Last 12 months
Inside the activity.
3 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC |
Sleyster ScottSenior Vice President
|
Exercise / conversionCommon Stock | 9,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006401 · form4.xml · nonDerivative · entry 1 Sleyster Scott · CIK 0001555872 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,586.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:33 UTC |
Pelletier StephenExecutive Vice President
|
Grant2018 Performance Shares · Derivative | 11,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006396 · form4.xml · derivative · entry 6 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Underlying: Common Stock · 11,690 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:33 UTC |
Pelletier StephenExecutive Vice President
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 30,885 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006396 · form4.xml · derivative · entry 5 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,885 Underlying: Common Stock · 30,885 shares Expires 2028-02-13 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:33 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversion2015 Performance Shares · Derivative | 14,599 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006396 · form4.xml · derivative · entry 4 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:33 UTC |
Pelletier StephenExecutive Vice President
|
Tax withholdingCommon Stock | 6,066 | $106.89 | $648,394.74 |
DisclosureSEC source: 0001127602-18-006396 · form4.xml · nonDerivative · entry 2 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,843 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:33 UTC |
Pelletier StephenExecutive Vice President
|
Exercise / conversionCommon Stock | 16,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006396 · form4.xml · nonDerivative · entry 1 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC |
Axel RobertSVP and Controller
|
Grant2018 Performance Shares · Derivative | 1,477 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006398 · form4.xml · derivative · entry 6 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477 Underlying: Common Stock · 1,477 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC |
Axel RobertSVP and Controller
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 1,951 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006398 · form4.xml · derivative · entry 5 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,951 Underlying: Common Stock · 1,951 shares Expires 2028-02-13 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC |
Axel RobertSVP and Controller
|
Exercise / conversion2015 Performance Shares · Derivative | 1,825 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006398 · form4.xml · derivative · entry 4 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC |
Axel RobertSVP and Controller
|
Tax withholdingCommon Stock | 797 | $106.89 | $85,191.33 |
DisclosureSEC source: 0001127602-18-006398 · form4.xml · nonDerivative · entry 2 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,049 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:34 UTC |
Axel RobertSVP and Controller
|
Exercise / conversionCommon Stock | 2,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006398 · form4.xml · nonDerivative · entry 1 Axel Robert · CIK 0001602678 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:32 UTC |
Harris Timothy PEVP and General Counsel
|
Grant2018 Performance Shares · Derivative | 6,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006393 · form4.xml · derivative · entry 7 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,768 Underlying: Common Stock · 6,768 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:32 UTC |
Harris Timothy PEVP and General Counsel
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 8,941 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006393 · form4.xml · derivative · entry 6 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,941 Underlying: Common Stock · 8,941 shares Expires 2028-02-13 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:32 UTC |
Harris Timothy PEVP and General Counsel
|
Exercise / conversion10/01/2015 Performance Shares · Derivative | 3,863 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006393 · form4.xml · derivative · entry 5 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:32 UTC |
Harris Timothy PEVP and General Counsel
|
Exercise / conversion2015 Performance Shares · Derivative | 2,373 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006393 · form4.xml · derivative · entry 4 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:32 UTC |
Harris Timothy PEVP and General Counsel
|
Tax withholdingCommon Stock | 2,129 | $106.89 | $227,568.81 |
DisclosureSEC source: 0001127602-18-006393 · form4.xml · nonDerivative · entry 2 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,691 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:32 UTC |
Harris Timothy PEVP and General Counsel
|
Exercise / conversionCommon Stock | 6,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006393 · form4.xml · nonDerivative · entry 1 Harris Timothy P · CIK 0001653998 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015 and October 1, 2015, respectively, and originally reported on a respective Form 3 and Form 4 filed with the SEC on October 5, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:31 UTC |
Silitch Nicholas CSenior Vice President
|
Grant2018 Performance Shares · Derivative | 6,399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006390 · form4.xml · derivative · entry 6 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,399 Underlying: Common Stock · 6,399 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:31 UTC |
Silitch Nicholas CSenior Vice President
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 8,453 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006390 · form4.xml · derivative · entry 5 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453 Underlying: Common Stock · 8,453 shares Expires 2028-02-13 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:31 UTC |
Silitch Nicholas CSenior Vice President
|
Exercise / conversion2015 Performance Shares · Derivative | 9,490 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006390 · form4.xml · derivative · entry 4 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:31 UTC |
Silitch Nicholas CSenior Vice President
|
Tax withholdingCommon Stock | 4,185 | $106.89 | $447,334.65 |
DisclosureSEC source: 0001127602-18-006390 · form4.xml · nonDerivative · entry 2 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,812 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:31 UTC |
Silitch Nicholas CSenior Vice President
|
Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006390 · form4.xml · nonDerivative · entry 1 Silitch Nicholas C · CIK 0001552178 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:30 UTC |
Koster BarbaraSenior Vice President
|
Grant2018 Performance Shares · Derivative | 3,384 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006388 · form4.xml · derivative · entry 6 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,384 Underlying: Common Stock · 3,384 shares Expires not disclosed F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F5 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:30 UTC |
Koster BarbaraSenior Vice President
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 4,471 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006388 · form4.xml · derivative · entry 5 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,471 Underlying: Common Stock · 4,471 shares Expires 2028-02-13 F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:30 UTC |
Koster BarbaraSenior Vice President
|
Exercise / conversion2015 Performance Shares · Derivative | 4,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006388 · form4.xml · derivative · entry 4 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:30 UTC |
Koster BarbaraSenior Vice President
|
Tax withholdingCommon Stock | 1,610 | $106.89 | $172,092.90 |
DisclosureSEC source: 0001127602-18-006388 · form4.xml · nonDerivative · entry 2 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,155 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:30 UTC |
Koster BarbaraSenior Vice President
|
Exercise / conversionCommon Stock | 5,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006388 · form4.xml · nonDerivative · entry 1 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:28 UTC |
Alziari LucienSenior Vice President
|
Grant2018 Performance Shares · Derivative | 4,923 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006385 · form4.xml · derivative · entry 2 Alziari Lucien · CIK 0001303114 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,923 Underlying: Common Stock · 4,923 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:28 UTC |
Alziari LucienSenior Vice President
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 6,502 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006385 · form4.xml · derivative · entry 1 Alziari Lucien · CIK 0001303114 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,502 Underlying: Common Stock · 6,502 shares Expires 2028-02-13 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:27 UTC |
GRIER MARK BDirector · Vice Chairman
|
Grant2018 Performance Shares · Derivative | 19,689 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006384 · form4.xml · derivative · entry 6 GRIER MARK B · CIK 0001184670 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,689 Underlying: Common Stock · 19,689 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:27 UTC |
GRIER MARK BDirector · Vice Chairman
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 52,016 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006384 · form4.xml · derivative · entry 5 GRIER MARK B · CIK 0001184670 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,016 Underlying: Common Stock · 52,016 shares Expires 2028-02-13 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:27 UTC |
GRIER MARK BDirector · Vice Chairman
|
Exercise / conversion2015 Performance Shares · Derivative | 25,548 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006384 · form4.xml · derivative · entry 4 GRIER MARK B · CIK 0001184670 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:27 UTC |
GRIER MARK BDirector · Vice Chairman
|
Tax withholdingCommon Stock | 11,491 | $106.89 | $1,228,272.99 |
DisclosureSEC source: 0001127602-18-006384 · form4.xml · nonDerivative · entry 2 GRIER MARK B · CIK 0001184670 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,668 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:27 UTC |
GRIER MARK BDirector · Vice Chairman
|
Exercise / conversionCommon Stock | 28,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006384 · form4.xml · nonDerivative · entry 1 GRIER MARK B · CIK 0001184670 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC |
FALZON ROBERTEVP and CFO
|
Grant2018 Performance Shares · Derivative | 9,845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,845 Underlying: Common Stock · 9,845 shares Expires not disclosed F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F5 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC |
FALZON ROBERTEVP and CFO
|
Grant2018 Employee Stock Option (Right to Buy) · Derivative | 26,008 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,008 Underlying: Common Stock · 26,008 shares Expires 2028-02-13 F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC |
FALZON ROBERTEVP and CFO
|
Exercise / conversion2015 Performance Shares · Derivative | 10,949 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · derivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC |
FALZON ROBERTEVP and CFO
|
Tax withholdingCommon Stock | 4,139 | $106.89 | $442,417.71 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,358 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC |
FALZON ROBERTEVP and CFO
|
Exercise / conversionCommon Stock | 12,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 18:45 UTC |
Woods CandaceSenior Vice President
|
Exercise / conversion2015 Restricted Stock Units · Derivative | 1,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005405 · form4.xml · derivative · entry 4 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units vested on February 10, 2018. F5 · derivative.expiration_date: The Restricted Stock Units vested on February 10, 2018. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 18:45 UTC |
Woods CandaceSenior Vice President
|
Tax withholdingCommon Stock | 485 | $106.04 | $51,429.40 |
DisclosureSEC source: 0001127602-18-005405 · form4.xml · nonDerivative · entry 2 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,055 F2 · shares: Represents shares withheld for the payment of taxes when restricted shares vested. Read SEC document |
| February 10, 2018 Filed Feb 13, 2018 18:45 UTC |
Woods CandaceSenior Vice President
|
Exercise / conversionCommon Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005405 · form4.xml · nonDerivative · entry 1 Woods Candace · CIK 0001723202 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 18:08 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 183 | $126.02 Strike: $0.00 | $23,061.66 |
DisclosureSEC source: 0001127602-18-003131 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,171 Underlying: Common Stock · 183 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 18:37 UTC |
KRAPEK KARL JDirector
|
OtherNotional Shares - Optional · Derivative | 5,406 | $123.44 Strike: $0.00 | $667,316.64 |
DisclosureSEC source: 0001127602-18-002163 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,384 Underlying: Common Stock · 5,406 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:05 UTC |
Koster BarbaraSenior Vice President
|
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 8,758 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-18-000489 · form4.xml · derivative · entry 4 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,380 Underlying: Common Stock · 8,758 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2016. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:05 UTC |
Koster BarbaraSenior Vice President
|
SaleCommon Stock | 16,801 | $115.17 | $1,934,971.17 |
DisclosureSEC source: 0001127602-18-000489 · form4.xml · nonDerivative · entry 2 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,526 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017. F2 · balance_after: Following the transactions reported on this Form 4, Ms. Koster continues to hold 20,526 shares directly and 7 shares indirectly in a 401(k) account. Ms. Koster also holds an additional 63,606 vested stock options, 21,009 unvested stock options, and 14,372 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 20:05 UTC |
Koster BarbaraSenior Vice President
|
Exercise / conversionCommon Stock | 8,758 | $78.08 | $683,824.64 |
DisclosureSEC source: 0001127602-18-000489 · form4.xml · nonDerivative · entry 1 Koster Barbara · CIK 0001520806 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 20:00 UTC |
KRAPEK KARL JDirector
|
GrantNotional Shares - Optional · Derivative | 391 | $114.98 Strike: $0.00 | $44,957.18 |
DisclosureSEC source: 0001127602-18-000486 · form4.xml · derivative · entry 1 KRAPEK KARL J · CIK 0001238288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,790 Underlying: Common Stock · 391 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 19:40 UTC |
Baltimore Thomas J JrDirector
|
GrantNotional Shares - Optional · Derivative | 429 | $114.98 Strike: $0.00 | $49,326.42 |
DisclosureSEC source: 0001127602-18-000465 · form4.xml · derivative · entry 1 Baltimore Thomas J Jr · CIK 0001390946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,987 Underlying: Common Stock · 429 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 17:06 UTC |
Pelletier StephenExecutive Vice President
|
GrantDeferred Compensation Shares · Derivative | 208 | $114.47 Strike: $0.00 | $23,809.76 |
DisclosureSEC source: 0001127602-17-034869 · form4.xml · derivative · entry 1 Pelletier Stephen · CIK 0001602568 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,697 Underlying: Common Stock · 208 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.