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Nasdaq · USD

PFX

PhenixFIN Corp

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Tapewire entity
6843
SEC CIK
0001490349
Parsed reports
173

Last 12 months

Inside the activity.

17 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202590
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2020 Filed Aug 6, 2020 21:35 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 1,000 $14.36 $14,360.00
Disclosure

SEC source: 0001209191-20-045534 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 284,841

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.35 to $14.38 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
August 03, 2020 Filed Aug 3, 2020 21:49 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 2,500 $14.00 $35,000.00
Disclosure

SEC source: 0001209191-20-044539 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,841

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.00 to $14.04 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:49 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 2,500 $14.09 $35,225.00
Disclosure

SEC source: 0001209191-20-044539 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 288,341

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.08 to $14.10 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:49 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 4,400 $14.06 $61,864.00
Disclosure

SEC source: 0001209191-20-044539 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 290,841

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.00 to $14.15 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 29, 2020 Filed Jul 29, 2020 21:39 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 2,100 $14.30 $30,030.00
Disclosure

SEC source: 0001209191-20-043964 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 295,241

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $14.00 to $14.43 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 27, 2020 Filed Jul 29, 2020 21:39 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 3,300 $13.26 $43,758.00
Disclosure

SEC source: 0001209191-20-043964 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 297,341

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $12.98 to $13.42 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 21:30 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 25,900 $0.71 $18,389.00
Disclosure

SEC source: 0001209191-20-043635 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,012,830

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.71 to $0.72 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 22, 2020 Filed Jul 24, 2020 21:30 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 47,400 $0.69 $32,706.00
Disclosure

SEC source: 0001209191-20-043635 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,038,730

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.68 to $0.71 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 01:50 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 65,300 $0.67 $43,751.00
Disclosure

SEC source: 0001209191-20-043256 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,086,130

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.66 to $0.71 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 01:50 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 126,952 $0.65 $82,518.80
Disclosure

SEC source: 0001209191-20-043256 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,151,430

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.61 to $0.68 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 17, 2020 Filed Jul 22, 2020 01:50 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 99,600 $0.74 $73,704.00
Disclosure

SEC source: 0001209191-20-043256 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,278,382

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.65 to $0.89 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 16, 2020 Filed Jul 16, 2020 21:45 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 38,200 $0.63 $24,066.00
Disclosure

SEC source: 0001209191-20-042674 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,377,982

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.62 to $0.65 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 21:45 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 52,800 $0.63 $33,264.00
Disclosure

SEC source: 0001209191-20-042674 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,416,182

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.62 to $0.68 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 21:45 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 5,495 $0.64 $3,516.80
Disclosure

SEC source: 0001209191-20-042674 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,468,982

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.62 to $0.65 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 22:12 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 878 $0.70 $614.60
Disclosure

SEC source: 0001209191-20-042306 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,474,477

F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 08, 2020 Filed Jul 8, 2020 21:46 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 17,308 $0.70 $12,115.60
Disclosure

SEC source: 0001209191-20-041797 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,475,355

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.70 to $0.72 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 21:46 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 12,713 $0.73 $9,280.49
Disclosure

SEC source: 0001209191-20-041797 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,492,663

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.72 to $0.73 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 21:46 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 3,400 $0.72 $2,448.00
Disclosure

SEC source: 0001209191-20-041797 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,505,376

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.71 to $0.74 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 02, 2020 Filed Jul 2, 2020 21:43 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 18,100 $0.74 $13,394.00
Disclosure

SEC source: 0001209191-20-040570 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,508,776

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.74 to $0.79 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 21:43 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 38,799 $0.77 $29,875.23
Disclosure

SEC source: 0001209191-20-040570 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,526,876

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.76 to $0.79 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:43 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 12,500 $0.76 $9,500.00
Disclosure

SEC source: 0001209191-20-040570 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,565,675

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.75 to $0.78 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
June 26, 2020 Filed Jun 26, 2020 21:31 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 8,540 $0.81 $6,917.40
Disclosure

SEC source: 0001209191-20-039134 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,578,175

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.80 to $0.83 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 21:31 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 30,900 $0.82 $25,338.00
Disclosure

SEC source: 0001209191-20-039134 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,586,715

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.82 to $0.85 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 21:31 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 9,100 $0.83 $7,553.00
Disclosure

SEC source: 0001209191-20-039134 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,617,615

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.83 to $0.85 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:12 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 7,561 $2.05 $15,500.05
Disclosure

SEC source: 0001209191-20-008381 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,626,715

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.050 to $2.095 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
February 06, 2020 Filed Feb 6, 2020 22:58 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 5,400 $2.10 $11,340.00
Disclosure

SEC source: 0001209191-20-007267 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,634,276

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.075 to $2.105 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 22:58 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 15,000 $2.10 $31,500.00
Disclosure

SEC source: 0001209191-20-007267 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,639,676

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.115 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:58 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 17,707 $2.10 $37,184.70
Disclosure

SEC source: 0001209191-20-007267 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,654,676

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.155 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 30, 2020 Filed Jan 30, 2020 22:00 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 14,900 $2.18 $32,482.00
Disclosure

SEC source: 0001209191-20-005574 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,672,383

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.170 to $2.195 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 22:00 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 15,200 $2.16 $32,832.00
Disclosure

SEC source: 0001209191-20-005574 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,687,283

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.155 to $2.165 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 22:03 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 13,877 $2.19 $30,390.63
Disclosure

SEC source: 0001209191-20-004886 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,702,483

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.185 to $2.195 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:03 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 25,100 $2.18 $54,718.00
Disclosure

SEC source: 0001209191-20-004886 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,716,360

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.175 to $2.200 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 17, 2020 Filed Jan 17, 2020 22:00 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 43,924 $2.21 $97,072.04
Disclosure

SEC source: 0001209191-20-004070 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,741,460

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.205 to $2.220 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 22:00 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 39,910 $2.22 $88,600.20
Disclosure

SEC source: 0001209191-20-004070 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,785,384

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.230 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 52,669 $2.24 $117,978.56
Disclosure

SEC source: 0001209191-20-004070 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,825,294

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.210 to $2.255 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 22:07 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 13,597 $2.20 $29,913.40
Disclosure

SEC source: 0001209191-20-003324 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,877,963

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.180 to $2.205 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 22:24 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 20,500 $2.20 $45,100.00
Disclosure

SEC source: 0001209191-20-002813 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,891,560

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.190 to $2.215 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:24 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 31,712 $2.16 $68,497.92
Disclosure

SEC source: 0001209191-20-002813 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,912,060

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.150 to $2.190 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 06, 2020 Filed Jan 6, 2020 22:52 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 20,271 $2.15 $43,623.19
Disclosure

SEC source: 0001209191-20-002056 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,943,772

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.150 to $2.185 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:52 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 2,696 $2.20 $5,923.11
Disclosure

SEC source: 0001209191-20-002056 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,964,043

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.165 to $2.215 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 26, 2019 Filed Dec 28, 2019 00:45 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 27,904 $2.14 $59,770.37
Disclosure

SEC source: 0001209191-19-062048 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,966,739

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.140 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 23, 2019 Filed Dec 28, 2019 00:45 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 20,280 $2.17 $44,027.88
Disclosure

SEC source: 0001209191-19-062048 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,994,643

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.170 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 22:07 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 78,420 $2.15 $168,210.90
Disclosure

SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,014,923

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.125 to $2.185 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:07 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 67,193 $2.11 $141,844.42
Disclosure

SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,093,343

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.105 to $2.130 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:07 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 167,839 $2.14 $358,839.78
Disclosure

SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,160,536

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.115 to $2.155 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 16, 2019 Filed Dec 16, 2019 22:23 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 67,162 $2.13 $142,920.74
Disclosure

SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 3

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,328,375

F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.170 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:23 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 86,952 $2.12 $184,599.10
Disclosure

SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,395,537

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 22:23 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 7,991 $2.14 $17,124.71
Disclosure

SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,482,489

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.140 to $2.160 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:51 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 5,552 $2.25 $12,475.34
Disclosure

SEC source: 0001209191-19-060090 · doc4.xml · nonDerivative · entry 2

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,490,480

F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.265 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:51 UTC
FIG LLC10% owner
FIG Blue LLC10% owner
SaleCommon Stock 19,721 $2.25 $44,332.81
Disclosure

SEC source: 0001209191-19-060090 · doc4.xml · nonDerivative · entry 1

Fortress Investment Group LLC · CIK 0001380393 · 10% owner

DB Med Investor I LLC · CIK 0001792693 · 10% owner

Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner

Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner

Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner

FIG LLC · CIK 0001245521 · 10% owner

Fortress Operating Entity I LP · CIK 0001387344 · 10% owner

FIG Corp. · CIK 0001387345 · 10% owner

DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,496,032

F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.250 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.