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CLAYTON ANNETTE K

Disclosed activity across 5 companies

Tapewire entity
38688
SEC CIK
0001231452

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Duke Energy CORPDUK · Entity 2925DirectorMay 07, 2026May 11, 2026
NXP Semiconductors N.V.NXPI · Entity 3013DirectorJune 10, 2026June 12, 2026
OSHKOSH CORPOSK · Entity 3573DirectorMay 05, 2026May 06, 2026
Polaris Inc.PII · Entity 760DirectorOctober 01, 2020October 05, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Duke Energy CORP

Report date May 07, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Savings Plan Restricted Stock Unit DeferralsSEC Table II · derivative / convertible securityDirect20,271 Reported balance After 2026-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 1,602 · Balance 20,271

F1: Converts to Common Stock on a 1-for-1 basis.

F2: Generally payable upon reporting person's termination of service.

F3: Expiration date not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Converts to Common Stock on a 1-for-1 basis.

F2: Generally payable upon reporting person's termination of service.

F3: Expiration date not applicable.

NXP Semiconductors N.V.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,530 Ending reported balance After 2026-06-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-10 · Exercise / conversion · Acquired 1,035 · Balance 4,043

Row 2 · 2026-06-10 · Tax withholding · Disposed 513 · Balance 3,530

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-10 · Exercise / conversion · Disposed 1,035 · Balance 0

F1: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 06/11/2025 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect841 Reported balance After 2026-06-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-10 · Grant · Acquired 841 · Balance 841

F3: Each restricted stock unit represents the conditional right to receive one share of the common stock

F4: The RSU vests 100% on the earlier of the first anniversary of the 6/10/2026 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 06/11/2025 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

F3: Each restricted stock unit represents the conditional right to receive one share of the common stock

F4: The RSU vests 100% on the earlier of the first anniversary of the 6/10/2026 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

OSHKOSH CORP

Report date May 05, 2026 · Filed May 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,578.11 Reported balance After 2026-05-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-05 · Grant · Acquired 1,110 · Balance 4,578.11

F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Filing footnotes · ownership attribution and instrument terms

F1: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Polaris Inc.

Report date October 01, 2020 · Filed October 05, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,057.3 Reported balance After 2020-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-10-01 · Grant · Acquired 290.88 · Balance 32,057.3

F1: The reported transaction involved the crediting of 290.88 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 290.88 newly acquired CSEs, and 210.87 CSE and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction involved the crediting of 290.88 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 290.88 newly acquired CSEs, and 210.87 CSE and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NORDSON CORP

Report date May 01, 2026 · Filed May 08, 2026

Section 16 reporting ended · disclosed 2026-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
NDSNSEC Table I · non-derivativeDirect2,098 Reported balance After 2026-05-01 transaction · row 1
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 270 · Balance 2,098

F1: Pursuant to the terms of the Company's Stock and Award Plan ("Plan"), and the Notice and Terms of Grant Share-Based Award dated November 1, 2025 ("Notice"), reporting person was granted 822 restricted share units on November 1, 2025, which would vest entirely on October 31, 2026 . Reporting person ceased service of her term with the Company's Board of Directors on March 1, 2026, and, in accordance with the terms of the Plan and Notice, the 822 shares granted on November 1, 2025, were prorated based on the last day of her term, resulting in forfeiture of 552 restricted share units. Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer the remaining 270 restricted share units into share equivalent units.

F2: On May 1, 2026, pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the totality of the 2,098 stock equivalent units in reporting person's deferred compensation account converted to common shares on a one-for-one basis, and were distributed to her outright by Company's transfer agent.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Company's Stock and Award Plan ("Plan"), and the Notice and Terms of Grant Share-Based Award dated November 1, 2025 ("Notice"), reporting person was granted 822 restricted share units on November 1, 2025, which would vest entirely on October 31, 2026 . Reporting person ceased service of her term with the Company's Board of Directors on March 1, 2026, and, in accordance with the terms of the Plan and Notice, the 822 shares granted on November 1, 2025, were prorated based on the last day of her term, resulting in forfeiture of 552 restricted share units. Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer the remaining 270 restricted share units into share equivalent units.

F2: On May 1, 2026, pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the totality of the 2,098 stock equivalent units in reporting person's deferred compensation account converted to common shares on a one-for-one basis, and were distributed to her outright by Company's transfer agent.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2026 Filed Jun 12, 2026 10:10 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 841 $0.00 $0.00
Disclosure

SEC source: 0001231452-26-000004 · wk-form4_1781259054.xml · derivative · entry 4

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841

Underlying: Common Stock · 841 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the conditional right to receive one share of the common stock

F4 · derivative.exercise_date: The RSU vests 100% on the earlier of the first anniversary of the 6/10/2026 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

F4 · derivative.expiration_date: The RSU vests 100% on the earlier of the first anniversary of the 6/10/2026 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 10:10 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 1,035 $0.00 $0.00
Disclosure

SEC source: 0001231452-26-000004 · wk-form4_1781259054.xml · derivative · entry 3

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 06/11/2025 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 06/11/2025 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 10:10 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 513 $297.41 $152,571.33
Disclosure

SEC source: 0001231452-26-000004 · wk-form4_1781259054.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,530

Read SEC document
June 10, 2026 Filed Jun 12, 2026 10:10 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 1,035 $0.00 $0.00
Disclosure

SEC source: 0001231452-26-000004 · wk-form4_1781259054.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:25 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 1,602 $124.87 $200,041.74
Disclosure

SEC source: 0001231452-26-000002 · wk-form4_1778531121.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,271

Underlying: Common Stock · 1,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
May 05, 2026 Filed May 6, 2026 17:57 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 1,110 $0.00 $0.00
Disclosure

SEC source: 0000775158-26-000086 · form4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,578.11

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2 · balance_after: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
May 01, 2026 Filed May 8, 2026 17:14 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 270 $283.20 $76,464.00
Disclosure

SEC source: 0001628280-26-032692 · wk-form4_1778260466.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,098

F1 · shares: Pursuant to the terms of the Company's Stock and Award Plan ("Plan"), and the Notice and Terms of Grant Share-Based Award dated November 1, 2025 ("Notice"), reporting person was granted 822 restricted share units on November 1, 2025, which would vest entirely on October 31, 2026 . Reporting person ceased service of her term with the Company's Board of Directors on March 1, 2026, and, in accordance with the terms of the Plan and Notice, the 822 shares granted on November 1, 2025, were prorated based on the last day of her term, resulting in forfeiture of 552 restricted share units. Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer the remaining 270 restricted share units into share equivalent units.

F2 · shares: On May 1, 2026, pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the totality of the 2,098 stock equivalent units in reporting person's deferred compensation account converted to common shares on a one-for-one basis, and were distributed to her outright by Company's transfer agent.

Read SEC document
November 01, 2025 Filed Nov 3, 2025 18:34 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 822 $231.95 $190,662.90
Disclosure

SEC source: 0000072331-25-000127 · wk-form4_1762194896.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,638

F3 · shares: On November 1, 2025, the Company awarded 822 Restricted Share Units an as annual grant to non-employee directors. The units vest in their entirety on October 31, 2026.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 18:34 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 108 $231.95 $25,050.60
Disclosure

SEC source: 0000072331-25-000127 · wk-form4_1762194896.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,816

F1 · shares: Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer her quarterly cash retainer payment into Stock Equivalent Units. At the time of distribution, stock equivalent units convert to common shares on a one-for-one basis.

F2 · balance_after: The total holdings include 7 Stock Equivalent Units and/or Restricted Share Units accrued from dividend payments pursuant to the Company's Stock Incentive and Award Plan.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 13:20 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 117 $214.21 $25,062.57
Disclosure

SEC source: 0000072331-25-000097 · wk-form4_1754054453.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701

F1 · shares: Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer her quarterly cash retainer payment into Stock Equivalent Units. At the time of distribution, stock equivalent units convert to common shares on a one-for-one basis.

F2 · balance_after: The total holdings include 3 Stock Equivalent Unit accrued from dividend payments through participation in the Company's Directors' Deferred Compensation Sub-Plan and 3 Restricted Share Units accrued from dividend payments pursuant to the Company's Stock Incentive and Award Plan.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 20:31 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 1,035 $0.00 $0.00
Disclosure

SEC source: 0001413447-25-000086 · wk-form4_1749760270.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035

Underlying: Common Stock · 1,035 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 6/11/2025 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 6/11/2025 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0001413447-25-000059 · wk-form4_1748896117.xml · derivative · entry 3

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 5/29/2024 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 5/29/2024 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 285 $196.21 $55,919.85
Disclosure

SEC source: 0001413447-25-000059 · wk-form4_1748896117.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,008

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 822 $0.00 $0.00
Disclosure

SEC source: 0001413447-25-000059 · wk-form4_1748896117.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2025 Filed May 8, 2025 18:09 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-008886 · form4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,412.34

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2 · balance_after: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

Read SEC document
May 01, 2025 Filed May 5, 2025 20:36 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 1,607 $121.33 $194,977.31
Disclosure

SEC source: 0001326160-25-000135 · wk-form4_1746477377.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,968

Underlying: Common Stock · 1,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
April 30, 2025 Filed May 1, 2025 19:07 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 132 $189.57 $25,023.24
Disclosure

SEC source: 0000072331-25-000047 · wk-form4_1746126450.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,578

F1 · shares: Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer her quarterly cash retainer payment into Stock Equivalent Units. At the time of distribution, stock equivalent units convert to common shares on a one-for-one basis.

F2 · balance_after: The total holdings include 3 Stock Equivalent Units accrued from dividend payments through participation in the Company's Directors' Deferred Compensation Sub-Plan and 3 Restricted Share Units accrued from dividend payments pursuant to the Company's Stock Incentive and Award Plan.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 19:13 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 114 $220.22 $25,105.08
Disclosure

SEC source: 0000072331-25-000019 · wk-form4_1738696376.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,440

F1 · shares: Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer her quarterly cash retainer payment into Stock Equivalent Units. At the time of distribution, stock equivalent units convert to common shares on a one-for-one basis.

F2 · balance_after: The total holdings include 1 Stock Equivalent Unit accrued from dividend payments through participation in the Company's Directors' Deferred Compensation Sub-Plan and 4 Restricted Share Units accrued from dividend payments pursuant to the Company's Stock Incentive and Award Plan.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 19:40 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 747 $249.03 $186,025.41
Disclosure

SEC source: 0000072331-24-000130 · wk-form4_1730749224.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,321

F3 · shares: On November 1, 2024, the Company awarded 747 Restricted Share Units an as annual grant to non-employee directors. The units vest in their entirety on October 31, 2025.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 19:40 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 91 $247.89 $22,557.99
Disclosure

SEC source: 0000072331-24-000130 · wk-form4_1730749224.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574

F1 · shares: Pursuant to the terms of the Company's Directors' Deferred Compensation Sub-Plan, the reporting person elected to defer her quarterly cash retainer payment into Stock Equivalent Units. At the time of distribution, stock equivalent units convert to common shares on a one-for-one basis.

F2 · balance_after: The total holdings include 1 Stock Equivalent Unit accrued from dividend payments through participation in the Company's Directors' Deferred Compensation Sub-Plan and 3 Restricted Share Units accrued from dividend payments pursuant to the Company's Stock Incentive and Award Plan.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 15:03 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 89 $250.33 $22,279.37
Disclosure

SEC source: 0000072331-24-000097 · wk-form4_1722611012.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480

F1 · shares: Stock Equivalent Units accrued through Nordson's Directors' Deferred Compensation Plan. At the time of distribution, stock equivalent units convert to common shares on a one-for-one basis.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0001413447-24-000061 · wk-form4_1717190900.xml · derivative · entry 4

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822

Underlying: Common Stock · 822 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 5/29/2024 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 5/29/2024 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 1,211 $0.00 $0.00
Disclosure

SEC source: 0001413447-24-000061 · wk-form4_1717190900.xml · derivative · entry 3

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/7/2023 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/7/2023 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

Read SEC document
May 29, 2024 Filed May 31, 2024 21:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 420 $279.63 $117,444.60
Disclosure

SEC source: 0001413447-24-000061 · wk-form4_1717190900.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,471

Read SEC document
May 29, 2024 Filed May 31, 2024 21:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001413447-24-000061 · wk-form4_1717190900.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:18 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 1,698.699 $103.02 $174,999.97
Disclosure

SEC source: 0001326160-24-000131 · wk-form4_1715631455.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,617

Underlying: Common Stock · 1,698.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · shares: Any fraction of a share is paid out in cash upon distribution.

F3 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
May 07, 2024 Filed May 9, 2024 19:49 UTC OSHKOSH CORP OSK · Entity 3573 GrantCommon Stock 1,460 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009747 · form4.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,460

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

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April 30, 2024 Filed May 1, 2024 19:38 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 29 $258.19 $7,487.51
Disclosure

SEC source: 0000072331-24-000064 · wk-form4_1714592277.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391

F1 · shares: Stock Equivalent Units accrued through Nordson's Directors' Deferred Compensation Plan. At the time of distributions, stock equivalent units convert to common shares on a one-for-one basis.

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April 01, 2024 Filed Apr 3, 2024 12:48 UTC NORDSON CORP NDSN · Entity 30 GrantNDSN 362 $271.69 $98,351.78
Disclosure

SEC source: 0000072331-24-000055 · wk-form4_1712148523.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362

F1 · shares: On April 1, 2024, the Company awarded 362 Restricted Share Units as the equity portion of the reporting person's annual non-employee director compensation, pro-rated to reflect her appointment date, and valued at the prior 30-day average closing stock price of $266.60 per share. The Restricted Share Units vest on March 31, 2025 unless, with certain exceptions, the reporting person ceases to be a director prior to the vesting date.

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November 07, 2023 Filed Nov 8, 2023 21:28 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 1,211 $0.00 $0.00
Disclosure

SEC source: 0001413447-23-000134 · wk-form4_1699478868.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211

Underlying: Common Stock · 1,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/7/2023 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/7/2023 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
May 24, 2023 Filed May 26, 2023 12:12 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 1,482 $0.00 $0.00
Disclosure

SEC source: 0001413447-23-000045 · wf-form4_168510316534242.xml · derivative · entry 3

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/1/2022 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/1/2022 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

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May 24, 2023 Filed May 26, 2023 12:12 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 514 $175.06 $89,980.84
Disclosure

SEC source: 0001413447-23-000045 · wf-form4_168510316534242.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,680

Read SEC document
May 24, 2023 Filed May 26, 2023 12:12 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 1,482 $0.00 $0.00
Disclosure

SEC source: 0001413447-23-000045 · wf-form4_168510316534242.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:55 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 1,783.712 $98.11 $174,999.98
Disclosure

SEC source: 0001326160-23-000135 · wf-form4_168357934121085.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,714

Underlying: Common Stock · 1,783.712 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · shares: Any fraction of a share is paid out in cash upon distribution.

F3 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F4 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 21:25 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 1,482 $0.00 $0.00
Disclosure

SEC source: 0001413447-22-000073 · wf-form4_166751073647299.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482

Underlying: Common Stock · 1,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/1/2022 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/1/2022 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 05, 2022 Filed Oct 6, 2022 20:31 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 332 $94.02 $31,214.64
Disclosure

SEC source: 0001326160-22-000267 · wf-form4_166508826109387.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,598

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
October 05, 2022 Filed Dec 19, 2022 22:49 UTC Amendment Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 332 $94.02 $31,214.64
Disclosure

SEC source: 0001326160-22-000295 · wf-form4a_167148953214910.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,930

Underlying: Common Stock · 332 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

F4 · balance_after: Amendment being filed to correct the previously reported number of securities owned following the reported transaction.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:22 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 291 $107.58 $31,305.78
Disclosure

SEC source: 0001326160-22-000235 · wf-form4_165722531341766.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,464

Underlying: Common Stock · 291 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:18 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionRestricted Stock Unit · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001413447-22-000032 · wf-form4_165420111800963.xml · derivative · entry 3

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/2/2021 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the 11/2/2021 grant date or (ii) the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. after the grant date.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:18 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Tax withholdingCommon Stock 378 $189.76 $71,729.28
Disclosure

SEC source: 0001413447-22-000032 · wf-form4_165420111800963.xml · nonDerivative · entry 2

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712

Read SEC document
June 01, 2022 Filed Jun 2, 2022 20:18 UTC NXP Semiconductors N.V. NXPI · Entity 3013 Exercise / conversionCommon Stock 1,090 $0.00 $0.00
Disclosure

SEC source: 0001413447-22-000032 · wf-form4_165420111800963.xml · nonDerivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2022 Filed May 9, 2022 20:19 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 1,590.186 $110.05 $174,999.97
Disclosure

SEC source: 0001326160-22-000200 · wf-form4_165212757330397.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,055

Underlying: Common Stock · 1,590.186 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 20:32 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 280 $111.79 $31,301.20
Disclosure

SEC source: 0001326160-22-000165 · wf-form4_164919073158568.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,464

Underlying: Common Stock · 280 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:32 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 303 $103.04 $31,221.12
Disclosure

SEC source: 0001326160-21-000245 · wf-form4_163951753667816.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,008

Underlying: Common Stock · 303 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 22:21 UTC NXP Semiconductors N.V. NXPI · Entity 3013 GrantRestricted Stock Unit · Derivative 1,090 $0.00 $0.00
Disclosure

SEC source: 0001413447-21-000108 · wf-form4_163606447564430.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090

Underlying: Common Stock · 1,090 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/2/2021 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/2/2021 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 20:27 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 310 $100.76 $31,235.60
Disclosure

SEC source: 0001326160-21-000222 · wf-form4_163355206050997.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,706

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 20:17 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 314 $99.51 $31,246.14
Disclosure

SEC source: 0001326160-21-000200 · wf-form4_162568905745697.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,308

Underlying: Common Stock · 314 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
May 06, 2021 Filed May 11, 2021 00:12 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 1,591.406 $100.54 $159,999.96
Disclosure

SEC source: 0001326160-21-000158 · wf-form4_162069195258789.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,908

Underlying: Common Stock · 1,591.406 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:23 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 325 $96.28 $31,291.00
Disclosure

SEC source: 0001326160-21-000113 · wf-form4_161765413640211.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,645

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:20 UTC Duke Energy CORP DUK · Entity 2925 GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative 346 $90.32 $31,250.72
Disclosure

SEC source: 0001326160-20-000234 · wf-form4_160867202214902.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,274

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.