PII

SEC source: 0001209191-17-032534 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

SEC source: 0001209191-17-058272 · doc4.xml · nonDerivative · entry 5

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife as UTMA custodian for daughter

Disclosed balance after: 2,458

F3 · ownership.nature: Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-058272 · doc4.xml · nonDerivative · entry 3

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 32,938

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

SEC source: 0001209191-17-058272 · doc4.xml · nonDerivative · entry 4

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by wife as UTMA custodian for son

Disclosed balance after: 2,434

F2 · ownership.nature: Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-17-058272 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 33,249

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

SEC source: 0001209191-17-058272 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 33,574

F1 · ownership.nature: Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.

SEC source: 0001209191-17-028944 · doc4.xml · derivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860.99

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 36.99 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028953 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,905.44

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 529.22 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028949 · doc4.xml · derivative · entry 2

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860.99

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 36.99 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028948 · doc4.xml · derivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,479.66

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 299.38 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028943 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,612.33

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 221.16 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028939 · doc4.xml · derivative · entry 2

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860.54

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 91.54 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028938 · doc4.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,017.88

Underlying: Common Stock · 1,505 shares

Expires not disclosed

F1 · security: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F1 · derivative.expiration_date: The deferred stock units were granted under the Polaris Industries Inc. 2007 Omnibus Incentive Plan. The plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each deferred stock unit held.

F3 · balance_after: Includes 614.13 deferred stock units acquired pursuant to dividend equivalent rights under the Plan.

SEC source: 0001209191-17-028937 · doc4.xml · nonDerivative · entry 1

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,333

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 28, 2016.

SEC source: 0001209191-17-025801 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408.66

Underlying: Common Stock · 398.62 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 141.45 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-025800 · doc4.xml · derivative · entry 2

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706.75

Underlying: Common Stock · 293.32 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 9.08 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-025798 · doc4.xml · derivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,564.68

Underlying: Common Stock · 308.36 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 59.49 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-025795 · doc4.xml · derivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084.75

Underlying: Common Stock · 293.32 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 11.51 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-025790 · doc4.xml · derivative · entry 1

Hendrickson Gary E · CIK 0001331749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,504.62

Underlying: Common Stock · 338.45 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 39.63 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-025786 · doc4.xml · derivative · entry 2

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883.86

Underlying: Common Stock · 353.49 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 22.69 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-025783 · doc4.xml · derivative · entry 1

CLAYTON ANNETTE K · CIK 0001231452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,162.77

Underlying: Common Stock · 330.93 shares

Expires not disclosed

F1 · security: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F2 · derivative.exercise_price: 1 for 1 conversion

F1 · derivative.exercise_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F1 · derivative.expiration_date: Common Stock Equivalents (CSE) are credited to director accounts under the Company's Deferred Compensation Plan for Non-Employee Directors. The Plan has been approved by a vote of shareholders. Upon termination of his/her services, a Director is entitled to receive one share of common stock for each CSE earned.

F3 · balance_after: Includes 211 CSEs acquired pursuant to a dividend reinvestment feature of the Plan.

SEC source: 0001209191-17-024592 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,496

SEC source: 0001209191-17-006726 · doc4.xml · derivative · entry 3

BOGART STACY L · CIK 0001476342 · SVP-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 335 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006726 · doc4.xml · nonDerivative · entry 2

BOGART STACY L · CIK 0001476342 · SVP-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,725

SEC source: 0001209191-17-006726 · doc4.xml · nonDerivative · entry 1

BOGART STACY L · CIK 0001476342 · SVP-General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006753 · doc4.xml · derivative · entry 3

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,176

Underlying: Common Stock · 2,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit as describe in note 1.

F2 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted stock unit as describe in note 1.

F3 · derivative.exercise_date: At the settlement date elected by the reporting person under the SERP, the reporting person is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F3 · derivative.expiration_date: At the settlement date elected by the reporting person under the SERP, the reporting person is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

SEC source: 0001209191-17-006753 · doc4.xml · derivative · entry 2

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,470 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock or, if a deferral election is made, one deferred stock unit under the Issuer's Supplemental/Retirement Savings Plan ("SERP").

F1 · price: Each performance restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock or, if a deferral election is made, one deferred stock unit under the Issuer's Supplemental/Retirement Savings Plan ("SERP").

F1 · derivative.exercise_date: Each performance restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock or, if a deferral election is made, one deferred stock unit under the Issuer's Supplemental/Retirement Savings Plan ("SERP").

SEC source: 0001209191-17-006752 · doc4.xml · derivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 335 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006752 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,664

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

SEC source: 0001209191-17-006752 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006750 · doc4.xml · derivative · entry 3

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 369 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006750 · doc4.xml · nonDerivative · entry 2

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,472

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

SEC source: 0001209191-17-006750 · doc4.xml · nonDerivative · entry 1

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006734 · doc4.xml · derivative · entry 5

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Underlying: Common Stock · 118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted share as describe in note 4.

F5 · price: Each deferred stock unit represents the right to receive one share of the Issuer's common stock, and is received in exchange for one performance restricted share as describe in note 4.

F6 · derivative.exercise_date: At the settlement date elected by the reporting officer under the SERP, the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

F6 · derivative.expiration_date: At the settlement date elected by the reporting officer under the SERP, the reporting officer is entitled to receive one share of common stock for each deferred stock unit held. The deferred stock units may be transferred into an alternative investment account in the SERP after a period of six months and one day.

SEC source: 0001209191-17-006734 · doc4.xml · derivative · entry 4

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 236 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock or, if a deferral election is made, one deferred stock unit under the Issuer's Supplemental/Retirement Savings Plan ("SERP").

F4 · price: Each performance restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock or, if a deferral election is made, one deferred stock unit under the Issuer's Supplemental/Retirement Savings Plan ("SERP").

F4 · derivative.exercise_date: Each performance restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock or, if a deferral election is made, one deferred stock unit under the Issuer's Supplemental/Retirement Savings Plan ("SERP").

SEC source: 0001209191-17-006734 · doc4.xml · nonDerivative · entry 2

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,346

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of performance restricted stock unit award.

SEC source: 0001209191-17-006734 · doc4.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represented the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006738 · doc4.xml · derivative · entry 4

Homan Matthew J. · CIK 0001441838 · President-Off-Road Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 272 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · derivative.exercise_date: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006738 · doc4.xml · nonDerivative · entry 2

Homan Matthew J. · CIK 0001441838 · President-Off-Road Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,471

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock unit award.

SEC source: 0001209191-17-006738 · doc4.xml · nonDerivative · entry 1

Homan Matthew J. · CIK 0001441838 · President-Off-Road Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006732 · doc4.xml · derivative · entry 7

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185 shares

Expires 2017-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

F2 · derivative.exercise_date: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-006732 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,113

F3 · shares: Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award.

SEC source: 0001209191-17-006732 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units.

F2 · price: Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units.

SEC source: 0001209191-17-005986 · doc4.xml · derivative · entry 2

Wine Scott W. · CIK 0001442049 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,218

Underlying: Common Stock · 245,218 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005984 · doc4.xml · derivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,748

Underlying: Common Stock · 44,748 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005983 · doc4.xml · derivative · entry 2

Speetzen Michael T · CIK 0001531484 · EVP-Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,756

Underlying: Common Stock · 78,756 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005981 · doc4.xml · derivative · entry 2

Pucel Kenneth · CIK 0001312691 · EVP, Global Ops, Eng, & Lean

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,816

Underlying: Common Stock · 103,816 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005980 · doc4.xml · derivative · entry 2

Mack Robert Paul · CIK 0001671123 · SVP-Corp Dev & Pres-Adj Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,218

Underlying: Common Stock · 32,218 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005979 · doc4.xml · derivative · entry 3

Homan Matthew J. · CIK 0001441838 · President-Off-Road Vehicles

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,218

Underlying: Common Stock · 32,218 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-17-005978 · doc4.xml · derivative · entry 3

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,218

Underlying: Common Stock · 32,218 shares

Expires 2027-01-25

F1 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.