Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENNANTPARK INVESTMENT CORPPNNT · Entity 6162 | CFO and Treasurer | March 23, 2020 | March 25, 2020 |
| PennantPark Floating Rate Capital Ltd.PFLT · Entity 5184 | Chief Financial Officer | March 23, 2020 | March 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENNANTPARK INVESTMENT CORP
Report date March 23, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 162,203 |
Reported balance
After 2020-03-23 transaction · row 1
1 source rowRow 1 · 2020-03-23 · Purchase · Acquired 29,100 · Balance 162,203 |
PennantPark Floating Rate Capital Ltd.
Report date March 23, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 109,000 |
Reported balance
After 2020-03-23 transaction · row 1
1 source rowRow 1 · 2020-03-23 · Purchase · Acquired 18,050 · Balance 109,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2020 Filed Mar 25, 2020 13:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 29,100 | $2.01 | $58,476.45 |
DisclosureSEC source: 0001209191-20-021064 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,203 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 18,050 | $3.90 | $70,405.83 |
DisclosureSEC source: 0001209191-20-021063 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,000 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 09:00 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 28,800 | $4.36 | $125,616.96 |
DisclosureSEC source: 0001209191-20-020804 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,950 Read SEC document |
| March 18, 2020 Filed Mar 23, 2020 13:00 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 27,000 | $2.22 | $59,856.30 |
DisclosureSEC source: 0001209191-20-020576 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,102 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:10 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 17,000 | $10.81 | $183,810.80 |
DisclosureSEC source: 0001209191-20-015101 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,150 Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:17 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,200 | $12.05 | $98,817.38 |
DisclosureSEC source: 0000899243-19-014146 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,150 Read SEC document |
| May 14, 2019 Filed May 16, 2019 16:24 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 8,200 | $12.05 | $98,817.38 |
DisclosureSEC source: 0000899243-19-013748 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,950 Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:10 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 10,000 | $7.14 | $71,420.00 |
DisclosureSEC source: 0000899243-17-027949 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,102 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 14:01 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 28,000 | $7.08 | $198,102.80 |
DisclosureSEC source: 0000899243-16-034420 · doc4.xml · nonDerivative · entry 1 Efrat Aviv · CIK 0001396916 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,102 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.