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NYSE · USD

PFSI

PennyMac Financial Services, Inc.

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Tapewire entity
4100
SEC CIK
0001745916
Parsed reports
752

Last 12 months

Inside the activity.

1 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202603
Feb 202618
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2024 Filed Feb 7, 2024 22:46 UTC GrantCommon Stock 342 $86.60 $29,617.20
Disclosure

SEC source: 0001127602-24-003770 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,820

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 128,433 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:51 UTC
NANJI FARHADDirector
GrantCommon Stock 320 $86.60 $27,712.00
Disclosure

SEC source: 0001127602-24-003773 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,989

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the previous quarter. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 177,602 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 23:20 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 14,354 $84.43 $1,211,969.94
Disclosure

SEC source: 0001127602-24-001478 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 285,604

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $84.07 to $84.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 23:20 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 646 $84.43 $54,544.56
Disclosure

SEC source: 0001127602-24-001478 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 299,958

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $83.79 to $83.93. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 22:53 UTC GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-030415 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,478

F1 · shares: Represents a bona fide gift of shares to a charitable organization.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 128,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 18, 2023 Filed Dec 18, 2023 23:11 UTC SaleCommon Stock 12,000 $88.70 $1,064,340.00
Disclosure

SEC source: 0001127602-23-029884 · form4.xml · nonDerivative · entry 2

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mazzella Family Irrevocable Trust

Disclosed balance after: 165,031

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $88.16 to $88.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $89.00 to $89.58. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 01:47 UTC
Chang William HerbertChief Capital Markets Officer
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029742 · form4.xml · nonDerivative · entry 2

Chang William Herbert · CIK 0001969856 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,059

F3 · shares: Represents a bona fide gift of shares to a charitable organization.

F4 · balance_after: The reported amount consists of 9,160 restricted stock units and 21,899 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:43 UTC
STARK DEREKChief Legal Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 6,925 $0.00 Strike: $18.05 $0.00
Disclosure

SEC source: 0001127602-23-029738 · form4.xml · derivative · entry 3

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,925 shares

Expires 2027-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 6,925 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:43 UTC
STARK DEREKChief Legal Officer
SaleCommon Stock 6,925 $89.92 $622,678.00
Disclosure

SEC source: 0001127602-23-029738 · form4.xml · nonDerivative · entry 2

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,211

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $89.36 to $90.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $90.01 to $90.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 8,211 restricted stock units and 20,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:43 UTC
STARK DEREKChief Legal Officer
Exercise / conversionCommon Stock 6,925 $18.05 $124,996.25
Disclosure

SEC source: 0001127602-23-029738 · form4.xml · nonDerivative · entry 1

STARK DEREK · CIK 0001198631 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 8,211 restricted stock units and 26,925 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 20:46 UTC
Jones DougDirector · Director, President & CMBO
GiftCommon Stock 1,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029740 · form4.xml · nonDerivative · entry 1

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Jones Family Trust

Disclosed balance after: 16,337

F1 · shares: Represents a bona fide gift of shares of Common Stock to a charitable organization.

Read SEC document
December 14, 2023 Filed Dec 16, 2023 01:47 UTC
Chang William HerbertChief Capital Markets Officer
SaleCommon Stock 9,900 $91.85 $909,279.36
Disclosure

SEC source: 0001127602-23-029742 · form4.xml · nonDerivative · entry 1

Chang William Herbert · CIK 0001969856 · Chief Capital Markets Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,159

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $91.75 to $92.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer, the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 9,160 restricted stock units and 21,999 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 01:41 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 3,800 $85.50 $324,900.00
Disclosure

SEC source: 0001127602-23-029736 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Indirect · The Perotti Family Trust

Disclosed balance after: 269,297

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 15,404 $0.00 Strike: $35.03 $0.00
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · derivative · entry 7

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,404 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.underlying_shares: This nonstatutory stock option to purchase 15,404 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's committed service through each date.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 5,839 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · derivative · entry 6

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,839 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 5,839 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's committed service through each date.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
SaleCommon Stock 499 $80.42 $40,128.28
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 5

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,976

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.13 to $80.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 11,976 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
SaleCommon Stock 15,404 $80.42 $1,238,749.63
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 4

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,475

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.13 to $80.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
SaleCommon Stock 5,839 $80.42 $469,557.20
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 3

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,879

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.13 to $80.57. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
Exercise / conversionCommon Stock 15,404 $35.03 $539,602.12
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 2

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reported amount consists of 11,976 restricted stock units and 21,742 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:08 UTC
Follette JamesChief Mort Fulfillment Off.
Exercise / conversionCommon Stock 5,839 $22.92 $133,829.88
Disclosure

SEC source: 0001127602-23-029507 · form4.xml · nonDerivative · entry 1

Follette James · CIK 0001912289 · Chief Mort Fulfillment Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 11,976 restricted stock units and 6,338 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:14 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 7,170 $80.38 $576,341.09
Disclosure

SEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 5

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 510,000

F6 · price: The price reported is the weighted average price of multiple transactions ranging from $79.94 to $80.63. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 300 $0.00 Strike: $57.10 $0.00
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · derivative · entry 12

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,180

Underlying: Common Stock · 300 shares

Expires 2032-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
SaleCommon Stock 300 $80.00 $24,000.00
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 8

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,900

Read SEC document
December 11, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 300 $57.10 $17,130.00
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 7

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: The reported amount consists of 8,900 restricted stock units and 300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 01:15 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 16,881 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-23-029513 · form4.xml · derivative · entry 4

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,881 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 16,881 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 01:15 UTC
Perotti Daniel StanleyChief Financial Officer
SaleCommon Stock 16,881 $80.58 $1,360,238.91
Disclosure

SEC source: 0001127602-23-029513 · form4.xml · nonDerivative · entry 3

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,343

F2 · price: The price reported is the weighted average price of multiple transactions at prices ranging from $80.31 to $80.67. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 14,364 restricted stock units and 15,979 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 01:15 UTC
Perotti Daniel StanleyChief Financial Officer
Exercise / conversionCommon Stock 16,881 $17.26 $291,366.06
Disclosure

SEC source: 0001127602-23-029513 · form4.xml · nonDerivative · entry 2

Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 14,364 restricted stock units and 32,860 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:02 UTC SaleCommon Stock 10,000 $79.61 $796,053.00
Disclosure

SEC source: 0001127602-23-029499 · form4.xml · nonDerivative · entry 1

Kinsella Patrick · CIK 0001612388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,596

F1 · price: The price reported is the weighted average price of multiple transactions ranging from $79.34 to $79.85. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 24,209 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:11 UTC
Hendry Gregory LMD, Chief Accounting Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,077 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-23-029509 · form4.xml · derivative · entry 3

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,077 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.underlying_shares: This nonstatutory stock option to purchase 3,077 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:11 UTC
Hendry Gregory LMD, Chief Accounting Officer
SaleCommon Stock 3,077 $79.26 $243,875.02
Disclosure

SEC source: 0001127602-23-029509 · form4.xml · nonDerivative · entry 2

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,182

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $79.11 to $79.34. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.

F3 · balance_after: The reported amount consists of 1,017 restricted stock units and 46,165 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:11 UTC
Hendry Gregory LMD, Chief Accounting Officer
Exercise / conversionCommon Stock 3,077 $17.26 $53,109.02
Disclosure

SEC source: 0001127602-23-029509 · form4.xml · nonDerivative · entry 1

Hendry Gregory L · CIK 0001486334 · MD, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 1,017 restricted stock units and 49,242 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:58 UTC GrantCommon Stock 770 $80.15 $61,715.50
Disclosure

SEC source: 0001127602-23-029495 · form4.xml · nonDerivative · entry 1

MAZZELLA JOSEPH F · CIK 0001196045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,478

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of Issuer during the Second and Third quarters of 2023. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 137,091 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:04 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 72,301 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-23-029503 · form4.xml · derivative · entry 4

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,301 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.underlying_shares: This nonstatutory stock option to purchase 72,301 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's committed service through each date.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:04 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 72,301 $79.98 $5,782,568.91
Disclosure

SEC source: 0001127602-23-029503 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,183

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $79.23 to $79.99. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.00 to $80.76. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 50,153 restricted stock units and 600,030 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 08, 2023 Filed Dec 13, 2023 01:04 UTC
SPECTOR DAVIDDirector · Chairman & CEO
Exercise / conversionCommon Stock 72,301 $17.26 $1,247,915.26
Disclosure

SEC source: 0001127602-23-029503 · form4.xml · nonDerivative · entry 2

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 50,153 restricted stock units and 672,331 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 08, 2023 Filed Dec 12, 2023 20:14 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 28,216 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-23-029511 · form4.xml · derivative · entry 6

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,216 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 28,216 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.

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December 08, 2023 Filed Dec 12, 2023 20:14 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 27,830 $80.23 $2,232,853.78
Disclosure

SEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 4

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Indirect · GR Family Investments LLC

Disclosed balance after: 517,170

F5 · price: The price reported is the weighted average price of multiple transactions ranging from $80.05 to $80.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

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December 08, 2023 Filed Dec 12, 2023 20:14 UTC
Jones DougDirector · Director, President & CMBO
SaleCommon Stock 28,216 $79.82 $2,252,308.34
Disclosure

SEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 3

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,984

F2 · price: The price reported is the weighted average price of multiple transactions ranging from $80.05 to $80.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $80.05 to $80.31. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

F4 · balance_after: The reported amount consists of 24,984 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.

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December 08, 2023 Filed Dec 12, 2023 20:14 UTC
Jones DougDirector · Director, President & CMBO
Exercise / conversionCommon Stock 28,216 $17.26 $487,008.16
Disclosure

SEC source: 0001127602-23-029511 · form4.xml · nonDerivative · entry 2

Jones Doug · CIK 0001544302 · Director · Director, President & CMBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 24,984 restricted stock units and 28,216 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 7,289 $0.00 Strike: $57.10 $0.00
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · derivative · entry 11

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,480

Underlying: Common Stock · 7,289 shares

Expires 2032-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.

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December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 8,623 $0.00 Strike: $58.85 $0.00
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · derivative · entry 10

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312

Underlying: Common Stock · 8,623 shares

Expires 2031-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.

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December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 7,702 $0.00 Strike: $35.03 $0.00
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · derivative · entry 9

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,702 shares

Expires 2030-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
SaleCommon Stock 7,289 $80.16 $584,254.90
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 6

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,900

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
SaleCommon Stock 8,623 $80.16 $691,182.60
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 5

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,189

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
SaleCommon Stock 7,702 $80.16 $617,359.20
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 4

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,812

F4 · price: The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 7,289 $57.10 $416,201.90
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 3

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The reported amount consists of 8,900 restricted stock units and 23,614 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 8,623 $58.85 $507,463.55
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 2

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: The reported amount consists of 8,900 restricted stock units and 16,325 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:06 UTC
Bailey Steven RichardChief Servicing Officer
Exercise / conversionCommon Stock 7,702 $35.03 $269,801.06
Disclosure

SEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 1

Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported amount consists of 8,900 restricted stock units and 7,702 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:00 UTC
NANJI FARHADDirector
GrantCommon Stock 715 $80.15 $57,307.25
Disclosure

SEC source: 0001127602-23-029497 · form4.xml · nonDerivative · entry 1

NANJI FARHAD · CIK 0001575023 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,669

F1 · shares: The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the Second and Third quarters of 2023. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.

F2 · balance_after: The reported amount consists of 2,387 restricted stock units and 177,282 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.

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December 01, 2023 Filed Dec 5, 2023 22:17 UTC
SPECTOR DAVIDDirector · Chairman & CEO
SaleCommon Stock 9,730 $78.30 $761,881.38
Disclosure

SEC source: 0001127602-23-028919 · form4.xml · nonDerivative · entry 3

SPECTOR DAVID · CIK 0001275713 · Director · Chairman & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · ST Family Investment Company LLC

Disclosed balance after: 300,604

F3 · price: The price reported is the weighted average price of multiple transactions ranging from $78.11 to $79.07. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.