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Nasdaq · USD

PLUG

PLUG POWER INC

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4258
SEC CIK
0001093691
Parsed reports
630

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202511
Jan 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2017 Filed Apr 5, 2017 20:33 UTC GrantPlug Power Common Stock 4,982 $1.38 $6,875.16
Disclosure

SEC source: 0001104659-17-021695 · a4.xml · nonDerivative · entry 1

HICKEY DOUGLAS T · CIK 0001259223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,673

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:32 UTC GrantPlug Power Common Stock 5,888 $1.38 $8,125.44
Disclosure

SEC source: 0001104659-17-021693 · a4.xml · nonDerivative · entry 1

GARBERDING LARRY · CIK 0001167324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,714

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
March 29, 2017 Filed Apr 5, 2017 10:06 UTC GrantCommon Stock Options · Derivative 101,352 $1.48 Strike: $1.48 $150,000.96
Disclosure

SEC source: 0001104659-17-021522 · a4.xml · derivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,352

Underlying: Common Stock · 101,352 shares

Expires 2027-03-29

F1 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Director Compensation Plan

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March 16, 2017 Filed Sep 18, 2017 17:21 UTC SaleCommon Stock 12,636 $1.07 $13,535.68
Disclosure

SEC source: 0001104659-17-057591 · a4.xml · nonDerivative · entry 2

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

Read SEC document
March 15, 2017 Filed Jul 7, 2017 19:26 UTC GrantSeries C Redeemable Convertible Preferred Stock · Derivative 4,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-17-044054 · a4.xml · derivative · entry 2

FiveT Capital Holdings AG · CIK 0001697007 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 928,022

Underlying: Common Stock · 4,203 shares

Expires not disclosed

F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F2 · ownership.nature: On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holdings"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend.

F4 · ownership.nature: These shares are held directly by FiveMore Fund. FiveT Capital AG ("FiveT Capital"), a wholly-owned subsidiary of FiveT Capital Holdings, provides investment advisory services to FiveMore Fund.

F5 · ownership.nature: Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares.

Read SEC document
March 15, 2017 Filed Jul 7, 2017 19:26 UTC GrantSeries C Redeemable Convertible Preferred Stock · Derivative 8,455 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-17-044054 · a4.xml · derivative · entry 1

FiveT Capital Holdings AG · CIK 0001697007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,866,711

Underlying: Common Stock · 8,455 shares

Expires not disclosed

F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F2 · ownership.direct: On March 15, 2017, FiveT Capital Holdings AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holdings"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), acquired 8,455 shares and 4,203 shares, respectively, of the Series C Preferred Stock for payment of a dividend; and on June 15, 2017, FiveT Capital Holdings and FiveMore Fund, acquired 4,187 shares and 2,081 shares, respectively, of the Series C Preferred Stock for payment of a dividend.

F3 · ownership.direct: These shares are held directly by FiveT Capital Holdings.

F5 · ownership.direct: Johannes Minho Roth is the Managing Director of FiveT Capital Holdings and has equity interests in each of FiveT Capital Holdings and FiveMore Fund. Mr. Roth is a member of the Board of Directors of the Issuer. Each of FiveT Capital Holdings, FiveT Capital and FiveMore Fund disclaims beneficial ownership of the shares of Series C Preferred Stock, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that it is the beneficial owner of any of such shares.

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March 15, 2017 Filed Sep 18, 2017 17:21 UTC GrantCommon Stock 12,636 $1.03 $13,015.08
Disclosure

SEC source: 0001104659-17-057591 · a4.xml · nonDerivative · entry 1

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,960

F1 · kind: The reporting person received 12,636 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date.

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January 26, 2017 Filed Jan 30, 2017 21:16 UTC SaleSeries C Redeemable Convertible Preferred Stock · Derivative 870 $1,253.00 $1,090,110.00
Disclosure

SEC source: 0001019056-17-000065 · aliad_4.xml · derivative · entry 2

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Underlying: Common Stock, par value $0.01 per share · 923,819 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock.

F2 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock does not have an expiration date.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:16 UTC SaleSeries C Redeemable Convertible Preferred Stock · Derivative 1,750 $1,253.00 $2,192,750.00
Disclosure

SEC source: 0001019056-17-000065 · aliad_4.xml · derivative · entry 1

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,481

Underlying: Common Stock, par value $0.01 per share · 1,858,257 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock.

F2 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock does not have an expiration date.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 22:43 UTC PurchaseSeries C Redeemable Convertible Preferred Stock · Derivative 2,620 $1,256.81 $3,292,842.20
Disclosure

SEC source: 0001104659-17-005020 · a4.xml · derivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,620

Underlying: Common Stock · 2,782,075 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F2 · price: On January 26, 2017, FiveT Capital Holding AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holding"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), purchased 1,750 shares and 870 shares, respectively, of the Series C Preferred Stock for an aggregate purchase price of $3,292,850, or $1,256.81 per share.

F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date.

F2 · balance_after: On January 26, 2017, FiveT Capital Holding AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holding"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), purchased 1,750 shares and 870 shares, respectively, of the Series C Preferred Stock for an aggregate purchase price of $3,292,850, or $1,256.81 per share.

F3 · balance_after: The reporting person is the Managing Director and Chairman of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. A wholly-owned subsidiary of FiveT Capital Holding provides investment advisory services to FiveMore Fund. The reporting person disclaims beneficial ownership of the shares of Series C Preferred Stock directly held by FiveT Capital Holding and FiveMore Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of any ofsuch shares.

F2 · ownership.nature: On January 26, 2017, FiveT Capital Holding AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holding"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), purchased 1,750 shares and 870 shares, respectively, of the Series C Preferred Stock for an aggregate purchase price of $3,292,850, or $1,256.81 per share.

F3 · ownership.nature: The reporting person is the Managing Director and Chairman of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. A wholly-owned subsidiary of FiveT Capital Holding provides investment advisory services to FiveMore Fund. The reporting person disclaims beneficial ownership of the shares of Series C Preferred Stock directly held by FiveT Capital Holding and FiveMore Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of any ofsuch shares.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:17 UTC GrantPlug Power Common Stock 9,375 $1.20 $11,250.00
Disclosure

SEC source: 0001104659-17-000924 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,121

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:18 UTC GrantPlug Power Common Stock 6,250 $1.20 $7,500.00
Disclosure

SEC source: 0001104659-17-000928 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,842

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:19 UTC GrantPlug Power Common Stock 6,771 $1.20 $8,125.20
Disclosure

SEC source: 0001104659-17-000930 · a4.xml · nonDerivative · entry 1

GARBERDING LARRY · CIK 0001167324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,826

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:18 UTC GrantPlug Power Common Stock 7,292 $1.20 $8,750.40
Disclosure

SEC source: 0001104659-17-000926 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,020

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:16 UTC GrantPlug Power Common Stock 8,021 $1.20 $9,625.20
Disclosure

SEC source: 0001104659-17-000921 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,098

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:16 UTC GrantPlug Power Common Stock 4,167 $1.20 $5,000.40
Disclosure

SEC source: 0001104659-17-000919 · a4.xml · nonDerivative · entry 1

Pontone Xavier · CIK 0001589103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,538

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:15 UTC GrantPlug Power Common Stock 5,729 $1.20 $6,874.80
Disclosure

SEC source: 0001104659-17-000918 · a4.xml · nonDerivative · entry 1

HICKEY DOUGLAS T · CIK 0001259223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,691

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:15 UTC GrantPlug Power Common Stock 8,021 $1.20 $9,625.20
Disclosure

SEC source: 0001104659-17-000917 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,346

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
December 22, 2016 Filed Dec 30, 2016 21:03 UTC
MIDDLETON PAUL BChief Financial Officer
Tax withholdingCommon Stock 4,952 $1.31 $6,487.12
Disclosure

SEC source: 0001104659-16-164542 · a4.xml · nonDerivative · entry 2

MIDDLETON PAUL B · CIK 0001224978 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,468

Read SEC document
December 21, 2016 Filed Dec 30, 2016 21:03 UTC SaleCommon Stock 19,000 $1.38 $26,220.00
Disclosure

SEC source: 0001104659-16-164540 · a4.xml · nonDerivative · entry 2

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

Read SEC document
December 15, 2016 Filed Dec 30, 2016 21:03 UTC GrantCommon Stock 19,000 $1.38 $26,220.00
Disclosure

SEC source: 0001104659-16-164540 · a4.xml · nonDerivative · entry 1

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,324

F1 · kind: The reporting person received 19,000 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date.

Read SEC document
December 01, 2016 Filed Dec 30, 2016 21:03 UTC
MIDDLETON PAUL BChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 13,334 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001104659-16-164542 · a4.xml · derivative · entry 3

MIDDLETON PAUL B · CIK 0001224978 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,322 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control.

F2 · derivative.expiration_date: The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control.

Read SEC document
December 01, 2016 Filed Dec 30, 2016 21:03 UTC
MIDDLETON PAUL BChief Financial Officer
Exercise / conversionCommon Stock 13,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-16-164542 · a4.xml · nonDerivative · entry 1

MIDDLETON PAUL B · CIK 0001224978 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

Read SEC document
October 03, 2016 Filed Oct 17, 2016 20:37 UTC GrantPlug Power Common Stock 5,117 $1.71 $8,750.07
Disclosure

SEC source: 0001104659-16-150522 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,728

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 17, 2016 20:36 UTC GrantPlug Power Common Stock 2,924 $1.71 $5,000.04
Disclosure

SEC source: 0001104659-16-150521 · a4.xml · nonDerivative · entry 1

Pontone Xavier · CIK 0001589103 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,371

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 18, 2016 16:20 UTC GrantPlug Power Common Stock 6,579 $1.71 $11,250.09
Disclosure

SEC source: 0001104659-16-150670 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,746

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 18, 2016 16:21 UTC GrantPlug Power Common Stock 4,020 $1.71 $6,874.20
Disclosure

SEC source: 0001104659-16-150673 · a4.xml · nonDerivative · entry 1

HICKEY DOUGLAS T · CIK 0001259223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,962

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 18, 2016 16:21 UTC GrantPlug Power Common Stock 4,751 $1.71 $8,124.21
Disclosure

SEC source: 0001104659-16-150672 · a4.xml · nonDerivative · entry 1

GARBERDING LARRY · CIK 0001167324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,055

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 18, 2016 16:21 UTC GrantPlug Power Common Stock 4,386 $1.71 $7,500.06
Disclosure

SEC source: 0001104659-16-150671 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,592

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 18, 2016 16:20 UTC GrantPlug Power Common Stock 5,629 $1.71 $9,625.59
Disclosure

SEC source: 0001104659-16-150669 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,325

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 03, 2016 Filed Oct 18, 2016 16:19 UTC GrantPlug Power Common Stock 5,629 $1.71 $9,625.59
Disclosure

SEC source: 0001104659-16-150668 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,077

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
September 22, 2016 Filed Oct 7, 2016 19:04 UTC SaleCommon Stock 19,000 $1.44 $27,434.10
Disclosure

SEC source: 0001104659-16-149323 · a4.xml · nonDerivative · entry 2

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

Read SEC document
September 15, 2016 Filed Oct 7, 2016 19:04 UTC GrantCommon Stock 19,000 $1.44 $27,360.00
Disclosure

SEC source: 0001104659-16-149323 · a4.xml · nonDerivative · entry 1

Air Liquide Investissements d'Avenir et de Demonstration · CIK 0001575915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,324

F1 · kind: The reporting person received 19,000 shares of Common Stock as a payment-in-kind dividend on 10,431 shares of Series C Redeemable, Convertible Preferred Stock owned on the record date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.