Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dave & Buster's Entertainment, Inc.PLAY · Entity 446 | SVP, Gen Counsel & Sec | April 12, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dave & Buster's Entertainment, Inc.
Report date April 12, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,824 |
Ending reported balance
After 2018-04-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-12 · Grant · Acquired 7,152 · Balance 59,223 Row 2 · 2018-04-12 · Tax withholding · Disposed 1,399 · Balance 57,824 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.65 · Expires 2028-04-12 | Direct | 12,207 |
Reported balance
After 2018-04-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-04-12 · Grant · Acquired 12,207 · Balance 12,207 F1: The option vests in equal installments on April 12, 2019, April 12, 2020, and April 12, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in equal installments on April 12, 2019, April 12, 2020, and April 12, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2018 Filed Apr 16, 2018 16:25 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantStock Option (Right to Buy) · Derivative | 12,207 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001209191-18-024992 · doc4.xml · derivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,207 Underlying: Common Stock · 12,207 shares Expires 2028-04-12 F1 · derivative.exercise_date: The option vests in equal installments on April 12, 2019, April 12, 2020, and April 12, 2021. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 16:25 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Tax withholdingCommon Stock | 1,399 | $41.65 | $58,268.35 |
DisclosureSEC source: 0001209191-18-024992 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,824 Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 16:25 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 7,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024992 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,223 Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 16:59 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 4,000 | $55.00 | $220,006.00 |
DisclosureSEC source: 0001209191-17-065984 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.00 to $55.01, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 11:00 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 19,186 | $71.70 | $1,375,578.64 |
DisclosureSEC source: 0001209191-17-038713 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $70.935 to $73.3, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 11:26 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantStock Option (Right to Buy) · Derivative | 8,529 | $0.00 Strike: $59.67 | $0.00 |
DisclosureSEC source: 0001209191-17-026504 · doc4.xml · derivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,529 Underlying: Common Stock · 8,529 shares Expires 2027-04-07 F1 · derivative.exercise_date: The option vests in equal installments on April 7, 2018, April 7, 2019 and April 7, 2020. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 12:46 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,186 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-17-023803 · doc4.xml · derivative · entry 4 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,186 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 12:46 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 5,000 | $62.00 | $310,016.00 |
DisclosureSEC source: 0001209191-17-023803 · doc4.xml · nonDerivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,257 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $62.00 to $62.02, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 12:46 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 15,000 | $61.84 | $927,625.50 |
DisclosureSEC source: 0001209191-17-023803 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,257 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $60.6300 to $62.1350, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 12:46 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 14,186 | $4.44 | $62,985.84 |
DisclosureSEC source: 0001209191-17-023803 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 15:02 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000742 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,071 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 15:02 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 20,000 | $55.56 | $1,111,200.00 |
DisclosureSEC source: 0001209191-17-000742 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,071 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.24 to $56.02, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:51 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-154763 · doc4.xml · derivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,186 Underlying: Common Stock · 4,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:51 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 4,000 | $56.50 | $226,000.00 |
DisclosureSEC source: 0001209191-16-154763 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:51 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 4,000 | $4.44 | $17,760.00 |
DisclosureSEC source: 0001209191-16-154763 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:12 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-149631 · doc4.xml · derivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,186 Underlying: Common Stock · 2,500 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:12 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 2,500 | $45.01 | $112,535.00 |
DisclosureSEC source: 0001209191-16-149631 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.00 to $45.05, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:12 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 2,500 | $4.44 | $11,100.00 |
DisclosureSEC source: 0001209191-16-149631 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 18:43 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-148934 · doc4.xml · derivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,686 Underlying: Common Stock · 7,500 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 18:43 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 7,500 | $40.90 | $306,774.00 |
DisclosureSEC source: 0001209191-16-148934 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $40.46 to $41.49, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 18:43 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 7,500 | $4.44 | $33,300.00 |
DisclosureSEC source: 0001209191-16-148934 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 10:32 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-145518 · doc4.xml · derivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,186 Underlying: Common Stock · 7,500 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 10:32 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 7,500 | $39.92 | $299,388.00 |
DisclosureSEC source: 0001209191-16-145518 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $39.85 to $40.03, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 10:32 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 7,500 | $4.44 | $33,300.00 |
DisclosureSEC source: 0001209191-16-145518 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 18:47 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-16-140649 · doc4.xml · derivative · entry 3 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,686 Underlying: Common Stock · 10,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 18:47 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 10,000 | $44.62 | $446,209.00 |
DisclosureSEC source: 0001209191-16-140649 · doc4.xml · nonDerivative · entry 2 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,071 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 22, 2015. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $44.02 to $45.04, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 18:47 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 10,000 | $4.44 | $44,400.00 |
DisclosureSEC source: 0001209191-16-140649 · doc4.xml · nonDerivative · entry 1 TOBIN JAY L · CIK 0001186387 · SVP, Gen Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.