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Nasdaq · USD

PLUG

PLUG POWER INC

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4258
SEC CIK
0001093691
Parsed reports
630

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed Jul 2, 2019 00:01 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038784 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,903

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:01 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038783 · a4.xml · derivative · entry 2

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:01 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038783 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,810

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:00 UTC GrantStock Option (right to buy) · Derivative 27,056 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001104659-19-038781 · a4.xml · derivative · entry 2

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,056

Underlying: Common Stock · 27,056 shares

Expires 2029-05-09

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.

F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020.

Read SEC document
May 09, 2019 Filed Jul 2, 2019 00:00 UTC GrantPlug Power Common Stock 27,056 $2.31 $62,499.36
Disclosure

SEC source: 0001104659-19-038781 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,951

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:43 UTC GrantPlug Power Common Stock 4,688 $2.40 $11,251.20
Disclosure

SEC source: 0001104659-19-019675 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,970

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:43 UTC GrantPlug Power Common Stock 2,344 $2.40 $5,625.60
Disclosure

SEC source: 0001104659-19-019677 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,847

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:45 UTC GrantPlug Power Common Stock 2,344 $2.40 $5,625.60
Disclosure

SEC source: 0001104659-19-019682 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,754

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC GrantPlug Power Common Stock 3,125 $2.40 $7,500.00
Disclosure

SEC source: 0001104659-19-019681 · a4.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,375

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:44 UTC GrantPlug Power Common Stock 3,385 $2.40 $8,124.00
Disclosure

SEC source: 0001104659-19-019679 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,684

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC GrantPlug Power Common Stock 3,646 $2.40 $8,750.40
Disclosure

SEC source: 0001104659-19-019674 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,895

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC GrantPlug Power Common Stock 3,646 $2.40 $8,750.40
Disclosure

SEC source: 0001104659-19-019673 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,074

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:41 UTC GrantPlug Power Common Stock 4,010 $2.40 $9,624.00
Disclosure

SEC source: 0001104659-19-019672 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,164

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
March 18, 2019 Filed Mar 18, 2019 20:39 UTC PurchasePlug Power Common Stock 100,000 $2.34 $233,840.00
Disclosure

SEC source: 0001104659-19-015618 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,282

F1 · price: The price provided in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.3366 to $2.3400, inclusive. The reporting person undertakes to provide Plug Power Inc., any security holder of Plug Power Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 13:13 UTC
Marsh AndrewDirector · President & CEO
PurchasePlug Power Common Stock 12,286 $2.44 $29,999.95
Disclosure

SEC source: 0001104659-19-015030 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,145

F1 · price: The price provided in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.395 to $2.5267, inclusive. The reporting person undertakes to provide Plug Power Inc., any security holder of Plug Power Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range specified above.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 9,073 $1.24 $11,250.52
Disclosure

SEC source: 0001104659-19-000809 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,282

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 4,536 $1.24 $5,624.64
Disclosure

SEC source: 0001104659-19-000813 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,410

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 6,048 $1.24 $7,499.52
Disclosure

SEC source: 0001104659-19-000812 · a4.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,250

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 6,552 $1.24 $8,124.48
Disclosure

SEC source: 0001104659-19-000811 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,299

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 7,056 $1.24 $8,749.44
Disclosure

SEC source: 0001104659-19-000808 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,428

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 4,536 $1.24 $5,624.64
Disclosure

SEC source: 0001104659-19-000810 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 7,056 $1.24 $8,749.44
Disclosure

SEC source: 0001104659-19-000806 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,249

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:21 UTC GrantPlug Power Common Stock 7,762 $1.24 $9,624.88
Disclosure

SEC source: 0001104659-19-000807 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,154

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 00:50 UTC
Conway Gerard L JRGC, Corp Secretary & Senior VP
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001104659-18-062592 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · GC, Corp Secretary & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 100,000 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 200,000 options were granted on July 24, 2013 and vested as follows: 66,667 options vested on July 24, 2014, 66,667 options vested on July 24, 2015 and 66,666 options vested on July 24, 2016.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 00:50 UTC
Conway Gerard L JRGC, Corp Secretary & Senior VP
SalePlug Power Common Stock 100,000 $1.86 $185,850.00
Disclosure

SEC source: 0001104659-18-062592 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · GC, Corp Secretary & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,519

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.8100 to $1.8850. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 15, 2018 Filed Oct 18, 2018 00:50 UTC
Conway Gerard L JRGC, Corp Secretary & Senior VP
Exercise / conversionPlug Power Common Stock 100,000 $0.37 $37,000.00
Disclosure

SEC source: 0001104659-18-062592 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · GC, Corp Secretary & Senior VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:53 UTC GrantPlug Power Common Stock 5,859 $1.92 $11,249.28
Disclosure

SEC source: 0001104659-18-060351 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,209

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:56 UTC GrantPlug Power Common Stock 2,967 $1.92 $5,696.64
Disclosure

SEC source: 0001104659-18-060357 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,967

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:51 UTC GrantPlug Power Common Stock 4,097 $1.92 $7,866.24
Disclosure

SEC source: 0001104659-18-060350 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,747

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:55 UTC GrantPlug Power Common Stock 4,557 $1.92 $8,749.44
Disclosure

SEC source: 0001104659-18-060355 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,193

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:54 UTC GrantPlug Power Common Stock 4,745 $1.92 $9,110.40
Disclosure

SEC source: 0001104659-18-060354 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,372

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:50 UTC GrantPlug Power Common Stock 2,930 $1.92 $5,625.60
Disclosure

SEC source: 0001104659-18-060349 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,874

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:49 UTC GrantPlug Power Common Stock 5,013 $1.92 $9,624.96
Disclosure

SEC source: 0001104659-18-060348 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,392

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:48 UTC GrantPlug Power Common Stock 3,906 $1.92 $7,499.52
Disclosure

SEC source: 0001104659-18-060342 · a4.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,202

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:20 UTC SalePlug Power Common Stock 31,343 $1.73 $54,276.67
Disclosure

SEC source: 0001104659-18-056964 · a4.xml · nonDerivative · entry 1

GRAVES GREGORY B · CIK 0001208109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,296

F1 · shares: Represents shares of Plug Power Inc. common stock sold to cover the tax liabilities of the reporting person resulting from compensation paid to the reporting person for his service as a director

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.7301 to $1.7350. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:08 UTC
Marsh AndrewDirector · President and CEO
GrantRestricted Stock Unit · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054555 · a4.xml · derivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 166,666 restricted stock units vest on August 28, 2019, 166,667 restricted stock units vest on August 28, 2020 and 166,667 restricted stock units vest on August 28, 2021

F4 · derivative.expiration_date: 166,666 restricted stock units vest on August 28, 2019, 166,667 restricted stock units vest on August 28, 2020 and 166,667 restricted stock units vest on August 28, 2021

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:08 UTC
Marsh AndrewDirector · President and CEO
GrantStock Option (right to buy) · Derivative 500,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054555 · a4.xml · derivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 166,666 options vest on August 28, 2019, 166,667 options vest on August 28, 2020 and 166,667 options vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:07 UTC
Conway Gerard L JRGen Consel, Corp Sec & SVP
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054554 · a4.xml · derivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen Consel, Corp Sec & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021.

F4 · derivative.expiration_date: 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:07 UTC
Conway Gerard L JRGen Consel, Corp Sec & SVP
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054554 · a4.xml · derivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen Consel, Corp Sec & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 66,666 options vest on August 28, 2019, 66,667 options vest on August 28, 2020 and 66,667 options vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:06 UTC
MIDDLETON PAUL BChief Financial Officer & SrVP
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054552 · a4.xml · derivative · entry 2

MIDDLETON PAUL B · CIK 0001224978 · Chief Financial Officer & SrVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021

F4 · derivative.expiration_date: 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:06 UTC
MIDDLETON PAUL BChief Financial Officer & SrVP
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054552 · a4.xml · derivative · entry 1

MIDDLETON PAUL B · CIK 0001224978 · Chief Financial Officer & SrVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 66,666 options vest on August 28, 2019, 66,667 options vest on August 28, 2020 and 66,667 options vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:06 UTC
Hull Martin DanielCorporate Controller and CAO
GrantRestricted Stock Unit · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054551 · a4.xml · derivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 13,333 restricted stock units vest on August 28, 2019, 13,333 restricted stock units vest on August 28, 2020 and 13,334 restricted stock units vest on August 28, 2021.

F4 · derivative.expiration_date: 13,333 restricted stock units vest on August 28, 2019, 13,333 restricted stock units vest on August 28, 2020 and 13,334 restricted stock units vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:06 UTC
Hull Martin DanielCorporate Controller and CAO
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054551 · a4.xml · derivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 13,333 options vest on August 28, 2019, 13,333 options vest on August 28, 2020 and 13,334 options vest on August 28, 2021.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 22:05 UTC
Schmid KeithChief Operating Officer & SrVP
GrantRestricted Stock Unit · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-054549 · a4.xml · derivative · entry 2

Schmid Keith · CIK 0001590336 · Chief Operating Officer & SrVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F4 · derivative.exercise_date: 83,333 restricted stock units vest on August 28, 2019, 83,333 restricted stock units vest on August 28, 2020 and 83,334 restricted stock units vest on August 28, 2021.

F4 · derivative.expiration_date: 83,333 restricted stock units vest on August 28, 2019, 83,333 restricted stock units vest on August 28, 2020 and 83,334 restricted stock units vest on August 28, 2021.

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August 28, 2018 Filed Aug 30, 2018 22:05 UTC
Schmid KeithChief Operating Officer & SrVP
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-18-054549 · a4.xml · derivative · entry 1

Schmid Keith · CIK 0001590336 · Chief Operating Officer & SrVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-08-28

F1 · shares: Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan.

F2 · derivative.exercise_date: 83,333 options vest on August 28, 2019, 83,333 options vest on August 28, 2020 and 83,334 options vest on August 28, 2021.

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July 02, 2018 Filed Jul 5, 2018 20:26 UTC GrantPlug Power Common Stock 5,569 $2.02 $11,249.38
Disclosure

SEC source: 0001104659-18-044028 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,350

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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July 02, 2018 Filed Jul 5, 2018 20:28 UTC GrantPlug Power Common Stock 4,332 $2.02 $8,750.64
Disclosure

SEC source: 0001104659-18-044032 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,636

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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July 02, 2018 Filed Jul 5, 2018 20:28 UTC GrantPlug Power Common Stock 2,785 $2.02 $5,625.70
Disclosure

SEC source: 0001104659-18-044031 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,944

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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July 02, 2018 Filed Jul 5, 2018 20:27 UTC GrantPlug Power Common Stock 4,765 $2.02 $9,625.30
Disclosure

SEC source: 0001104659-18-044029 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,627

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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July 02, 2018 Filed Jul 5, 2018 20:25 UTC GrantPlug Power Common Stock 4,765 $2.02 $9,625.30
Disclosure

SEC source: 0001104659-18-044027 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,379

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.