Tapewire

NYSE · USD

PFSI

PennyMac Financial Services, Inc.

Export transactions ↓
Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2024 Filed Dec 26, 2024 16:50 UTC
Jones DougDirector · Director, President & CMBO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-030071 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Jones Family Trust

Disclosed balance after: 15,337

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:33 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 4,838 $105.39 $509,876.82
Disclosure

SEC source: 0001127602-24-028796 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 170,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $105.07 to $105.94. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 22:33 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 5,162 $104.53 $539,583.86
Disclosure

SEC source: 0001127602-24-028796 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 175,442

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $104.07 to $105.06. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 00:18 UTC
Hendry Gregory LMD, Chief Accounting Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,032 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-027857 · form4.xml · derivative · entry 8

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,032 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 00:18 UTC
Hendry Gregory LMD, Chief Accounting Officer
SaleCommon Stock 3,032 $102.09 $309,546.89
Disclosure

SEC source: 0001127602-24-027857 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,040

F2 · balance_after: The reported amount consists of 772 restricted stock units and 47,268 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 00:18 UTC
Hendry Gregory LMD, Chief Accounting Officer
Exercise / conversionCommon Stock 3,032 $17.52 $53,120.64
Disclosure

SEC source: 0001127602-24-027857 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 772 restricted stock units and 50,300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:54 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 10,500 $100.02 $1,050,210.00
Disclosure

SEC source: 0001127602-24-027554 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 225,497

F1 · kind: The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:29 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 184 $106.74 $19,640.16
Disclosure

SEC source: 0001127602-24-027246 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 180,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:29 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 1,218 $105.60 $128,620.80
Disclosure

SEC source: 0001127602-24-027246 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 180,788

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $105.47 to $105.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 22:29 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 8,598 $104.92 $902,102.16
Disclosure

SEC source: 0001127602-24-027246 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 182,006

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $104.47 to $105.45. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:36 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 3,041 $108.04 $328,549.64
Disclosure

SEC source: 0001127602-24-025525 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 190,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $107.94 to $108.12 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:36 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 6,417 $107.46 $689,570.82
Disclosure

SEC source: 0001127602-24-025525 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 193,645

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $106.93 to $107.93 The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
October 14, 2024 Filed Oct 15, 2024 21:36 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 542 $106.17 $57,544.14
Disclosure

SEC source: 0001127602-24-025525 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 200,062

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $105.72 to $106.59. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:49 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 130 $113.57 $14,764.10
Disclosure

SEC source: 0001127602-24-024554 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 235,997

F1 · kind: The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.

Read SEC document
September 26, 2024 Filed Sep 27, 2024 21:49 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 10,370 $112.92 $1,170,980.40
Disclosure

SEC source: 0001127602-24-024554 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 236,127

F1 · kind: The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 21:44 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 3,219 $117.19 $377,234.61
Disclosure

SEC source: 0001127602-24-024157 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 200,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $117.00 to $117.42. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 21:44 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 6,781 $116.60 $790,664.60
Disclosure

SEC source: 0001127602-24-024157 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 203,823

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $116.25 to $116.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 2,229 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · derivative · entry 10

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,459

Underlying: Common Stock · 2,229 shares

Expires 2033-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 4,627 $0.00 Strike: $57.10 $0.00
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · derivative · entry 9

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,591

Underlying: Common Stock · 4,627 shares

Expires 2032-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 2,962 $0.00 Strike: $57.10 $0.00
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · derivative · entry 8

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,218

Underlying: Common Stock · 2,962 shares

Expires 2032-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 4,312 $0.00 Strike: $58.85 $0.00
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · derivative · entry 7

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,312 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
SaleCommon Stock 3,865 $117.37 $453,643.55
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 6

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,670

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $117.27 to $117.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
SaleCommon Stock 10,265 $116.70 $1,197,930.63
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 5

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,535

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $116.22 to $117.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 2,229 $60.74 $135,389.46
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 4

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: The reported amount consists of 6,462 restricted stock units and 22,338 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 4,627 $57.10 $264,201.70
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 3

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The reported amount consists of 6,462 restricted stock units and 20,109 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 2,962 $57.10 $169,130.20
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 2

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reported amount consists of 6,462 restricted stock units and 15,482 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 17:24 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 4,312 $58.85 $253,761.20
Disclosure

SEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 6,462 restricted stock units and 12,520 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 22:47 UTC
Hunt James KDirector
SaleCommon Stock 10,000 $102.42 $1,024,200.00
Disclosure

SEC source: 0001127602-24-023191 · form4.xml · nonDerivative · entry 1

Hunt James K · CIK 0001359733 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Hunt Living Trust 1994

Disclosed balance after: 26,821

Read SEC document
August 26, 2024 Filed Aug 28, 2024 19:18 UTC Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 23,829 $0.00 Strike: $17.52 $0.00
Disclosure

SEC source: 0001127602-24-023094 · form4.xml · derivative · entry 4

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,829 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 19:18 UTC SaleCommon Stock 23,829 $103.14 $2,457,613.45
Disclosure

SEC source: 0001127602-24-023094 · form4.xml · nonDerivative · entry 2

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,854

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $102.89 to $103.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,854 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 19:18 UTC Exercise / conversionCommon Stock 23,829 $17.52 $417,484.08
Disclosure

SEC source: 0001127602-24-023094 · form4.xml · nonDerivative · entry 1

MCCALLION ANNE · CIK 0001232611 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,854 restricted stock units and 23,829 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:16 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 6,694 $99.60 $666,722.40
Disclosure

SEC source: 0001127602-24-022855 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 210,604

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $99.03 to $99.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 21:16 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 3,306 $98.72 $326,368.32
Disclosure

SEC source: 0001127602-24-022855 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 217,298

F1 · kind: The sales reported in the Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $98.08 to $98.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
August 14, 2024 Filed Aug 15, 2024 21:22 UTC SaleCommon Stock 11,396 $97.92 $1,115,907.72
Disclosure

SEC source: 0001127602-24-022263 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,446

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $97.43 to $97.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $98.00 to $98.615. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,854 restricted stock units and 103,592 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 22:24 UTC
SPECTOR DAVIDDirector · Chairman & CEO
OtherCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-021958 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,612

F1 · shares: Pursuant to a prior divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock.

F1 · price: Pursuant to a prior divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 44,582 restricted stock units and 590,030 shares of Common Stock.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 21:34 UTC GrantCommon Stock 296 $100.12 $29,635.52
Disclosure

SEC source: 0001127602-24-021050 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,842

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 114,988 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 25, 2024 Filed Jul 26, 2024 21:39 UTC
NANJI FARHADDirector
GrantCommon Stock 277 $100.12 $27,733.24
Disclosure

SEC source: 0001127602-24-021052 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,435

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 180,581 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
July 10, 2024 Filed Jul 11, 2024 22:41 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 5,700 $92.34 $526,338.00
Disclosure

SEC source: 0001104659-24-079301 · tm2419338-1_4seq1.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 220,604

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $92.05 to $92.66. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock sold and the prices at which the transactions were effected.

Read SEC document
July 10, 2024 Filed Jul 11, 2024 22:41 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 4,300 $91.70 $394,310.00
Disclosure

SEC source: 0001104659-24-079301 · tm2419338-1_4seq1.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 226,304

F1 · kind: The sales reported in this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2023.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $91.05 to $92.03. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock sold and the prices at which the transactions were effected.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:21 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 10,000 $90.56 $905,648.00
Disclosure

SEC source: 0001127602-24-017972 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 230,604

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $89.85 to $90.84. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $90.85 to $90.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 22, 2024 Filed May 24, 2024 18:57 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 4,146 $92.81 $384,771.60
Disclosure

SEC source: 0001127602-24-016617 · form4.xml · nonDerivative · entry 3

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 480,000

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $92.49 to $93.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 22, 2024 Filed May 24, 2024 18:57 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 6,955 $92.03 $640,056.13
Disclosure

SEC source: 0001127602-24-016617 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 484,146

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $91.53 to $92.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 22, 2024 Filed May 24, 2024 18:57 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 18,899 $91.01 $1,719,996.10
Disclosure

SEC source: 0001127602-24-016617 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 491,101

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $90.52 to $91.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:10 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 10,000 $93.16 $931,581.00
Disclosure

SEC source: 0001127602-24-015705 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 240,604

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $91.51 to $91.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $92.13 to $92.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $93.01 to $93.88. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:12 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 11,400 $92.00 $1,048,800.00
Disclosure

SEC source: 0001127602-24-015707 · form4.xml · nonDerivative · entry 1

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 246,497

Read SEC document
May 03, 2024 Filed May 6, 2024 22:38 UTC SaleCommon Stock 16,465 $90.73 $1,493,927.08
Disclosure

SEC source: 0001127602-24-014335 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,546

F1 · price: The price reported is the weighted average price of multiple transactions ranging from 90.35 to $91.27. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 114,692 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 23:43 UTC GrantCommon Stock 337 $87.93 $29,632.41
Disclosure

SEC source: 0001127602-24-013684 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,011

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 131,157 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 23:44 UTC
NANJI FARHADDirector
GrantCommon Stock 315 $87.93 $27,697.95
Disclosure

SEC source: 0001127602-24-013686 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,158

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 1,854 restricted stock units and 180,304 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
April 09, 2024 Filed Apr 11, 2024 21:47 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 10,000 $90.72 $907,209.00
Disclosure

SEC source: 0001127602-24-012805 · form4.xml · nonDerivative · entry 1

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 250,604

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $89.61 to $90.52. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $90.64 to $91.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
March 25, 2024 Filed Mar 26, 2024 17:17 UTC
STARK DEREKChief Legal Officer
SaleCommon Stock 5,255 $89.44 $470,007.20
Disclosure

SEC source: 0001127602-24-011201 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,084

F1 · balance_after: The reported amount consists of 7,084 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.