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PFH

PRUDENTIAL FINANCIAL INC

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148
SEC CIK
0001137774
Parsed reports
1,020

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202600
Feb 202630
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2022 Filed Jan 10, 2022 21:42 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative 10,687 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0001127602-22-001249 · form4.xml · derivative · entry 8

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,687 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 10, 2016.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:42 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative 7,504 $0.00 Strike: $84.53 $0.00
Disclosure

SEC source: 0001127602-22-001249 · form4.xml · derivative · entry 7

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,504 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 11, 2015.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:42 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 9,869 $115.00 $1,134,935.00
Disclosure

SEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 4

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,479

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 93,479 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 124,360 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:42 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 10,687 $78.08 $834,440.96
Disclosure

SEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 3

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:42 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 7,031 $115.00 $808,565.00
Disclosure

SEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,661

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 07, 2022 Filed Jan 10, 2022 21:42 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 7,504 $84.53 $634,313.12
Disclosure

SEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 06, 2022 Filed Jan 10, 2022 21:34 UTC OtherNotional Shares - Optional · Derivative 3,949 $111.40 Strike: $0.00 $439,918.60
Disclosure

SEC source: 0001127602-22-001246 · form4.xml · derivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,832

Underlying: Common Stock · 3,949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative 10,474 $0.00 Strike: $63.59 $0.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · derivative · entry 14

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,474 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $63.59 $0.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · derivative · entry 13

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

Underlying: Common Stock · 20,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $63.59 $0.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · derivative · entry 12

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,474

Underlying: Common Stock · 20,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative 9,526 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · derivative · entry 11

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,687

Underlying: Common Stock · 9,526 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 10, 2016.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 9,363 $114.00 $1,067,382.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 8

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,188

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 92,188 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 142,551 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 10,474 $63.59 $666,041.66
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 7

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 17,904 $113.00 $2,023,152.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 6

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,077

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 20,000 $63.59 $1,271,800.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 5

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 17,929 $112.00 $2,008,048.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 4

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,981

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 20,000 $63.59 $1,271,800.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 3

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
SaleCommon Stock 8,811 $114.00 $1,004,454.00
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 2

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,910

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 19:53 UTC
FALZON ROBERTEVP and Vice Chairman
Exercise / conversionCommon Stock 9,526 $78.08 $743,790.08
Disclosure

SEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 1

FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:03 UTC GrantNotional Shares - Optional · Derivative 353 $108.24 Strike: $0.00 $38,208.72
Disclosure

SEC source: 0001127602-22-000549 · form4.xml · derivative · entry 1

Baltimore Thomas J Jr · CIK 0001390946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,636

Underlying: Common Stock · 353 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:06 UTC GrantNotional Shares - Optional · Derivative 173 $108.24 Strike: $0.00 $18,725.52
Disclosure

SEC source: 0001127602-22-000560 · form4.xml · derivative · entry 1

Jones Wendy Elizabeth · CIK 0001723472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative 38,962 $0.00 Strike: $84.53 $0.00
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · derivative · entry 8

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,962 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2015

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative 45,478 $0.00 Strike: $78.08 $0.00
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · derivative · entry 7

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,478 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 10, 2016.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 14,000 $110.00 $1,540,000.00
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · nonDerivative · entry 5

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,302

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

F2 · balance_after: Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 86,302 shares directly and 253 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 154,347 vested stock options, 90,063 unvested stock options, 34,693 restricted stock units, and 209,366 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 37,130 $110.00 $4,084,300.00
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · nonDerivative · entry 4

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,302

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 38,962 $84.53 $3,293,457.86
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · nonDerivative · entry 3

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
SaleCommon Stock 42,764 $110.00 $4,704,040.00
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · nonDerivative · entry 2

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,470

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 14:48 UTC
Lowrey Charles FDirector · Chief Executive Officer · Chairman of the Board
Exercise / conversionCommon Stock 45,478 $78.08 $3,550,922.24
Disclosure

SEC source: 0001127602-21-031974 · form4.xml · nonDerivative · entry 1

Lowrey Charles F · CIK 0001512629 · Director · Chief Executive Officer · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:15 UTC
SULLIVAN ANDREW FExecutive Vice President
GrantDeferred Compensation Shares · Derivative 41 $108.05 Strike: $0.00 $4,430.05
Disclosure

SEC source: 0001127602-21-031591 · form4.xml · derivative · entry 1

SULLIVAN ANDREW F · CIK 0001795452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021

Underlying: Common Stock · 41 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:14 UTC
Sleyster ScottExecutive Vice President
GrantDeferred Compensation Shares · Derivative 1,083 $108.05 Strike: $0.00 $117,018.15
Disclosure

SEC source: 0001127602-21-031590 · form4.xml · derivative · entry 1

Sleyster Scott · CIK 0001555872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,803

Underlying: Common Stock · 1,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:12 UTC
Axel RobertSVP and Controller
GrantDeferred Compensation Shares · Derivative 14 $108.05 Strike: $0.00 $1,512.70
Disclosure

SEC source: 0001127602-21-031589 · form4.xml · derivative · entry 1

Axel Robert · CIK 0001602678 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis.

F2 · derivative.exercise_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

F2 · derivative.expiration_date: Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:08 UTC
Paz GeorgeDirector
Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031588 · form4.xml · derivative · entry 3

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:08 UTC
Paz GeorgeDirector
GrantNotional Shares - Optional · Derivative 31 $108.05 Strike: $0.00 $3,349.55
Disclosure

SEC source: 0001127602-21-031588 · form4.xml · derivative · entry 2

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Underlying: Common Stock · 31 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:08 UTC
Paz GeorgeDirector
GrantNotional Shares - Mandatory · Derivative 110 $108.05 Strike: $0.00 $11,885.50
Disclosure

SEC source: 0001127602-21-031588 · form4.xml · derivative · entry 1

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,516

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:04 UTC Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031586 · form4.xml · derivative · entry 3

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:04 UTC GrantNotional Shares - Optional · Derivative 31 $108.05 Strike: $0.00 $3,349.55
Disclosure

SEC source: 0001127602-21-031586 · form4.xml · derivative · entry 2

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Underlying: Common Stock · 31 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:04 UTC GrantNotional Shares - Mandatory · Derivative 110 $108.05 Strike: $0.00 $11,885.50
Disclosure

SEC source: 0001127602-21-031586 · form4.xml · derivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,520

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:05 UTC Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031587 · form4.xml · derivative · entry 3

Lighte Peter R · CIK 0001667309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:05 UTC GrantNotional Shares - Optional · Derivative 31 $108.05 Strike: $0.00 $3,349.55
Disclosure

SEC source: 0001127602-21-031587 · form4.xml · derivative · entry 2

Lighte Peter R · CIK 0001667309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Underlying: Common Stock · 31 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:05 UTC GrantNotional Shares - Mandatory · Derivative 110 $108.05 Strike: $0.00 $11,885.50
Disclosure

SEC source: 0001127602-21-031587 · form4.xml · derivative · entry 1

Lighte Peter R · CIK 0001667309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,520

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:02 UTC Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031583 · form4.xml · derivative · entry 3

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person in 2024 unless the reporting person elects to further defer the distribution pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:02 UTC GrantNotional Shares - Optional · Derivative 158 $108.05 Strike: $0.00 $17,071.90
Disclosure

SEC source: 0001127602-21-031583 · form4.xml · derivative · entry 2

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,974

Underlying: Common Stock · 158 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:02 UTC GrantNotional Shares - Mandatory · Derivative 69 $108.05 Strike: $0.00 $7,455.45
Disclosure

SEC source: 0001127602-21-031583 · form4.xml · derivative · entry 1

SCOVANNER DOUGLAS A · CIK 0001205002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,662

Underlying: Common Stock · 69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:59 UTC Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031579 · form4.xml · derivative · entry 2

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:59 UTC GrantNotional Shares - Mandatory · Derivative 137 $108.05 Strike: $0.00 $14,802.85
Disclosure

SEC source: 0001127602-21-031579 · form4.xml · derivative · entry 1

Pianalto Sandra · CIK 0001614199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,069

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:55 UTC Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031578 · form4.xml · derivative · entry 3

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:55 UTC GrantNotional Shares - Optional · Derivative 35 $108.05 Strike: $0.00 $3,781.75
Disclosure

SEC source: 0001127602-21-031578 · form4.xml · derivative · entry 2

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,351

Underlying: Common Stock · 35 shares

Expires not disclosed

F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:55 UTC GrantNotional Shares - Mandatory · Derivative 114 $108.05 Strike: $0.00 $12,317.70
Disclosure

SEC source: 0001127602-21-031578 · form4.xml · derivative · entry 1

POON CHRISTINE A · CIK 0001189014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,919

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:53 UTC Grant2021 Restricted Stock Units · Derivative 15 $108.05 $1,620.75
Disclosure

SEC source: 0001127602-21-031577 · form4.xml · derivative · entry 2

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

Underlying: Common Stock · 15 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F4 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

F4 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 20:53 UTC GrantNotional Shares - Optional · Derivative 103 $108.05 Strike: $0.00 $11,129.15
Disclosure

SEC source: 0001127602-21-031577 · form4.xml · derivative · entry 1

KRAPEK KARL J · CIK 0001238288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,782

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.