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Nasdaq · USD

PLUG

PLUG POWER INC

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Tapewire entity
4258
SEC CIK
0001093691
Parsed reports
630

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202511
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · derivative · entry 7

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Form 4 filed on July 29, 2013 included an incorrect title of derivative security (Common Stock) and an incorrect number of derivative securities beneficially owned (561,850).

F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

F3 · balance_after: The Form 4 filed on July 29, 2013 included an incorrect title of derivative security (Common Stock) and an incorrect number of derivative securities beneficially owned (561,850).

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Marsh AndrewDirector · President & CEO
SalePlug Power Common Stock 315,964 $5.00 $1,579,820.00
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 3

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,557

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionPlug Power Common Stock 115,964 $1.72 $199,458.08
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 2

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 885,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Marsh AndrewDirector · President & CEO
Exercise / conversionPlug Power Common Stock 200,000 $0.37 $74,000.00
Disclosure

SEC source: 0001104659-20-024087 · a4.xml · nonDerivative · entry 1

Marsh Andrew · CIK 0001431827 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Conway Gerard L JRGen. Counsel,Corp.Sec.,Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 66,667 $0.00 Strike: $1.96 $0.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · derivative · entry 8

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,333

Underlying: Common Stock · 66,667 shares

Expires 2028-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On August 28, 2018, the Reporting Person was granted 200,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Conway Gerard L JRGen. Counsel,Corp.Sec.,Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 49,133 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · derivative · entry 7

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,867

Underlying: Common Stock · 49,133 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On August 31, 2017, the Reporting Person was granted 325,000 stock options, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Conway Gerard L JRGen. Counsel,Corp.Sec.,Sr. VP
SalePlug Power Common Stock 115,800 $5.00 $579,000.00
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Conway Gerard L JRGen. Counsel,Corp.Sec.,Sr. VP
Exercise / conversionPlug Power Common Stock 66,667 $1.96 $130,667.32
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:44 UTC
Conway Gerard L JRGen. Counsel,Corp.Sec.,Sr. VP
Exercise / conversionPlug Power Common Stock 49,133 $2.14 $105,144.62
Disclosure

SEC source: 0001104659-20-024086 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen. Counsel,Corp.Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0001104659-20-024085 · a4.xml · derivative · entry 5

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 50,000 shares

Expires 2023-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Schmid KeithCOO & Sr. VP
SalePlug Power Common Stock 50,000 $5.00 $250,000.00
Disclosure

SEC source: 0001104659-20-024085 · a4.xml · nonDerivative · entry 2

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,020

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Schmid KeithCOO & Sr. VP
Exercise / conversionPlug Power Common Stock 50,000 $0.57 $28,500.00
Disclosure

SEC source: 0001104659-20-024085 · a4.xml · nonDerivative · entry 1

Schmid Keith · CIK 0001590336 · COO & Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-024084 · a4.xml · derivative · entry 10

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 10,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-20-024084 · a4.xml · derivative · entry 9

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

F2 · derivative.expiration_date: The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Hull Martin DanielCorporate Controller and CAO
SalePlug Power Common Stock 35,000 $5.00 $175,000.00
Disclosure

SEC source: 0001104659-20-024084 · a4.xml · nonDerivative · entry 3

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionPlug Power Common Stock 10,000 $1.72 $17,200.00
Disclosure

SEC source: 0001104659-20-024084 · a4.xml · nonDerivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 24, 2020 12:43 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionPlug Power Common Stock 25,000 $2.52 $63,000.00
Disclosure

SEC source: 0001104659-20-024084 · a4.xml · nonDerivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:02 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-020285 · a4.xml · derivative · entry 5

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 10,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:02 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-20-020285 · a4.xml · derivative · entry 4

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).

F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

F3 · derivative.expiration_date: The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:02 UTC
Hull Martin DanielCorporate Controller and CAO
SalePlug Power Common Stock 35,000 $4.50 $157,615.50
Disclosure

SEC source: 0001104659-20-020285 · a4.xml · nonDerivative · entry 3

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.505 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:02 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionPlug Power Common Stock 10,000 $1.72 $17,200.00
Disclosure

SEC source: 0001104659-20-020285 · a4.xml · nonDerivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:02 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionPlug Power Common Stock 25,000 $2.52 $63,000.00
Disclosure

SEC source: 0001104659-20-020285 · a4.xml · nonDerivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:00 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-012010 · a4.xml · derivative · entry 5

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 10,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:00 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001104659-20-012010 · a4.xml · derivative · entry 4

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).

F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.

F2 · derivative.expiration_date: The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025).

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:00 UTC
Hull Martin DanielCorporate Controller and CAO
SalePlug Power Common Stock 35,000 $4.00 $140,000.00
Disclosure

SEC source: 0001104659-20-012010 · a4.xml · nonDerivative · entry 3

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,836

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:00 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionPlug Power Common Stock 10,000 $1.72 $17,200.00
Disclosure

SEC source: 0001104659-20-012010 · a4.xml · nonDerivative · entry 2

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:00 UTC
Hull Martin DanielCorporate Controller and CAO
Exercise / conversionPlug Power Common Stock 25,000 $2.52 $63,000.00
Disclosure

SEC source: 0001104659-20-012010 · a4.xml · nonDerivative · entry 1

Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · derivative · entry 7

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 33,333 $0.00 Strike: $0.37 $0.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · derivative · entry 6

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires 2023-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 200,000 options were granted on July 24, 2013 and vested as follows: 66,667 options vested on July 24, 2014, 66,667 options vested on July 24, 2015 and 66,666 options vested on July 24, 2016.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 16,666 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · derivative · entry 5

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2021-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 50,000 options were granted on December 13, 2011 and vested as follows: 16,667 options vested on December 13, 2012; 16,667 options vested on December 13, 2013; and 16,666 options vested on December 13, 2014.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
SalePlug Power Common Stock 99,999 $4.26 $425,695.74
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 4

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.25 to $4.265. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionPlug Power Common Stock 50,000 $1.72 $86,000.00
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionPlug Power Common Stock 33,333 $0.37 $12,333.21
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:15 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionPlug Power Common Stock 16,666 $2.17 $36,165.22
Disclosure

SEC source: 0001104659-20-004368 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:54 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001104659-20-002325 · a4.xml · derivative · entry 3

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 150,000 options were granted on August 9, 2016 and vested as follows: 50,000 options vested on August 9, 2017, 50,000 options vested on August 9, 2018 and 50,000 options vested on August 9, 2019.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:54 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
SalePlug Power Common Stock 100,000 $3.50 $350,000.00
Disclosure

SEC source: 0001104659-20-002325 · a4.xml · nonDerivative · entry 2

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · shares: Shares sold pursuant to a pre-established 10b5-1 trading plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:54 UTC
Conway Gerard L JRGen.Counsel, Corp. Sec.,Sr. VP
Exercise / conversionPlug Power Common Stock 100,000 $1.72 $172,000.00
Disclosure

SEC source: 0001104659-20-002325 · a4.xml · nonDerivative · entry 1

Conway Gerard L JR · CIK 0001308706 · Gen.Counsel, Corp. Sec.,Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 02, 2020 Filed Jan 6, 2020 21:59 UTC GrantPlug Power Common Stock 3,560 $3.16 $11,249.60
Disclosure

SEC source: 0001104659-20-001594 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,864

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:59 UTC GrantPlug Power Common Stock 2,769 $3.16 $8,750.04
Disclosure

SEC source: 0001104659-20-001593 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,936

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:59 UTC GrantPlug Power Common Stock 1,780 $3.16 $5,624.80
Disclosure

SEC source: 0001104659-20-001595 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,229

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:58 UTC GrantPlug Power Common Stock 2,571 $3.16 $8,124.36
Disclosure

SEC source: 0001104659-20-001591 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,011

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:57 UTC GrantPlug Power Common Stock 2,769 $3.16 $8,750.04
Disclosure

SEC source: 0001104659-20-001590 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,115

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:58 UTC GrantPlug Power Common Stock 1,780 $3.16 $5,624.80
Disclosure

SEC source: 0001104659-20-001592 · a4.xml · nonDerivative · entry 1

Silver Jonathan M · CIK 0001745274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,322

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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January 02, 2020 Filed Jan 6, 2020 21:57 UTC GrantPlug Power Common Stock 2,373 $3.16 $7,498.68
Disclosure

SEC source: 0001104659-20-001589 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,770

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 01, 2019 Filed Oct 3, 2019 20:22 UTC GrantPlug Power Common Stock 2,852 $2.63 $7,500.76
Disclosure

SEC source: 0001104659-19-052988 · a4.xml · nonDerivative · entry 1

Kenausis Gregory · CIK 0001590994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,397

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 01, 2019 Filed Oct 3, 2019 20:20 UTC GrantPlug Power Common Stock 4,278 $2.63 $11,251.14
Disclosure

SEC source: 0001104659-19-052984 · a4.xml · nonDerivative · entry 1

MCNAMEE GEORGE C · CIK 0001008001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,304

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 01, 2019 Filed Oct 3, 2019 20:18 UTC GrantPlug Power Common Stock 2,139 $2.63 $5,625.57
Disclosure

SEC source: 0001104659-19-052978 · a4.xml · nonDerivative · entry 1

Schneider Lucas P · CIK 0001702795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,449

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 01, 2019 Filed Oct 3, 2019 20:19 UTC GrantPlug Power Common Stock 3,089 $2.63 $8,124.07
Disclosure

SEC source: 0001104659-19-052980 · a4.xml · nonDerivative · entry 1

HELMER MAUREEN O · CIK 0001279977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,440

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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October 01, 2019 Filed Oct 3, 2019 20:21 UTC GrantPlug Power Common Stock 3,327 $2.63 $8,750.01
Disclosure

SEC source: 0001104659-19-052987 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,346

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:20 UTC GrantPlug Power Common Stock 3,327 $2.63 $8,750.01
Disclosure

SEC source: 0001104659-19-052986 · a4.xml · nonDerivative · entry 1

WILLIS GARY K · CIK 0001121475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,167

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.