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PLAY

Dave & Buster's Entertainment, Inc.

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446
SEC CIK
0001525769
Parsed reports
673

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 16, 2017 18:40 UTC
Mulleady JohnSVP, RE & Dev
Exercise / conversionCommon Stock 2,500 $8.30 $20,750.00
Disclosure

SEC source: 0001209191-17-011695 · doc4.xml · nonDerivative · entry 1

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 18:46 UTC
DeProspero Joseph BenjaminVice President of Finance
SaleCommon Stock 2,000 $57.30 $114,600.00
Disclosure

SEC source: 0001209191-17-009894 · doc4.xml · nonDerivative · entry 1

DeProspero Joseph Benjamin · CIK 0001556945 · Vice President of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,032

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2016.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:39 UTC
Manning Margo LynnSVP of Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $5.07 $0.00
Disclosure

SEC source: 0001209191-17-006731 · doc4.xml · derivative · entry 3

Manning Margo Lynn · CIK 0001556972 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,683

Underlying: Common Stock · 9,000 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the shares subject to the option, 66,294 shares have previously vested and the remaining shares will vest on March 8, 2017.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:39 UTC
Manning Margo LynnSVP of Human Resources
SaleCommon Stock 9,000 $54.23 $488,079.90
Disclosure

SEC source: 0001209191-17-006731 · doc4.xml · nonDerivative · entry 2

Manning Margo Lynn · CIK 0001556972 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 24, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $53.8550 to $54.4300, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:39 UTC
Manning Margo LynnSVP of Human Resources
Exercise / conversionCommon Stock 9,000 $5.07 $45,630.00
Disclosure

SEC source: 0001209191-17-006731 · doc4.xml · nonDerivative · entry 1

Manning Margo Lynn · CIK 0001556972 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 14:50 UTC
Mulleady JohnSVP, RE & Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-17-004101 · doc4.xml · derivative · entry 3

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,706

Underlying: Common Stock · 2,500 shares

Expires 2023-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in installments on May 3, 2014, 2015 and 2016 and on October 9, 2014. 26,998 options will vest in equal installments on May 3, 2017 and 2018.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 14:50 UTC
Mulleady JohnSVP, RE & Dev
SaleCommon Stock 2,500 $54.80 $137,009.00
Disclosure

SEC source: 0001209191-17-004101 · doc4.xml · nonDerivative · entry 2

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $54.50 to $55.25, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 14:50 UTC
Mulleady JohnSVP, RE & Dev
Exercise / conversionCommon Stock 2,500 $8.30 $20,750.00
Disclosure

SEC source: 0001209191-17-004101 · doc4.xml · nonDerivative · entry 1

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 15:02 UTC
TOBIN JAY LSVP, Gen Counsel & Sec
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-000742 · doc4.xml · nonDerivative · entry 2

TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,071

Read SEC document
January 03, 2017 Filed Jan 4, 2017 15:02 UTC
TOBIN JAY LSVP, Gen Counsel & Sec
SaleCommon Stock 20,000 $55.56 $1,111,200.00
Disclosure

SEC source: 0001209191-17-000742 · doc4.xml · nonDerivative · entry 1

TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,071

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.24 to $56.02, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:08 UTC
King Stephen MDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-17-001152 · doc4.xml · derivative · entry 4

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steve and Shauna King Investment Partnership LP

Disclosed balance after: 213,046

Underlying: Common Stock · 45,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:08 UTC
King Stephen MDirector · Chief Executive Officer
SaleCommon Stock 45,000 $55.69 $2,506,023.00
Disclosure

SEC source: 0001209191-17-001152 · doc4.xml · nonDerivative · entry 2

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen and Shauna King Investment Partnership LP

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 8, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.24 to $57.60, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 22:08 UTC
King Stephen MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 45,000 $4.44 $199,800.00
Disclosure

SEC source: 0001209191-17-001152 · doc4.xml · nonDerivative · entry 1

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen and Shauna King Investment Partnership LP

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:05 UTC
JENKINS BRIANSVP & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-17-001143 · doc4.xml · derivative · entry 4

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 143,808

Underlying: Common Stock · 22,500 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:05 UTC
JENKINS BRIANSVP & CFO
SaleCommon Stock 22,500 $56.44 $1,269,933.75
Disclosure

SEC source: 0001209191-17-001143 · doc4.xml · nonDerivative · entry 2

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.075 to $57.05, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 17:05 UTC
JENKINS BRIANSVP & CFO
Exercise / conversionCommon Stock 22,500 $4.44 $99,900.00
Disclosure

SEC source: 0001209191-17-001143 · doc4.xml · nonDerivative · entry 1

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 22,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 10:59 UTC
Mulleady JohnSVP, RE & Dev
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-16-155568 · doc4.xml · derivative · entry 3

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,206

Underlying: Common Stock · 2,500 shares

Expires 2023-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in installments on May 3, 2014, 2015 and 2016 and on October 9, 2014. 26,998 options will vest in equal installments on May 3, 2017 and 2018.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 10:59 UTC
Mulleady JohnSVP, RE & Dev
SaleCommon Stock 2,500 $55.77 $139,417.00
Disclosure

SEC source: 0001209191-16-155568 · doc4.xml · nonDerivative · entry 2

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.28 to $56.01, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 10:59 UTC
Mulleady JohnSVP, RE & Dev
Exercise / conversionCommon Stock 2,500 $8.30 $20,750.00
Disclosure

SEC source: 0001209191-16-155568 · doc4.xml · nonDerivative · entry 1

Mulleady John · CIK 0001510399 · SVP, RE & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-155563 · doc4.xml · derivative · entry 3

Gleason John P · CIK 0001557096 · SVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,500

Underlying: Common Stock · 15,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:52 UTC SaleCommon Stock 15,000 $55.76 $836,407.50
Disclosure

SEC source: 0001209191-16-155563 · doc4.xml · nonDerivative · entry 2

Gleason John P · CIK 0001557096 · SVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,505

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 10, 2015.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.24 to $56.04, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 15:52 UTC Exercise / conversionCommon Stock 15,000 $4.44 $66,600.00
Disclosure

SEC source: 0001209191-16-155563 · doc4.xml · nonDerivative · entry 1

Gleason John P · CIK 0001557096 · SVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 17:53 UTC
JENKINS BRIANSVP & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154767 · doc4.xml · derivative · entry 7

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 166,308

Underlying: Common Stock · 7,500 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 17:53 UTC
JENKINS BRIANSVP & CFO
SaleCommon Stock 7,500 $56.22 $421,646.25
Disclosure

SEC source: 0001209191-16-154767 · doc4.xml · nonDerivative · entry 4

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the LTD Partners LP on July 6, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.90 to $57.010, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 17:53 UTC
JENKINS BRIANSVP & CFO
Exercise / conversionCommon Stock 7,500 $4.44 $33,300.00
Disclosure

SEC source: 0001209191-16-154767 · doc4.xml · nonDerivative · entry 3

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 22:40 UTC
King Stephen MDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154756 · doc4.xml · derivative · entry 6

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Steve and Shauna King Investment Partnership LP

Disclosed balance after: 258,046

Underlying: Common Stock · 15,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 22:40 UTC
King Stephen MDirector · Chief Executive Officer
SaleCommon Stock 15,000 $56.23 $843,516.00
Disclosure

SEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 4

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen and Shauna King Investment Partnership LP

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Shauna King Investment Partnership, LP on April 8, 2016.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.53 to $57.05, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 22:40 UTC
King Stephen MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 15,000 $4.44 $66,600.00
Disclosure

SEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 3

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Stephen and Shauna King Investment Partnership LP

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
Exercise / conversionStock Option (Right to Buy · Derivative 6,442 $0.00 Strike: $9.34 $0.00
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · derivative · entry 7

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807

Underlying: Common Stock · 6,442 shares

Expires 2023-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Of the shares subject to the option, 308 shares have previously vested and the remaining shares will vest ratably on September 27, 2017 and September 27, 2018.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 4,596 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · derivative · entry 6

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148

Underlying: Common Stock · 4,596 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the shares subject to the option, the remaining shares will vest on December 5, 2017.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 2,965 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · derivative · entry 5

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,965 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
SaleCommon Stock 14,003 $56.68 $793,690.04
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · nonDerivative · entry 4

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 8, 2016.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
Exercise / conversionCommon Stock 6,442 $9.34 $60,168.28
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · nonDerivative · entry 3

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
Exercise / conversionCommon Stock 4,596 $6.27 $28,816.92
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · nonDerivative · entry 2

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 22:28 UTC
Metzinger Michael JosephVP of Accounting & Controller
Exercise / conversionCommon Stock 2,965 $4.44 $13,164.60
Disclosure

SEC source: 0001209191-16-154974 · doc4.xml · nonDerivative · entry 1

Metzinger Michael Joseph · CIK 0001557149 · VP of Accounting & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 13:19 UTC
LACY ALAN JDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154654 · doc4.xml · derivative · entry 4

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,166

Underlying: Common Stock · 25,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to the option have previously vested.

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December 08, 2016 Filed Dec 12, 2016 13:19 UTC
LACY ALAN JDirector
SaleCommon Stock 25,000 $56.30 $1,407,427.50
Disclosure

SEC source: 0001209191-16-154654 · doc4.xml · nonDerivative · entry 2

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.00 to $56.665, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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December 08, 2016 Filed Dec 12, 2016 13:19 UTC
LACY ALAN JDirector
Exercise / conversionCommon Stock 25,000 $4.44 $111,000.00
Disclosure

SEC source: 0001209191-16-154654 · doc4.xml · nonDerivative · entry 1

LACY ALAN J · CIK 0001200232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 17:53 UTC
JENKINS BRIANSVP & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154767 · doc4.xml · derivative · entry 6

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 173,808

Underlying: Common Stock · 45,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 17:53 UTC
JENKINS BRIANSVP & CFO
SaleCommon Stock 45,000 $56.41 $2,538,270.00
Disclosure

SEC source: 0001209191-16-154767 · doc4.xml · nonDerivative · entry 2

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.05 to $56.6650, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 08, 2016 Filed Dec 12, 2016 17:53 UTC
JENKINS BRIANSVP & CFO
Exercise / conversionCommon Stock 45,000 $4.44 $199,800.00
Disclosure

SEC source: 0001209191-16-154767 · doc4.xml · nonDerivative · entry 1

JENKINS BRIAN · CIK 0001234605 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · LTD Partners, LP

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 17:51 UTC
TOBIN JAY LSVP, Gen Counsel & Sec
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154763 · doc4.xml · derivative · entry 3

TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,186

Underlying: Common Stock · 4,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 17:51 UTC
TOBIN JAY LSVP, Gen Counsel & Sec
SaleCommon Stock 4,000 $56.50 $226,000.00
Disclosure

SEC source: 0001209191-16-154763 · doc4.xml · nonDerivative · entry 2

TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,071

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015.

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December 08, 2016 Filed Dec 12, 2016 17:51 UTC
TOBIN JAY LSVP, Gen Counsel & Sec
Exercise / conversionCommon Stock 4,000 $4.44 $17,760.00
Disclosure

SEC source: 0001209191-16-154763 · doc4.xml · nonDerivative · entry 1

TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 17:50 UTC GiftCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154650 · doc4.xml · nonDerivative · entry 2

Halkyard Jonathan S · CIK 0001371536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,696

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December 08, 2016 Filed Dec 12, 2016 17:50 UTC SaleCommon Stock 4,000 $57.53 $230,114.40
Disclosure

SEC source: 0001209191-16-154650 · doc4.xml · nonDerivative · entry 1

Halkyard Jonathan S · CIK 0001371536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,406

Read SEC document
December 08, 2016 Filed Dec 12, 2016 22:40 UTC
King Stephen MDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-16-154756 · doc4.xml · derivative · entry 5

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,235

Underlying: Common Stock · 30,000 shares

Expires 2020-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of the shares subject to the option have previously vested.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 22:40 UTC
King Stephen MDirector · Chief Executive Officer
SaleCommon Stock 30,000 $56.42 $1,692,570.00
Disclosure

SEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 2

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.00 to $57.45, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 08, 2016 Filed Dec 12, 2016 22:40 UTC
King Stephen MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $4.44 $133,200.00
Disclosure

SEC source: 0001209191-16-154756 · doc4.xml · nonDerivative · entry 1

King Stephen M · CIK 0001557355 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 17:54 UTC
Manning Margo LynnSVP of Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 14,386 $0.00 Strike: $5.07 $0.00
Disclosure

SEC source: 0001209191-16-154652 · doc4.xml · derivative · entry 5

Manning Margo Lynn · CIK 0001556972 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,683

Underlying: Common Stock · 14,386 shares

Expires 2022-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Of the shares subject to the option, 75,294 shares have previously vested and the remaining shares will vest on March 8, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.