Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · derivative · entry 7 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 50,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 50,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Tax withholdingPlug Power Common Stock | 7,559 | $13.65 | $103,180.35 |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · nonDerivative · entry 2 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,944 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:05 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionPlug Power Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101450 · a4.xml · nonDerivative · entry 1 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Exercise / conversionRestricted Stock Unit · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · derivative · entry 8 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Underlying: Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. F6 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On August 19, 2019, the Reporting Person was granted 200,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Tax withholdingPlug Power Common Stock | 31,314 | $13.65 | $427,436.10 |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 2 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 F2 · kind: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. Read SEC document |
| August 19, 2020 Filed Sep 1, 2020 21:05 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr. VP
|
Exercise / conversionPlug Power Common Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101449 · a4.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $1.72 | $0.00 |
DisclosureSEC source: 0001104659-20-093890 · a4.xml · derivative · entry 5 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2026-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-093890 · a4.xml · derivative · entry 4 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
SalePlug Power Common Stock | 550,000 | $12.00 | $6,600,000.00 |
DisclosureSEC source: 0001104659-20-093890 · a4.xml · nonDerivative · entry 3 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,983 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionPlug Power Common Stock | 300,000 | $1.72 | $516,000.00 |
DisclosureSEC source: 0001104659-20-093890 · a4.xml · nonDerivative · entry 2 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:06 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionPlug Power Common Stock | 250,000 | $2.43 | $607,500.00 |
DisclosureSEC source: 0001104659-20-093890 · a4.xml · nonDerivative · entry 1 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001104659-20-092705 · a4.xml · derivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2021-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
SalePlug Power Common Stock | 65,000 | $10.30 | $669,194.50 |
DisclosureSEC source: 0001104659-20-092705 · a4.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,219 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:01 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionPlug Power Common Stock | 65,000 | $1.93 | $125,450.00 |
DisclosureSEC source: 0001104659-20-092705 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:02 UTC |
Shrestha Sanjay KChief Strategy Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001104659-20-092707 · a4.xml · derivative · entry 3 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 20,000 shares Expires 2029-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50,000 options vested on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:02 UTC |
Shrestha Sanjay KChief Strategy Officer
|
SaleCommon Stock | 20,000 | $10.15 | $203,018.00 |
DisclosureSEC source: 0001104659-20-092707 · a4.xml · nonDerivative · entry 2 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:02 UTC |
Shrestha Sanjay KChief Strategy Officer
|
Exercise / conversionCommon Stock | 20,000 | $2.31 | $46,200.00 |
DisclosureSEC source: 0001104659-20-092707 · a4.xml · nonDerivative · entry 1 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 21:05 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $5.10 | $0.00 |
DisclosureSEC source: 0001104659-20-083471 · a4.xml · derivative · entry 4 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as covering 15,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. F3 · shares: This option was previously reported as covering 15,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. F3 · derivative.underlying_shares: This option was previously reported as covering 15,000 shares at an exercise price of $0.51 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 21:05 UTC |
MCNAMEE GEORGE CDirector
|
SalePlug Power Common Stock | 100 | $9.47 | $947.00 |
DisclosureSEC source: 0001104659-20-083471 · a4.xml · nonDerivative · entry 3 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,219 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 21:05 UTC |
MCNAMEE GEORGE CDirector
|
SalePlug Power Common Stock | 1,400 | $8.79 | $12,312.16 |
DisclosureSEC source: 0001104659-20-083471 · a4.xml · nonDerivative · entry 2 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,319 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.31 to $9.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 21:05 UTC |
MCNAMEE GEORGE CDirector
|
Exercise / conversionPlug Power Common Stock | 1,500 | $5.10 | $7,650.00 |
DisclosureSEC source: 0001104659-20-083471 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 20:03 UTC |
Shrestha Sanjay KChief Strategy Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001104659-20-083081 · a4.xml · derivative · entry 3 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 30,000 shares Expires 2029-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50,000 options vested on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 20:03 UTC |
Shrestha Sanjay KChief Strategy Officer
|
SaleCommon Stock | 64,825 | $8.82 | $571,996.35 |
DisclosureSEC source: 0001104659-20-083081 · a4.xml · nonDerivative · entry 2 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 20:03 UTC |
Shrestha Sanjay KChief Strategy Officer
|
Exercise / conversionCommon Stock | 30,000 | $2.31 | $69,300.00 |
DisclosureSEC source: 0001104659-20-083081 · a4.xml · nonDerivative · entry 1 Shrestha Sanjay K · CIK 0001775802 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $3.54 | $0.00 |
DisclosureSEC source: 0001104659-20-082062 · a4.xml · derivative · entry 3 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2024-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
SalePlug Power Common Stock | 250,000 | $10.00 | $2,500,000.00 |
DisclosureSEC source: 0001104659-20-082062 · a4.xml · nonDerivative · entry 2 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,983 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
MIDDLETON PAUL BCFO & Senior VP
|
Exercise / conversionPlug Power Common Stock | 250,000 | $3.54 | $885,000.00 |
DisclosureSEC source: 0001104659-20-082062 · a4.xml · nonDerivative · entry 1 MIDDLETON PAUL B · CIK 0001224978 · CFO & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 66,667 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-082061 · a4.xml · derivative · entry 3 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 66,667 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 33,334 options vested on August 31, 2018, 33,333 options vested on August 31, 2019 and 33,333 options vest on August 31, 2020. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Hull Martin DanielCorporate Controller and CAO
|
SalePlug Power Common Stock | 66,667 | $10.00 | $666,670.00 |
DisclosureSEC source: 0001104659-20-082061 · a4.xml · nonDerivative · entry 2 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,836 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Hull Martin DanielCorporate Controller and CAO
|
Exercise / conversionPlug Power Common Stock | 66,667 | $2.14 | $142,667.38 |
DisclosureSEC source: 0001104659-20-082061 · a4.xml · nonDerivative · entry 1 Hull Martin Daniel · CIK 0001637696 · Corporate Controller and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Marsh AndrewDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 166,667 | $0.00 Strike: $1.96 | $0.00 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · derivative · entry 5 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,333 Underlying: Common Stock · 166,667 shares Expires 2028-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 166,667 options vested on August 28, 2019, 166,667 options vest on August 28, 2020 and 166,666 options vest on August 28, 2021. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Marsh AndrewDirector · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · derivative · entry 4 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Marsh AndrewDirector · President and CEO
|
SalePlug Power Common Stock | 1,166,667 | $10.01 | $11,678,453.34 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · nonDerivative · entry 3 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,412 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Marsh AndrewDirector · President and CEO
|
Exercise / conversionPlug Power Common Stock | 166,667 | $1.96 | $326,667.32 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · nonDerivative · entry 2 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 20:01 UTC |
Marsh AndrewDirector · President and CEO
|
Exercise / conversionPlug Power Common Stock | 1,000,000 | $5.39 | $5,390,000.00 |
DisclosureSEC source: 0001104659-20-082059 · a4.xml · nonDerivative · entry 1 Marsh Andrew · CIK 0001431827 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:03 UTC |
MCNAMEE GEORGE CDirector
|
GrantPlug Power Common Stock | 1,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081200 · a4.xml · nonDerivative · entry 1 MCNAMEE GEORGE C · CIK 0001008001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,219 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:03 UTC |
Roth Johannes MinhoDirector
|
GrantPlug Power Common Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081201 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,460 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:03 UTC |
HELMER MAUREEN ODirector
|
GrantPlug Power Common Stock | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081199 · a4.xml · nonDerivative · entry 1 HELMER MAUREEN O · CIK 0001279977 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,103 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:03 UTC |
Kenausis GregoryDirector
|
GrantPlug Power Common Stock | 914 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081196 · a4.xml · nonDerivative · entry 1 Kenausis Gregory · CIK 0001590994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,610 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:03 UTC |
Silver Jonathan MDirector
|
GrantPlug Power Common Stock | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081198 · a4.xml · nonDerivative · entry 1 Silver Jonathan M · CIK 0001745274 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,403 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:03 UTC |
Schneider Lucas PDirector
|
GrantPlug Power Common Stock | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081197 · a4.xml · nonDerivative · entry 1 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,310 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:02 UTC |
WILLIS GARY KDirector
|
GrantPlug Power Common Stock | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-081193 · a4.xml · nonDerivative · entry 1 WILLIS GARY K · CIK 0001121475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,281 F1 · kind: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed May 13, 2021 13:19 UTC |
Schneider Lucas PDirector
|
SaleCommon Stock | 3,500 | $8.96 | $31,375.40 |
DisclosureSEC source: 0001104659-21-065586 · tm2115861-1_4seq1.xml · nonDerivative · entry 1 Schneider Lucas P · CIK 0001702795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,810 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 15, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.66 to $9.165, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F4 · balance_after: Represents the number of shares held by the Reporting Person as of each Transaction Date. As of the date hereof, the Reporting Person beneficially owns 120,395 shares of the Issuer's common stock. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:01 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001104659-20-079679 · a4.xml · derivative · entry 5 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:01 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr VP
|
Exercise / conversionStock Option (right to buy) · Derivative | 41,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001104659-20-079679 · a4.xml · derivative · entry 4 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,000 shares Expires 2021-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as covering 410,000 shares at an exercise price of $0.61 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. F3 · shares: This option was previously reported as covering 410,000 shares at an exercise price of $0.61 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. F3 · derivative.underlying_shares: This option was previously reported as covering 410,000 shares at an exercise price of $0.61 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:01 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr VP
|
SalePlug Power Common Stock | 291,000 | $7.94 | $2,311,849.50 |
DisclosureSEC source: 0001104659-20-079679 · a4.xml · nonDerivative · entry 3 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,519 F1 · kind: Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:01 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr VP
|
Exercise / conversionPlug Power Common Stock | 250,000 | $5.39 | $1,347,500.00 |
DisclosureSEC source: 0001104659-20-079679 · a4.xml · nonDerivative · entry 2 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 20:01 UTC |
Conway Gerard L JRGen. Counsel, Corp Sec, Sr VP
|
Exercise / conversionPlug Power Common Stock | 41,000 | $6.10 | $250,100.00 |
DisclosureSEC source: 0001104659-20-079679 · a4.xml · nonDerivative · entry 1 Conway Gerard L JR · CIK 0001308706 · Gen. Counsel, Corp Sec, Sr VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 361,625 | $0.00 Strike: $2.14 | $0.00 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · derivative · entry 10 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,668 Underlying: Common Stock · 361,625 shares Expires 2027-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 00:45 UTC |
Marsh AndrewDirector · President & CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 599,434 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001104659-20-077007 · a4.xml · derivative · entry 9 Marsh Andrew · CIK 0001431827 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 599,434 shares Expires 2025-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.