PII

SEC source: 0001209191-17-005977 · doc4.xml · derivative · entry 6

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,218

Underlying: Common Stock · 32,218 shares

Expires 2027-01-25

F5 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005976 · doc4.xml · derivative · entry 2

BOGART STACY L · CIK 0001476342 · SVP-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,748

Underlying: Common Stock · 44,748 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-001696 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,868.59

Underlying: Common Stock · 400.98 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 143.69 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-001694 · doc4.xml · derivative · entry 2

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404.35

Underlying: Common Stock · 295.06 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 7.42 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-001692 · doc4.xml · derivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196.83

Underlying: Common Stock · 310.19 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 59.48 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-001691 · doc4.xml · derivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,779.91

Underlying: Common Stock · 295.06 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 9.94 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-001689 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126.55

Underlying: Common Stock · 340.46 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 38.73 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-001687 · doc4.xml · derivative · entry 2

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,507.69

Underlying: Common Stock · 355.59 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 21.10 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-001686 · doc4.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,620.84

Underlying: Common Stock · 332.89 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 216.12 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-059648 · doc4.xml · nonDerivative · entry 4

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,189.44

F2 · kind: The reporting person's purchase of Polaris common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 102 shares, with the reporting person's sale of shares of Polaris common stock at a price of $84.86 per share on November 21, 2016. The reporting person has paid the Company $551.92, representing the full amount of the profit realized in connection with the short-swing transaction.

F1 · balance_after: Reflects transactions occurring in a brokerage account managed by an investment advisor who maintained discretionary authority over the account. The reporting person's Form 4 reports filed between the dates of these transactions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001209191-16-153351 · doc4.xml · nonDerivative · entry 1

BOGART STACY L · CIK 0001476342 · SVP-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,521

SEC source: 0001209191-16-153355 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,247

F1 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting of restricted stock award.

SEC source: 0001209191-16-153353 · doc4.xml · nonDerivative · entry 1

Homan Matthew J. · CIK 0001441838 · President-Off-Road Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,305

SEC source: 0001209191-17-059648 · doc4.xml · nonDerivative · entry 3

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039.44

F1 · balance_after: Reflects transactions occurring in a brokerage account managed by an investment advisor who maintained discretionary authority over the account. The reporting person's Form 4 reports filed between the dates of these transactions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001209191-16-150199 · doc4.xml · derivative · entry 9

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in two equal installments on January 31, 2013 and January 31, 2015.

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 7

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 6

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-145673 · doc4.xml · derivative · entry 2

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131

Underlying: Common Stock · 379.03 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 20.92 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-16-145678 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,323.92

Underlying: Common Stock · 427.42 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 158.88 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-16-145677 · doc4.xml · derivative · entry 2

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101.86

Underlying: Common Stock · 314.52 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 5.99 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-16-145676 · doc4.xml · derivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,827.15

Underlying: Common Stock · 330.65 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 64.60 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-16-145675 · doc4.xml · derivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474.91

Underlying: Common Stock · 314.52 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 8.82 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-16-145674 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,747.36

Underlying: Common Stock · 362.9 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 40.94 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-16-145672 · doc4.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,071.84

Underlying: Common Stock · 354.84 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 241.14 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-059648 · doc4.xml · nonDerivative · entry 2

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,141.44

F1 · balance_after: Reflects transactions occurring in a brokerage account managed by an investment advisor who maintained discretionary authority over the account. The reporting person's Form 4 reports filed between the dates of these transactions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001209191-17-059648 · doc4.xml · nonDerivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,102.44

F1 · balance_after: Reflects transactions occurring in a brokerage account managed by an investment advisor who maintained discretionary authority over the account. The reporting person's Form 4 reports filed between the dates of these transactions and the date of this report understated his total holdings by the corresponding amount of shares.

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 5

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife as UTMA custodian for daughter

Disclosed balance after: 2,147

F3 · ownership.nature: Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 4

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife as UTMA custodian for son

Disclosed balance after: 2,109

F2 · ownership.nature: Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 3

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 33,751

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 34,378

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

SEC source: 0001209191-16-150199 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000