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PFLA

PennantPark Floating Rate Capital Ltd.

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Tapewire entity
5184
SEC CIK
0001504619
Parsed reports
49

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 12, 2026 21:29 UTC PurchaseCommon Stock 5,770 $8.67 $50,020.13
Disclosure

SEC source: 0001193125-26-219909 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,083

Read SEC document
March 11, 2026 Filed Mar 12, 2026 16:05 UTC
Allorto Richard T JRCFO and Treasurer
PurchaseCommon Stock 15,000 $8.15 $122,250.00
Disclosure

SEC source: 0001193125-26-104103 · ownership.xml · nonDerivative · entry 1

Allorto Richard T JR · CIK 0001395260 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
February 19, 2026 Filed Feb 23, 2026 22:31 UTC PurchaseCommon Stock 5,895 $8.48 $49,989.60
Disclosure

SEC source: 0001193125-26-064421 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,313

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:16 UTC PurchaseCommon Stock 5,500 $9.10 $50,044.50
Disclosure

SEC source: 0001193125-25-306727 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,418

Read SEC document
May 21, 2025 Filed May 23, 2025 20:05 UTC PurchaseCommon Stock 1,480 $10.13 $14,995.06
Disclosure

SEC source: 0000950170-25-076907 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,918

Read SEC document
May 14, 2025 Filed May 16, 2025 12:30 UTC PurchaseCommon Stock 9,840 $10.16 $99,925.20
Disclosure

SEC source: 0000950170-25-073105 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,438

Read SEC document
June 05, 2024 Filed Jun 11, 2024 20:14 UTC PurchaseCommon Stock 1,745 $11.40 $19,892.13
Disclosure

SEC source: 0000950170-24-071905 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,598

F1 · balance_after: Includes 115 Shares of Common Stock pursuant to a dividend reinvestment plan since the last filing.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:05 UTC
Allorto Richard T JRCFO and Treasurer
PurchaseCommon Stock 10,000 $11.30 $113,000.00
Disclosure

SEC source: 0000950170-24-067955 · ownership.xml · nonDerivative · entry 1

Allorto Richard T JR · CIK 0001395260 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 28, 2024 Filed Jun 3, 2024 20:05 UTC PurchaseCommon Stock 885 $11.33 $10,026.87
Disclosure

SEC source: 0000950170-24-067950 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,738

Read SEC document
May 13, 2024 Filed May 17, 2024 12:40 UTC PurchaseCommon Stock 1,740 $11.48 $19,971.55
Disclosure

SEC source: 0000950170-24-061345 · ownership.xml · nonDerivative · entry 1

Briones Jose A · CIK 0001927262 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,853

F1 · balance_after: (1) Includes 5,135 shares of Common Stock pursuant to a dividend reinvestment plan since the last filing.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 07:00 UTC
Flug JeffreyDirector
OtherCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011092 · doc4.xml · nonDerivative · entry 1

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 8,400

F1 · kind: The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On February 17,2022, the reporting person caused the trust to distribute 4,000 shares of common stock of PennantPark Floating Rate Capital Ltd. to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 21:05 UTC SaleCommon Stock 8,618 $10.41 $89,746.99
Disclosure

SEC source: 0001209191-20-064618 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:05 UTC SaleCommon Stock 8,929 $10.54 $94,076.84
Disclosure

SEC source: 0001209191-20-064618 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,118

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:41 UTC SaleCommon Stock 7,453 $10.65 $79,399.04
Disclosure

SEC source: 0001209191-20-064074 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,047

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:41 UTC SaleCommon Stock 17,700 $10.87 $192,321.12
Disclosure

SEC source: 0001209191-20-064074 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,500

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:05 UTC SaleCommon Stock 10,737 $10.85 $116,512.56
Disclosure

SEC source: 0001209191-20-063451 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,200

Read SEC document
December 11, 2020 Filed Dec 15, 2020 21:05 UTC SaleCommon Stock 6,563 $10.84 $71,142.92
Disclosure

SEC source: 0001209191-20-063451 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,937

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:10 UTC OtherCommon Stock 120,300 $10.91 $1,312,473.00
Disclosure

SEC source: 0001209191-20-061930 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by various related trusts

Disclosed balance after: 120,600

F1 · kind: On December 3, 2020, a family trust of which the reporting person is trustee acquired 120,300 shares of common stock of PennantPark Floating Rate Capital Ltd from the reporting person at a price of $10.91 per share, the closing price traded on the Nasdaq Stock Market on such date.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:10 UTC OtherCommon Stock 120,300 $10.91 $1,312,473.00
Disclosure

SEC source: 0001209191-20-061930 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,500

F1 · kind: On December 3, 2020, a family trust of which the reporting person is trustee acquired 120,300 shares of common stock of PennantPark Floating Rate Capital Ltd from the reporting person at a price of $10.91 per share, the closing price traded on the Nasdaq Stock Market on such date.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:05 UTC PurchaseCommon Stock 15,000 $8.83 $132,450.00
Disclosure

SEC source: 0001209191-20-035890 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,800

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:19 UTC PurchaseCommon Stock 4,000 $4.94 $19,760.00
Disclosure

SEC source: 0001209191-20-022547 · doc4.xml · nonDerivative · entry 1

Bernstein Adam K · CIK 0001396832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
March 23, 2020 Filed Mar 25, 2020 09:00 UTC
Efrat AvivChief Financial Officer
PurchaseCommon Stock 18,050 $3.90 $70,405.83
Disclosure

SEC source: 0001209191-20-021063 · doc4.xml · nonDerivative · entry 1

Efrat Aviv · CIK 0001396916 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,000

Read SEC document
March 20, 2020 Filed Mar 23, 2020 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon 22,000 $4.32 $95,081.80
Disclosure

SEC source: 0001209191-20-020575 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 344,009

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 09:00 UTC
Efrat AvivChief Financial Officer
PurchaseCommon Stock 28,800 $4.36 $125,616.96
Disclosure

SEC source: 0001209191-20-020804 · doc4.xml · nonDerivative · entry 1

Efrat Aviv · CIK 0001396916 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,950

Read SEC document
March 19, 2020 Filed Mar 19, 2020 17:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon 16,300 $4.17 $68,023.16
Disclosure

SEC source: 0001209191-20-020300 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 322,009

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 17:00 UTC
Flug JeffreyDirector
PurchaseCommon 400 $3.56 $1,423.00
Disclosure

SEC source: 0001209191-20-020302 · doc4.xml · nonDerivative · entry 2

Flug Jeffrey · CIK 0001396917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by various related trusts.

Disclosed balance after: 12,400

Read SEC document
March 18, 2020 Filed Mar 18, 2020 17:40 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon 20,000 $4.26 $85,250.00
Disclosure

SEC source: 0001209191-20-020064 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 305,709

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:10 UTC
Efrat AvivChief Financial Officer
PurchaseCommon Stock 17,000 $10.81 $183,810.80
Disclosure

SEC source: 0001209191-20-015101 · doc4.xml · nonDerivative · entry 1

Efrat Aviv · CIK 0001396916 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,150

Read SEC document
February 26, 2020 Filed Feb 27, 2020 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon 7,000 $11.80 $82,595.80
Disclosure

SEC source: 0001209191-20-013291 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 285,709

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,500 $12.28 $104,392.75
Disclosure

SEC source: 0001209191-19-058235 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 278,709

F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 09:09 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,000 $12.03 $96,233.60
Disclosure

SEC source: 0001209191-19-058037 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By PennantPark Investment Advisers, LLC

Disclosed balance after: 270,209

F1 · ownership.nature: Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 09:02 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 9,000 $11.78 $106,024.50
Disclosure

SEC source: 0000899243-19-028048 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 262,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 20:05 UTC PurchaseCommon Stock 25,000 $11.42 $285,407.50
Disclosure

SEC source: 0000899243-19-022825 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,800

Read SEC document
August 15, 2019 Filed Aug 16, 2019 08:58 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,000 $11.55 $92,383.20
Disclosure

SEC source: 0000899243-19-021903 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 253,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 08:58 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 10,000 $11.73 $117,343.00
Disclosure

SEC source: 0000899243-19-021695 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 245,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,000 $11.57 $92,523.20
Disclosure

SEC source: 0000899243-19-021620 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 235,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 9,000 $11.66 $104,950.80
Disclosure

SEC source: 0000899243-19-021542 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 227,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
May 17, 2019 Filed May 20, 2019 16:17 UTC PurchaseCommon Stock 8,200 $12.05 $98,817.38
Disclosure

SEC source: 0000899243-19-014146 · doc4.xml · nonDerivative · entry 1

Efrat Aviv · CIK 0001396916 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,150

Read SEC document
May 15, 2019 Filed May 16, 2019 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 9,500 $12.09 $114,838.85
Disclosure

SEC source: 0000899243-19-013660 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 218,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
May 14, 2019 Filed May 15, 2019 09:05 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,000 $12.08 $96,672.80
Disclosure

SEC source: 0000899243-19-013514 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 208,709

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
May 14, 2019 Filed May 16, 2019 16:24 UTC PurchaseCommon Stock 8,200 $12.05 $98,817.38
Disclosure

SEC source: 0000899243-19-013748 · doc4.xml · nonDerivative · entry 1

Efrat Aviv · CIK 0001396916 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,950

Read SEC document
May 13, 2019 Filed May 14, 2019 20:43 UTC PurchaseCommon Stock 19,900 $12.11 $241,020.84
Disclosure

SEC source: 0000899243-19-013465 · doc4.xml · nonDerivative · entry 2

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,800

Read SEC document
May 13, 2019 Filed May 14, 2019 09:00 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 7,000 $12.10 $84,666.40
Disclosure

SEC source: 0000899243-19-013396 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 200,709

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
May 10, 2019 Filed May 13, 2019 09:01 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 9,000 $12.15 $109,325.70
Disclosure

SEC source: 0000899243-19-013143 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 193,709

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:43 UTC PurchaseCommon Stock 100 $12.20 $1,219.50
Disclosure

SEC source: 0000899243-19-013465 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,900

Read SEC document
February 27, 2018 Filed Feb 28, 2018 21:07 UTC PurchaseCommon Stock 10,000 $12.73 $127,300.00
Disclosure

SEC source: 0000899243-18-005794 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,800

Read SEC document
February 26, 2018 Filed Feb 27, 2018 21:05 UTC PurchaseCommon Stock 17,000 $12.64 $214,857.90
Disclosure

SEC source: 0000899243-18-005621 · doc4.xml · nonDerivative · entry 1

KATZ SAMUEL L · CIK 0001118957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,800

Read SEC document
February 15, 2018 Filed Feb 16, 2018 16:05 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,500 $12.81 $108,885.00
Disclosure

SEC source: 0000899243-18-004408 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers LLC

Disclosed balance after: 184,709

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 16:05 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 9,000 $12.98 $116,838.90
Disclosure

SEC source: 0000899243-18-004173 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 176,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 16:09 UTC
PENN ARTHUR HDirector · Chairman and CEO · Investment Adviser
PurchaseCommon Stock 8,000 $12.81 $102,451.20
Disclosure

SEC source: 0000899243-18-003861 · doc4.xml · nonDerivative · entry 1

PENN ARTHUR H · CIK 0001284937 · Director · Chairman and CEO · Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pennant Park Investment Advisers, LLC

Disclosed balance after: 167,209

F1 · ownership.nature: Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.