Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2018 Filed May 15, 2018 01:22 UTC |
POWERS SCOTT FDirector
|
GrantCommon Stock | 4,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017438 · form4.xml · nonDerivative · entry 1 POWERS SCOTT F · CIK 0001286771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,370 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| May 10, 2018 Filed May 15, 2018 01:20 UTC |
ANDERSON BRIAN PDirector
|
GrantCommon Stock | 4,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017437 · form4.xml · nonDerivative · entry 1 ANDERSON BRIAN P · CIK 0001124167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,235 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| May 10, 2018 Filed May 15, 2018 01:18 UTC |
BLAIR BRYCEDirector
|
GrantCommon Stock | 4,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017436 · form4.xml · nonDerivative · entry 1 BLAIR BRYCE · CIK 0001219691 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bryce Blair 2007 Revocable Trust Disclosed balance after: 119,439 Read SEC document |
| May 10, 2018 Filed May 15, 2018 01:15 UTC |
Pulte BillDirector
|
GrantCommon Stock | 4,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017435 · form4.xml · nonDerivative · entry 1 Pulte Bill · CIK 0001684592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,398 F1 · shares: Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:59 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
SaleCommon Stock | 1,045 | $31.32 | $32,732.33 |
DisclosureSEC source: 0001127602-18-017074 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,539 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $31.32 to $31.33, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:28 UTC |
GRISE CHERYL WDirector
|
Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0001127602-18-016399 · form4.xml · derivative · entry 5 GRISE CHERYL W · CIK 0001192342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:28 UTC |
GRISE CHERYL WDirector
|
Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0001127602-18-016399 · form4.xml · derivative · entry 4 GRISE CHERYL W · CIK 0001192342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:28 UTC |
GRISE CHERYL WDirector
|
SaleCommon Stock | 14,000 | $30.74 | $430,383.80 |
DisclosureSEC source: 0001127602-18-016399 · form4.xml · nonDerivative · entry 3 GRISE CHERYL W · CIK 0001192342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $30.74 to $30.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:28 UTC |
GRISE CHERYL WDirector
|
Exercise / conversionCommon Stock | 7,000 | $11.93 | $83,475.00 |
DisclosureSEC source: 0001127602-18-016399 · form4.xml · nonDerivative · entry 2 GRISE CHERYL W · CIK 0001192342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2018 Filed May 4, 2018 21:28 UTC |
GRISE CHERYL WDirector
|
Exercise / conversionCommon Stock | 7,000 | $8.85 | $61,950.00 |
DisclosureSEC source: 0001127602-18-016399 · form4.xml · nonDerivative · entry 1 GRISE CHERYL W · CIK 0001192342 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 21:10 UTC |
Sheldon Todd NEVP, Gen Counsel, Corp Sec'y
|
Tax withholdingCommon Stock | 3,848 | $29.14 | $112,130.72 |
DisclosureSEC source: 0001127602-18-012553 · form4.xml · nonDerivative · entry 1 Sheldon Todd N · CIK 0001573233 · EVP, Gen Counsel, Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,032 F1 · shares: These shares were surrendered to the Issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:53 UTC |
OLEARY PATRICK JDirector
|
Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $8.85 | $0.00 |
DisclosureSEC source: 0001127602-18-008112 · form4.xml · derivative · entry 6 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2019-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:53 UTC |
OLEARY PATRICK JDirector
|
Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0001127602-18-008112 · form4.xml · derivative · entry 5 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2018-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:53 UTC |
OLEARY PATRICK JDirector
|
SaleCommon Stock | 4,116 | $30.03 | $123,620.77 |
DisclosureSEC source: 0001127602-18-008112 · form4.xml · nonDerivative · entry 4 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,010 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.59 to $30.28, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:53 UTC |
OLEARY PATRICK JDirector
|
Exercise / conversionCommon Stock | 7,000 | $8.85 | $61,915.00 |
DisclosureSEC source: 0001127602-18-008112 · form4.xml · nonDerivative · entry 3 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:53 UTC |
OLEARY PATRICK JDirector
|
SaleCommon Stock | 4,561 | $30.03 | $136,985.99 |
DisclosureSEC source: 0001127602-18-008112 · form4.xml · nonDerivative · entry 2 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,126 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.59 to $30.28, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:53 UTC |
OLEARY PATRICK JDirector
|
Exercise / conversionCommon Stock | 7,000 | $11.93 | $83,475.00 |
DisclosureSEC source: 0001127602-18-008112 · form4.xml · nonDerivative · entry 1 OLEARY PATRICK J · CIK 0001248039 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 01:33 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
Tax withholdingCommon Stock | 12,520 | $29.19 | $365,458.80 |
DisclosureSEC source: 0001127602-18-006209 · form4.xml · nonDerivative · entry 1 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,362 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 01:30 UTC |
OShaughnessy RobertExec. VP & CFO
|
Tax withholdingCommon Stock | 15,525 | $29.19 | $453,174.75 |
DisclosureSEC source: 0001127602-18-006208 · form4.xml · nonDerivative · entry 1 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,963 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 01:24 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
Tax withholdingCommon Stock | 2,682 | $29.19 | $78,287.58 |
DisclosureSEC source: 0001127602-18-006206 · form4.xml · nonDerivative · entry 1 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,695 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 01:20 UTC |
Ellinghausen James RExec. Vice President-HR
|
Tax withholdingCommon Stock | 13,296 | $29.19 | $388,110.24 |
DisclosureSEC source: 0001127602-18-006205 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,981 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 12, 2018 Filed Feb 15, 2018 01:14 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 15,024 | $29.19 | $438,550.56 |
DisclosureSEC source: 0001127602-18-006204 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,584 F1 · shares: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:43 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
GrantCommon Stock | 26,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005034 · form4.xml · nonDerivative · entry 3 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,608 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:43 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
Tax withholdingCommon Stock | 3,904 | $30.46 | $118,915.84 |
DisclosureSEC source: 0001127602-18-005034 · form4.xml · nonDerivative · entry 2 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,344 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:43 UTC |
SMITH HARMON DEVP & Chief Operating Officer
|
GrantCommon Stock | 12,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005034 · form4.xml · nonDerivative · entry 1 SMITH HARMON D · CIK 0001510887 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,248 F1 · shares: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:37 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
GrantCommon Stock | 7,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005032 · form4.xml · nonDerivative · entry 3 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,377 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:37 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
Tax withholdingCommon Stock | 1,173 | $30.46 | $35,729.58 |
DisclosureSEC source: 0001127602-18-005032 · form4.xml · nonDerivative · entry 2 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,154 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:37 UTC |
OSSOWSKI JAMES LSenior Vice President Finance
|
GrantCommon Stock | 3,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005032 · form4.xml · nonDerivative · entry 1 OSSOWSKI JAMES L · CIK 0001568260 · Senior Vice President Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,327 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:35 UTC |
Sheldon Todd NEVP, Gen Counsel, Corp Sec'y
|
GrantCommon Stock | 10,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005031 · form4.xml · nonDerivative · entry 1 Sheldon Todd N · CIK 0001573233 · EVP, Gen Counsel, Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,701 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:33 UTC |
OShaughnessy RobertExec. VP & CFO
|
GrantCommon Stock | 27,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005029 · form4.xml · nonDerivative · entry 3 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,488 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:33 UTC |
OShaughnessy RobertExec. VP & CFO
|
Tax withholdingCommon Stock | 4,023 | $30.46 | $122,540.58 |
DisclosureSEC source: 0001127602-18-005029 · form4.xml · nonDerivative · entry 2 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,403 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:33 UTC |
OShaughnessy RobertExec. VP & CFO
|
GrantCommon Stock | 13,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005029 · form4.xml · nonDerivative · entry 1 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,426 F1 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. F2 · shares: These shares are fully vested and exercisable. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:30 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
GrantCommon Stock | 75,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005028 · form4.xml · nonDerivative · entry 3 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,882 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:30 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
Tax withholdingCommon Stock | 3,210 | $30.46 | $97,776.60 |
DisclosureSEC source: 0001127602-18-005028 · form4.xml · nonDerivative · entry 2 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,373 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:30 UTC |
MARSHALL RYANDirector · Chief Exec Officer, President
|
GrantCommon Stock | 10,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005028 · form4.xml · nonDerivative · entry 1 MARSHALL RYAN · CIK 0001550667 · Director · Chief Exec Officer, President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,583 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:27 UTC |
Ellinghausen James RExec. Vice President-HR
|
GrantCommon Stock | 22,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005027 · form4.xml · nonDerivative · entry 3 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,277 Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:27 UTC |
Ellinghausen James RExec. Vice President-HR
|
Tax withholdingCommon Stock | 3,695 | $30.46 | $112,549.70 |
DisclosureSEC source: 0001127602-18-005027 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,296 F3 · shares: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:27 UTC |
Ellinghausen James RExec. Vice President-HR
|
GrantCommon Stock | 11,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005027 · form4.xml · nonDerivative · entry 1 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,991 F1 · shares: These shares are fully vested and exercisable. F2 · shares: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan. Read SEC document |
| February 07, 2018 Filed Feb 15, 2018 23:50 UTC Amendment |
Sheldon Todd NEVP, Gen Counsel, Corp Sec'y
|
GrantCommon Stock | 9,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006458 · form4a.xml · nonDerivative · entry 1 Sheldon Todd N · CIK 0001573233 · EVP, Gen Counsel, Corp Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,880 F1 · shares: This amended Form 4 is being filed to reflect the correct amount of shares granted due to an administrative error for the Form 4 filed on February 9, 2018. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:05 UTC |
OShaughnessy RobertExec. VP & CFO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.20 | $0.00 |
DisclosureSEC source: 0001127602-17-034496 · form4.xml · derivative · entry 5 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:05 UTC |
OShaughnessy RobertExec. VP & CFO
|
SaleCommon Stock | 37,437 | $33.89 | $1,268,841.01 |
DisclosureSEC source: 0001127602-17-034496 · form4.xml · nonDerivative · entry 4 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,285 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $33.68 to $33.91, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:05 UTC |
OShaughnessy RobertExec. VP & CFO
|
SaleCommon Stock | 25,000 | $33.89 | $847,322.50 |
DisclosureSEC source: 0001127602-17-034496 · form4.xml · nonDerivative · entry 3 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,722 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $33.68 to $33.91, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:05 UTC |
OShaughnessy RobertExec. VP & CFO
|
Exercise / conversionCommon Stock | 25,000 | $8.20 | $205,000.00 |
DisclosureSEC source: 0001127602-17-034496 · form4.xml · nonDerivative · entry 2 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:05 UTC |
OShaughnessy RobertExec. VP & CFO
|
SaleCommon Stock | 30,363 | $33.89 | $1,029,074.94 |
DisclosureSEC source: 0001127602-17-034496 · form4.xml · nonDerivative · entry 1 OShaughnessy Robert · CIK 0001355763 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,722 F1 · price: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $33.68 to $33.91, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 11,000 | $32.70 | $359,700.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 7 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 1,000 | $32.34 | $32,340.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 6 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 12,000 | $32.30 | $387,600.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 5 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 10,000 | $32.35 | $323,500.00 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 4 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,122 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 12,367 | $32.35 | $400,072.45 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 3 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,122 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 22:08 UTC |
Ellinghausen James RExec. Vice President-HR
|
SaleCommon Stock | 11,818 | $32.19 | $380,421.42 |
DisclosureSEC source: 0001127602-17-032848 · form4.xml · nonDerivative · entry 2 Ellinghausen James R · CIK 0001322996 · Exec. Vice President-HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,489 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.