Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENNANTPARK INVESTMENT CORPPNNT · Entity 6162 | Director | December 06, 2016 | December 09, 2016 |
| PennantPark Enhanced Income FundNONE · Entity 71259 | Director | December 16, 2025 | December 16, 2025 |
| PennantPark Floating Rate Capital Ltd.PFLT · Entity 5184 | Director | March 31, 2020 | April 02, 2020 |
| PennantPark Private Income FundPPIF · Entity 70390 | Director | December 09, 2025 | December 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENNANTPARK INVESTMENT CORP
Report date December 06, 2016 · Filed December 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,430 |
Reported balance
After 2016-12-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-06 · Purchase · Acquired 200 · Balance 46,430 F1: Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016.
PennantPark Enhanced Income Fund
Report date December 16, 2025 · Filed December 16, 2025
This filing explicitly reported no securities owned.
PennantPark Floating Rate Capital Ltd.
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,000 |
Reported balance
After 2020-03-31 transaction · row 1
1 source rowRow 1 · 2020-03-31 · Purchase · Acquired 4,000 · Balance 9,000 |
PennantPark Private Income Fund
Report date December 09, 2025 · Filed December 10, 2025
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 16:19 UTC | PennantPark Floating Rate Capital Ltd. PFLT · Entity 5184 | PurchaseCommon Stock | 4,000 | $4.94 | $19,760.00 |
DisclosureSEC source: 0001209191-20-022547 · doc4.xml · nonDerivative · entry 1 Bernstein Adam K · CIK 0001396832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 01:47 UTC | PENNANTPARK INVESTMENT CORP PNNT · Entity 6162 | PurchaseCommon Stock | 200 | $7.67 | $1,534.00 |
DisclosureSEC source: 0000899243-16-035176 · doc4.xml · nonDerivative · entry 1 Bernstein Adam K · CIK 0001396832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,430 F1 · security: Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.