Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2016 Filed Oct 4, 2016 20:44 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
GrantCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000571 · edgar.xml · nonDerivative · entry 1 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,140 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,622 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:43 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 47.9 | $51.51 | $2,467.33 |
DisclosureSEC source: 0001126328-16-000570 · edgar.xml · derivative · entry 3 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,078.5 Underlying: Common Stock · 47.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:43 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000570 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,185 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 4,069 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:17 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 139 | $51.51 | $7,159.89 |
DisclosureSEC source: 0001126328-16-000563 · edgar.xml · derivative · entry 2 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,622.2 Underlying: Common Stock · 139 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:17 UTC |
FERRO DENNIS HDirector
|
GrantCommon Stock | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000563 · edgar.xml · nonDerivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,096 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:21 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 49.5 | $51.51 | $2,549.75 |
DisclosureSEC source: 0001126328-16-000569 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284.3 Underlying: Common Stock · 49.5 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:21 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000569 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,945 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:21 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000568 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,916 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:20 UTC |
Mills ScottDirector
|
GrantCommon Stock | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000567 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,362 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:16 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 106.7 | $51.51 | $5,496.12 |
DisclosureSEC source: 0001126328-16-000562 · edgar.xml · derivative · entry 3 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,507.2 Underlying: Common Stock · 106.7 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:16 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000562 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,925 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:19 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 33.4 | $51.51 | $1,720.43 |
DisclosureSEC source: 0001126328-16-000566 · edgar.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295.6 Underlying: Common Stock · 33.4 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:19 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000566 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,061 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:18 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000565 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,708 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:17 UTC |
GELATT DANIELDirector
|
GrantCommon Stock | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000564 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,944 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:14 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000560 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,107 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:15 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000561 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,647 F1 · price: Grant of restricted stock units. Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 19:26 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6.9 | $49.80 | $343.62 |
DisclosureSEC source: 0001126328-16-000559 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,030.6 Underlying: Common Stock · 6.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 19:46 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 15.5 | $48.37 | $749.74 |
DisclosureSEC source: 0001126328-16-000550 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,234.8 Underlying: Common Stock · 15.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 19:49 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.1 | $48.37 | $343.43 |
DisclosureSEC source: 0001126328-16-000553 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,023.7 Underlying: Common Stock · 7.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 19:47 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 62 | $48.37 | $2,998.94 |
DisclosureSEC source: 0001126328-16-000551 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262.2 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 19:48 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 516.2 | $48.37 | $24,968.59 |
DisclosureSEC source: 0001126328-16-000552 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516.2 Underlying: Common Stock · 516.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 19:45 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 31 | $48.37 | $1,499.47 |
DisclosureSEC source: 0001126328-16-000549 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,483.4 Underlying: Common Stock · 31 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| August 31, 2016 Filed Sep 13, 2016 17:57 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GiftCommon Stock | 1,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000554 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,161 F1 · balance_after: Includes 7,219 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.