DEREKChief Legal Officer
GrantCommon Shares of Beneficial Interest 5,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007506 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,344

F1 · shares: The Reporting Person was granted 5,028 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 9,128 restricted share units and 17,216 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 25, 2022 Filed Mar 2, 2022 02:52 UTC
Perotti Daniel StanleyChief Financial Officer
GrantCommon Shares of Beneficial Interest 11,494 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007505 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,052

F1 · shares: The Reporting Person was granted 11,494 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 18,999 restricted share units and 56,053 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 25, 2022 Filed Mar 2, 2022 02:50 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
GrantCommon Shares of Beneficial Interest 14,367 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007503 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,101

F1 · shares: The Reporting Person was granted 14,367 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 24,930 restricted share units and 61,171 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 25, 2022 Filed Mar 2, 2022 02:46 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007499 · form4.xml · nonDerivative · entry 1

Preston Paul DuFauchard, Jr. · CIK 0001561933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,185

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 13,116 restricted share units and 28,069 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 25, 2022 Filed Mar 2, 2022 02:45 UTC GrantCommon Shares of Beneficial Interest 6,704 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007497 · form4.xml · nonDerivative · entry 1

McAllister, Nancy · CIK 0001561961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,103.001

F1 · shares: The Reporting Person was granted 6,704 restricted share units. The restricted share units, which vest in full on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.

F2 · balance_after: The reported amount consists of 13,116 restricted share units and 38,987 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 24, 2022 Filed Feb 28, 2022 19:38 UTC PurchaseCommon Shares of Beneficial Interest 7,600 $15.08 $114,607.24
Disclosure

SEC source: 0001127602-22-007190 · form4.xml · nonDerivative · entry 2

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Marianne E Sullivan Revocable Trust

Disclosed balance after: 40,550

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February 24, 2022 Filed Feb 28, 2022 19:38 UTC PurchaseCommon Shares of Beneficial Interest 8,050 $14.97 $120,507.70
Disclosure

SEC source: 0001127602-22-007190 · form4.xml · nonDerivative · entry 1

Sullivan Marianne · CIK 0001717888 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Roth Contributory IRA

Disclosed balance after: 8,050

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February 22, 2022 Filed Feb 24, 2022 21:44 UTC SaleCommon Shares of Beneficial Interest 1,785 $15.71 $28,042.35
Disclosure

SEC source: 0001127602-22-006586 · form4.xml · nonDerivative · entry 1

Carnahan Scott W. · CIK 0001469228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,412

F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan.

F2 · balance_after: Represents restricted share units, which are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 17, 2022 Filed Feb 22, 2022 20:49 UTC
Fartaj VandadChief Investment Officer
Tax withholdingCommon Shares of Beneficial Interest 1,506 $16.10 $24,246.60
Disclosure

SEC source: 0001127602-22-006122 · form4.xml · nonDerivative · entry 1

Fartaj Vandad · CIK 0001486360 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,231

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 12,045 restricted share units and 99,186 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 17, 2022 Filed Feb 23, 2022 01:54 UTC
Jones DougPresident & Chief Mtg Bkg Ofr
Tax withholdingCommon Shares of Beneficial Interest 1,182 $16.10 $19,030.20
Disclosure

SEC source: 0001127602-22-006126 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · President & Chief Mtg Bkg Ofr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,734

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 10,563 restricted share units and 61,171 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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February 17, 2022 Filed Feb 23, 2022 01:51 UTC
STARK DEREKChief Legal Officer
Tax withholdingCommon Shares of Beneficial Interest 411 $16.10 $6,617.10
Disclosure

SEC source: 0001127602-22-006124 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,316

F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units.

F2 · balance_after: The reported amount consists of 4,100 restricted share units and 17,216 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.