Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dave & Buster's Entertainment, Inc.PLAY · Entity 446 | Director | May 06, 2021 | May 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dave & Buster's Entertainment, Inc.
Report date May 06, 2021 · Filed May 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 1,400 |
Reported balance
After 2021-05-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-05-06 · Exercise / conversion · Acquired 1,400 · Balance 1,400 |
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 0 |
Reported balance
After 2021-05-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-05-06 · Sale · Disposed 1,400 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021. F2: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.16 to $45.50, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 23,600 |
Reported balance
After 2021-05-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-05-07 · Exercise / conversion · Acquired 23,600 · Balance 23,600 |
| Common StockSEC Table I · non-derivative | IndirectStephen and Shauna King Investment Partnership LP | 0 |
Reported balance
After 2021-05-07 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-05-07 · Sale · Disposed 23,600 · Balance 0 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-09 | IndirectSteve and Shauna King Investment Partnership LP | 183,215 |
Reported balance
After 2021-05-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-05-06 · Exercise / conversion · Disposed 1,400 · Balance 183,215 F3: All of the shares subject to the option have previously vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-09 | IndirectSteve and Shauna King Investment Partnership LP | 159,615 |
Reported balance
After 2021-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-05-07 · Exercise / conversion · Disposed 23,600 · Balance 159,615 F3: All of the shares subject to the option have previously vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.16 to $45.50, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: All of the shares subject to the option have previously vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ruths Hospitality Group, Inc.
Report date June 14, 2023 · Filed June 14, 2023
Section 16 reporting ended · disclosed 2023-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-14 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2023-06-14 · Other · Disposed 3,889 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-14 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2023-06-14 · Disposition to issuer · Disposed 25,543 · Balance 0 F2: Pursuant to the Merger Agreement, each of the Company's restricted stock units (the "RSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time, automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration (as defined in the Merger Agreement) by (ii) the total number of shares of Company common stock subject to such RSU. F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-06-14 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2023-06-14 · Disposition to issuer · Disposed 1,106 · Balance 0 F3: Pursuant to the Merger Agreement, each of the Company's deferred stock units (the "DSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration by (ii) the total number of DSUs credited to the holder's account. F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes.
F2: Pursuant to the Merger Agreement, each of the Company's restricted stock units (the "RSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time, automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration (as defined in the Merger Agreement) by (ii) the total number of shares of Company common stock subject to such RSU.
F3: Pursuant to the Merger Agreement, each of the Company's deferred stock units (the "DSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration by (ii) the total number of DSUs credited to the holder's account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2023 Filed Jun 14, 2023 17:16 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | Disposition to issuerCommon Stock | 1,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-017438 · rdgdoc.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Merger Agreement, each of the Company's deferred stock units (the "DSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration by (ii) the total number of DSUs credited to the holder's account. F1 · acquired: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 17:16 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | Disposition to issuerCommon Stock | 25,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-017438 · rdgdoc.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each of the Company's restricted stock units (the "RSUs") outstanding, whether vested or unvested as of immediately prior to the Effective Time, automatically became fully vested, cancelled and converted into and became the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Merger Consideration (as defined in the Merger Agreement) by (ii) the total number of shares of Company common stock subject to such RSU. F1 · acquired: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 17:16 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | OtherCommon Stock | 3,889 | $21.50 | $83,613.50 |
DisclosureSEC source: 0001437749-23-017438 · rdgdoc.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · acquired: Pursuant to that certain Agreement and Plan of Merger, dated as of May 2, 2023 (the "Merger Agreement"), by and among Darden Restaurants, Inc., Ruby Acquisition Corporation and Ruth's Hospitality Group, Inc. (the "Company"), these shares of common stock were tendered prior to the Offer Expiration Time (as defined in the Merger Agreement) and disposed of at the Effective Time (as defined in the Merger Agreement) in exchange for the right to receive a cash payment of $21.50, without interest and less any applicable withholding taxes. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 15:30 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-021377 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,538 F1 · price: On March 24, 2023, the Company paid a dividend of $0.16 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 16:02 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 6,088 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-015395 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,275 F1 · price: Consists of shares of restricted stock units, granted pursuant to the Company's 2018 Omnibus Incentive Plan, which vest on March 13, 2024. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 15:00 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantRUTH | 167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-059606 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,187 F1 · price: On December 2, 2022, the Company paid a dividend of $0.14 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 15:00 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantRUTH | 155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048975 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,020 F1 · price: On September 2, 2022, the Company paid a dividend of $0.14 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 13:00 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-034465 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,865 F1 · price: On June 2, 2022, the Company paid a dividend of $0.14 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 15:30 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 4,585 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013948 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,639 F1 · price: Consists of shares of restricted stock units, granted pursuant to the Company's 2018 Omnibus Incentive Plan, which vest on March 13, 2023, March 13, 2024 and March 13, 2025. Read SEC document |
| February 17, 2022 Filed Mar 1, 2022 15:30 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-013948 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,719 F2 · price: On February 17, 2022, the Company paid a dividend of $0.12 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| May 07, 2021 Filed May 7, 2021 21:38 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 23,600 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030999 · doc4.xml · derivative · entry 6 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 159,615 Underlying: Common Stock · 23,600 shares Expires 2024-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| May 07, 2021 Filed May 7, 2021 21:38 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 23,600 | $45.00 | $1,062,000.00 |
DisclosureSEC source: 0001209191-21-030999 · doc4.xml · nonDerivative · entry 4 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021. Read SEC document |
| May 07, 2021 Filed May 7, 2021 21:38 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 23,600 | $16.00 | $377,600.00 |
DisclosureSEC source: 0001209191-21-030999 · doc4.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 23,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:38 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030999 · doc4.xml · derivative · entry 5 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 183,215 Underlying: Common Stock · 1,400 shares Expires 2024-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:38 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 1,400 | $45.31 | $63,427.98 |
DisclosureSEC source: 0001209191-21-030999 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 5, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $45.16 to $45.50, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 06, 2021 Filed May 7, 2021 21:38 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 1,400 | $16.00 | $22,400.00 |
DisclosureSEC source: 0001209191-21-030999 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 1,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 19:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Tax withholdingCommon Stock | 3,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028782 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,552.66 Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 18:59 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 1,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028533 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,530.66 Read SEC document |
| April 08, 2021 Filed Apr 8, 2021 21:03 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 15,000 | $44.53 | $667,950.00 |
DisclosureSEC source: 0001209191-21-026100 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,470.66 Read SEC document |
| April 05, 2021 Filed Apr 5, 2021 20:40 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GiftCommon Stock | 2,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025171 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,470.66 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 16:00 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 4,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-016787 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,054 F1 · price: Consists of shares of restricted stock units, granted pursuant to the Company's 2018 Omnibus Incentive Plan, which vest pro rata on March 13, 2022, March 13, 2023 and March 13, 2024. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 8,138 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 12 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 24,414 Underlying: Common Stock · 8,138 shares Expires 2028-04-12 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 16,276 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 11 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 16,276 Underlying: Common Stock · 16,276 shares Expires 2028-04-12 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 43,767 | $0.00 Strike: $59.67 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 10 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 43,767 Underlying: Common Stock · 43,767 shares Expires 2027-04-07 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 72,833 | $0.00 Strike: $39.10 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 9 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 72,833 Underlying: Common Stock · 72,833 shares Expires 2026-04-07 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 68,775 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 8 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 68,775 Underlying: Common Stock · 68,775 shares Expires 2025-04-09 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 184,615 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 7 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 184,615 Underlying: Common Stock · 184,615 shares Expires 2024-10-09 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 8,138 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 6 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,138 shares Expires 2028-04-12 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 16,276 | $0.00 Strike: $41.65 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 5 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,138 Underlying: Common Stock · 16,276 shares Expires 2028-04-12 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 43,767 | $0.00 Strike: $59.67 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 4 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,767 shares Expires 2027-04-07 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 72,833 | $0.00 Strike: $39.10 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,833 shares Expires 2026-04-07 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 68,775 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,775 shares Expires 2025-04-09 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | OtherStock Option (Right to Buy) · Derivative | 184,615 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063512 · doc4.xml · derivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 184,615 shares Expires 2024-10-09 F1 · kind: The reporting person transferred this option as a gift to an investment partnership. The reporting person is the sole member of the general partner of the investment partnership and has sole voting and investment power over this option. Read SEC document |
| July 03, 2020 Filed Jul 7, 2020 13:52 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 12,406 | $12.74 | $158,052.44 |
DisclosureSEC source: 0001209191-20-041456 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,888.66 Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:44 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,346 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-20-032361 · doc4.xml · derivative · entry 6 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Steve and Shauna King Investment Partnership LP Disclosed balance after: 0 Underlying: Common Stock · 18,346 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:44 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-20-032361 · doc4.xml · derivative · entry 5 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:44 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 18,346 | $12.90 | $236,641.38 |
DisclosureSEC source: 0001209191-20-032361 · doc4.xml · nonDerivative · entry 4 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 20, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $12.48 to $13.33, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:44 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 18,346 | $4.44 | $81,456.24 |
DisclosureSEC source: 0001209191-20-032361 · doc4.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Stephen and Shauna King Investment Partnership LP Disclosed balance after: 18,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:44 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | SaleCommon Stock | 10,000 | $12.90 | $128,988.00 |
DisclosureSEC source: 0001209191-20-032361 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,482.66 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 20, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $12.48 to $13.33, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:44 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionCommon Stock | 10,000 | $4.44 | $44,400.00 |
DisclosureSEC source: 0001209191-20-032361 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,482.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 21:53 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 9,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026009 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,482.66 Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 16:54 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001324272-20-000022 · edgar.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,089 F1 · shares: On March 20, 2020, the Company paid a dividend of $0.15 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. F1 · price: On March 20, 2020, the Company paid a dividend of $0.15 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 10:30 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 5,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001324272-20-000008 · edgar.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,729 F1 · price: Consists of shares of restricted stock units, granted pursuant to the Company's 2018 Omnibus Incentive Plan, which vest pro rata on March 13, 2021, March 13, 2022 and March 13, 2023. Vested shares will be delivered to the reporting person upon the reporting person's retirement or resignation from the Company's Board of Directors. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 12:04 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001324272-19-000030 · edgar.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,783 F1 · shares: On each of June 5, 2019; September 5, 2019 and December 5, 2019, the Company paid a dividend of $0.13 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. F1 · price: On each of June 5, 2019; September 5, 2019 and December 5, 2019, the Company paid a dividend of $0.13 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| September 05, 2019 Filed Dec 6, 2019 12:04 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 26 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001324272-19-000030 · edgar.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,761 F1 · shares: On each of June 5, 2019; September 5, 2019 and December 5, 2019, the Company paid a dividend of $0.13 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. F1 · price: On each of June 5, 2019; September 5, 2019 and December 5, 2019, the Company paid a dividend of $0.13 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| June 05, 2019 Filed Dec 6, 2019 12:04 UTC | Ruths Hospitality Group, Inc. RUTH · Entity 112316 | GrantCommon Stock | 22 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001324272-19-000030 · edgar.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,735 F1 · shares: On each of June 5, 2019; September 5, 2019 and December 5, 2019, the Company paid a dividend of $0.13 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. F1 · price: On each of June 5, 2019; September 5, 2019 and December 5, 2019, the Company paid a dividend of $0.13 per share of common stock, and upon such payment the Company awarded a number of deferred stock units on the reporting person's existing award of deferred restricted stock units having a value equal to the amount of the per share dividend multiplied by the number of deferred stock units held by such person. Each such deferred stock unit represents a contingent right to receive one share of common stock, subject to settlement on the same terms as the respective underlying deferred restricted stock units. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:09 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 27,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024594 · doc4.xml · nonDerivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,755.66 Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:09 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | GrantCommon Stock | 2,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024594 · doc4.xml · nonDerivative · entry 2 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,212.66 Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:09 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Tax withholdingCommon Stock | 5,456 | $52.01 | $283,766.56 |
DisclosureSEC source: 0001209191-19-024594 · doc4.xml · nonDerivative · entry 1 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,794.66 Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 22:12 UTC | Dave & Buster's Entertainment, Inc. PLAY · Entity 446 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,935 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-19-024028 · doc4.xml · derivative · entry 3 King Stephen M · CIK 0001557355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,935 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to the option have previously vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.