Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 9,305 | $32.20 | $299,621.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,307 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 22:22 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 44,757 | $29.99 | $1,342,168.44 |
DisclosureSEC source: 0001127602-17-030548 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,612 F2 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.9500 to $30.0217, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 22:22 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 92,155 | $29.57 | $2,724,746.89 |
DisclosureSEC source: 0001127602-17-030548 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,369 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.4144 to $29.7290, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:08 UTC |
ANDERSON BRIAN PDirector
|
Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0001127602-17-020889 · form4.xml · derivative · entry 6 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:08 UTC |
ANDERSON BRIAN PDirector
|
Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0001127602-17-020889 · form4.xml · derivative · entry 5 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:08 UTC |
ANDERSON BRIAN PDirector
|
SaleCommon Stock | 7,000 | $23.18 | $162,260.00 |
DisclosureSEC source: 0001127602-17-020889 · form4.xml · nonDerivative · entry 4 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,744 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:08 UTC |
ANDERSON BRIAN PDirector
|
Exercise / conversionCommon Stock | 7,000 | $8.85 | $61,915.00 |
DisclosureSEC source: 0001127602-17-020889 · form4.xml · nonDerivative · entry 3 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:08 UTC |
ANDERSON BRIAN PDirector
|
SaleCommon Stock | 7,000 | $23.18 | $162,260.00 |
DisclosureSEC source: 0001127602-17-020889 · form4.xml · nonDerivative · entry 2 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,744 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:08 UTC |
ANDERSON BRIAN PDirector
|
Exercise / conversionCommon Stock | 7,000 | $11.93 | $83,475.00 |
DisclosureSEC source: 0001127602-17-020889 · form4.xml · nonDerivative · entry 1 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 10, 2017 01:12 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 6,556 | $22.28 | $146,067.68 |
DisclosureSEC source: 0001127602-17-017459 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,531 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| May 05, 2017 Filed May 10, 2017 01:09 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
Tax withholdingCommon Stock | 6,550 | $22.28 | $145,934.00 |
DisclosureSEC source: 0001127602-17-017458 · form4.xml · nonDerivative · entry 1 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,986 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:55 UTC |
ANDERSON BRIAN PDirector
|
GrantCommon Stock | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016929 · form4.xml · nonDerivative · entry 1 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,744 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:30 UTC |
GRISE CHERYL WDirector
|
GrantDeferred Share Unit · Derivative | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016937 · form4.xml · derivative · entry 2 GRISE CHERYL W · CIK 0001192342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 6,264 shares Expires not disclosed F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:27 UTC |
Hawaux Andre JDirector
|
GrantCommon Stock | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016936 · form4.xml · nonDerivative · entry 1 Hawaux Andre J · CIK 0001327043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,057 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:24 UTC |
OLEARY PATRICK JDirector
|
GrantDeferred Share Unit · Derivative | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016935 · form4.xml · derivative · entry 2 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 6,264 shares Expires not disclosed F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:22 UTC |
Peshkin John R.Director
|
GrantDeferred Share Unit · Derivative | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016934 · form4.xml · derivative · entry 2 Peshkin John R. · CIK 0001539716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 6,264 shares Expires not disclosed F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:13 UTC |
FOLLIARD THOMAS JDirector
|
GrantDeferred Share Unit · Derivative | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016933 · form4.xml · derivative · entry 2 FOLLIARD THOMAS J · CIK 0001223841 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 6,264 shares Expires not disclosed F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:09 UTC |
Gotbaum JoshuaDirector
|
GrantDeferred Share Unit · Derivative | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016932 · form4.xml · derivative · entry 2 Gotbaum Joshua · CIK 0001684207 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 6,264 shares Expires not disclosed F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:58 UTC |
DREILING RICHARD WDirector
|
GrantDeferred Share Unit · Derivative | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016930 · form4.xml · derivative · entry 2 DREILING RICHARD W · CIK 0001209831 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,264 Underlying: Common Stock · 6,264 shares Expires not disclosed F1 · derivative.exercise_price: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · derivative.exercise_price: The units will convert into shares of the Company's common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. F3 · derivative.expiration_date: The date exercisable and expiration date are both the date of the Director's termination of Board membership. Read SEC document |
| May 02, 2017 Filed May 4, 2017 23:02 UTC |
POWERS SCOTT FDirector
|
GrantCommon Stock | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016931 · form4.xml · nonDerivative · entry 1 POWERS SCOTT F · CIK 0001286771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,879 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:03 UTC |
BLAIR BRYCEDirector
|
GrantCommon Stock | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016906 · form4.xml · nonDerivative · entry 1 BLAIR BRYCE · CIK 0001219691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bryce Blair 2007 Revocable Trust Disclosed balance after: 114,948 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. F2 · balance_after: On May 17, 2016, Mr. Blair transferred all of his directly owned 7,723 shares of PulteGroup, Inc. common stock to the Bryce Blair 2007 Revocable Trust, for which he is the Trustee. Read SEC document |
| May 02, 2017 Filed May 4, 2017 22:52 UTC |
Pulte BillDirector
|
GrantCommon Stock | 6,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016928 · form4.xml · nonDerivative · entry 1 Pulte Bill · CIK 0001684592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,907 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 21:53 UTC |
DUGAS RICHARD J JRDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 162,000 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001127602-17-015107 · form4.xml · derivative · entry 6 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 162,000 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 21:53 UTC |
DUGAS RICHARD J JRDirector
|
SaleCommon Stock | 162,000 | $24.08 | $3,900,425.40 |
DisclosureSEC source: 0001127602-17-015107 · form4.xml · nonDerivative · entry 2 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,927 F1 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c). F2 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.15, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 21:53 UTC |
DUGAS RICHARD J JRDirector
|
Exercise / conversionCommon Stock | 162,000 | $11.45 | $1,854,090.00 |
DisclosureSEC source: 0001127602-17-015107 · form4.xml · nonDerivative · entry 1 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 21:08 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
SaleCommon Stock | 10,000 | $23.95 | $239,500.00 |
DisclosureSEC source: 0001127602-17-014762 · form4.xml · nonDerivative · entry 1 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Indirect · Via Michelle L Ossowski Liv Trust Disclosed balance after: 28,289 F1 · kind: This sale was executed pursuant to a plan intended to comply with Rule 10b5-1(c) dated March 3, 2017. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:00 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
SaleCommon Stock | 5,000 | $23.45 | $117,250.00 |
DisclosureSEC source: 0001127602-17-014504 · form4.xml · nonDerivative · entry 1 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Indirect · Via Michelle L Ossowski Liv Trust Disclosed balance after: 38,289 F1 · kind: This sale was executed pursuant to a plan intended to comply with Rule 10b5-1(c) dated March 3, 2017. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 23:40 UTC |
Sheldon Todd NEVP, Gen Counsel, Corp Sec'y
|
GrantCommon Stock | 38,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-012699 · form4.xml · nonDerivative · entry 1 Sheldon Todd N · CIK 0001573233 · EVP, Gen Counsel, Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,031 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:50 UTC |
DUGAS RICHARD J JRDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001127602-17-012345 · form4.xml · derivative · entry 6 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,000 Underlying: Common Stock · 3,000 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:50 UTC |
DUGAS RICHARD J JRDirector
|
SaleCommon Stock | 3,000 | $24.00 | $72,006.00 |
DisclosureSEC source: 0001127602-17-012345 · form4.xml · nonDerivative · entry 2 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,927 F2 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c). F3 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.01, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:50 UTC |
DUGAS RICHARD J JRDirector
|
Exercise / conversionCommon Stock | 3,000 | $11.44 | $34,320.00 |
DisclosureSEC source: 0001127602-17-012345 · form4.xml · nonDerivative · entry 1 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fully vested and exercisable. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 20:09 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 25,000 | $23.50 | $587,500.00 |
DisclosureSEC source: 0001127602-17-011578 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,524 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 23:21 UTC |
DUGAS RICHARD J JRDirector
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 165,000 | $0.00 Strike: $11.45 | $0.00 |
DisclosureSEC source: 0001127602-17-011278 · form4.xml · derivative · entry 6 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2020-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 23:21 UTC |
DUGAS RICHARD J JRDirector
|
SaleCommon Stock | 165,000 | $23.10 | $3,812,110.50 |
DisclosureSEC source: 0001127602-17-011278 · form4.xml · nonDerivative · entry 2 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,927 F2 · kind: Pursuant to a plan intended to comply with Rule 10b5-1(c). F3 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 23:21 UTC |
DUGAS RICHARD J JRDirector
|
Exercise / conversionCommon Stock | 165,000 | $11.45 | $1,888,425.00 |
DisclosureSEC source: 0001127602-17-011278 · form4.xml · nonDerivative · entry 1 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fully vested and exercisable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 17:56 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
SaleCommon Stock | 7,000 | $21.74 | $152,194.00 |
DisclosureSEC source: 0001127602-17-008125 · form4.xml · nonDerivative · entry 1 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Indirect · Via Michelle L Ossowski Liv Trust Disclosed balance after: 43,289 F1 · balance_after: Mr. Ossowski transferred 4,859 of his directly owned shares of PulteGroup, Inc. common stock to the Michelle L Ossowski Living Trust, for which he is a co-trustee on about February 16, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:52 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 33,814 | $21.82 | $737,821.48 |
DisclosureSEC source: 0001127602-17-008131 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,524 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:37 UTC |
DUGAS RICHARD J JRDirector
|
GrantCommon Stock | 119,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005588 · form4.xml · nonDerivative · entry 3 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,721 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:37 UTC |
DUGAS RICHARD J JRDirector
|
Tax withholdingCommon Stock | 44,160 | $21.29 | $940,166.40 |
DisclosureSEC source: 0001127602-17-005588 · form4.xml · nonDerivative · entry 2 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930,152 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:37 UTC |
DUGAS RICHARD J JRDirector
|
GrantCommon Stock | 92,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005588 · form4.xml · nonDerivative · entry 1 DUGAS RICHARD J JR · CIK 0001231238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,312 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:24 UTC |
OShaughnessy RobertExec. VP & CFO
|
GrantCommon Stock | 37,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005583 · form4.xml · nonDerivative · entry 3 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,085 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:24 UTC |
OShaughnessy RobertExec. VP & CFO
|
Tax withholdingCommon Stock | 12,442 | $21.29 | $264,890.18 |
DisclosureSEC source: 0001127602-17-005583 · form4.xml · nonDerivative · entry 2 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,508 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:24 UTC |
OShaughnessy RobertExec. VP & CFO
|
GrantCommon Stock | 28,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005583 · form4.xml · nonDerivative · entry 1 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,950 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:30 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
GrantCommon Stock | 37,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005584 · form4.xml · nonDerivative · entry 3 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,087 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:30 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 9,797 | $21.29 | $208,578.13 |
DisclosureSEC source: 0001127602-17-005584 · form4.xml · nonDerivative · entry 2 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,510 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:30 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
GrantCommon Stock | 27,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005584 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,307 F1 · shares: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:39 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
GrantCommon Stock | 76,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005590 · form4.xml · nonDerivative · entry 3 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,536 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:39 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
Tax withholdingCommon Stock | 5,885 | $21.29 | $125,291.65 |
DisclosureSEC source: 0001127602-17-005590 · form4.xml · nonDerivative · entry 2 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,209 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:39 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
GrantCommon Stock | 18,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005590 · form4.xml · nonDerivative · entry 1 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,094 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:34 UTC |
Ellinghausen James RExec. Vice President-HR
|
GrantCommon Stock | 32,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005586 · form4.xml · nonDerivative · entry 4 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,338 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.