Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Mar 1, 2017 22:23 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantCommon Stock | 6,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000069 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,381 F1 · price: Settlement of performance-based restricted stock units granted February 24, 2014. F2 · balance_after: Includes 4,099 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:23 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 49,275 | $0.00 Strike: $62.78 | $0.00 |
DisclosureSEC source: 0001126328-17-000068 · edgar.xml · derivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,275 Underlying: Common Stock · 49,275 shares Expires 2027-02-27 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning February 27, 2018. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:23 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 10,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000068 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,019 F1 · price: Settlement of performance-based restricted stock units granted February 24, 2014. F2 · balance_after: Includes 8,155 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:22 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,475 | $0.00 Strike: $62.78 | $0.00 |
DisclosureSEC source: 0001126328-17-000067 · edgar.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,475 Underlying: Common Stock · 50,475 shares Expires 2027-02-27 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 27, 2018. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:22 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 3,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000067 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,610 F3 · price: Grant of restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:22 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 5,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000067 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,783 F1 · price: Settlement of performance-based restricted stock units granted February 24, 2014. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:29 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.4 | $62.75 | $338.85 |
DisclosureSEC source: 0001126328-17-000065 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,207 Underlying: Common Stock · 5.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:19 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 1,322 | $62.75 | $82,955.50 |
DisclosureSEC source: 0001126328-17-000066 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 35,526 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,290 | $0.00 Strike: $62.63 | $0.00 |
DisclosureSEC source: 0001126328-17-000064 · edgar.xml · derivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,290 shares Expires 2017-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 11,290 | $63.00 | $711,270.00 |
DisclosureSEC source: 0001126328-17-000064 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,979 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 3,133 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 11,290 | $62.63 | $707,092.70 |
DisclosureSEC source: 0001126328-17-000064 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 3,133 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,900 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000063 · edgar.xml · derivative · entry 5 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,900 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
SaleCommon Stock | 20,900 | $63.10 | $1,318,790.00 |
DisclosureSEC source: 0001126328-17-000063 · edgar.xml · nonDerivative · entry 2 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,187 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Includes 11,728 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
Exercise / conversionCommon Stock | 20,900 | $60.10 | $1,256,090.00 |
DisclosureSEC source: 0001126328-17-000063 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016. F2 · balance_after: Includes 11,728 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,705 | $0.00 Strike: $62.63 | $0.00 |
DisclosureSEC source: 0001126328-17-000061 · edgar.xml · derivative · entry 7 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,705 shares Expires 2017-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,180 | $0.00 Strike: $62.63 | $0.00 |
DisclosureSEC source: 0001126328-17-000061 · edgar.xml · derivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,180 shares Expires 2017-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 1,705 | $62.72 | $106,937.60 |
DisclosureSEC source: 0001126328-17-000061 · edgar.xml · nonDerivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 36,848 F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,705 | $62.63 | $106,784.15 |
DisclosureSEC source: 0001126328-17-000061 · edgar.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on November 11, 2016. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 8,180 | $62.69 | $512,804.20 |
DisclosureSEC source: 0001126328-17-000061 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,527 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:43 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 8,180 | $62.63 | $512,313.40 |
DisclosureSEC source: 0001126328-17-000061 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 20:36 UTC | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,380 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000059 · edgar.xml · derivative · entry 4 Lillis Terrance J. · CIK 0001443238 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,380 shares Expires 2018-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. Read SEC document |
|
| February 14, 2017 Filed Feb 15, 2017 20:36 UTC | SaleCommon Stock | 7,380 | $62.50 | $461,250.00 |
DisclosureSEC source: 0001126328-17-000059 · edgar.xml · nonDerivative · entry 2 Lillis Terrance J. · CIK 0001443238 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,923 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.50 - $62.52 inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 11,352 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
|
| February 14, 2017 Filed Feb 15, 2017 20:36 UTC | Exercise / conversionCommon Stock | 7,380 | $60.10 | $443,538.00 |
DisclosureSEC source: 0001126328-17-000059 · edgar.xml · nonDerivative · entry 1 Lillis Terrance J. · CIK 0001443238 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016. F2 · balance_after: Includes 11,352 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
|
| February 14, 2017 Filed Feb 16, 2017 22:46 UTC |
HELTON SANDRA LDirector
|
GiftCommon Stock | 242 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000062 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,448 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:55 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,862 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-17-000060 · edgar.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,862 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:55 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 13,862 | $62.00 | $859,444.00 |
DisclosureSEC source: 0001126328-17-000060 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,527 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:55 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 13,862 | $11.07 | $153,452.34 |
DisclosureSEC source: 0001126328-17-000060 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,050 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 14:57 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,600 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000058 · edgar.xml · derivative · entry 4 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,600 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 14:57 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
SaleCommon Stock | 12,600 | $62.00 | $781,200.00 |
DisclosureSEC source: 0001126328-17-000058 · edgar.xml · nonDerivative · entry 2 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,168 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F2 · balance_after: Includes 1,634 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 14:57 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 12,600 | $60.10 | $757,260.00 |
DisclosureSEC source: 0001126328-17-000058 · edgar.xml · nonDerivative · entry 1 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016. F2 · balance_after: Includes 1,634 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:48 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 8.2 | $60.86 | $499.05 |
DisclosureSEC source: 0001126328-17-000047 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,417.3 Underlying: Common Stock · 8.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:47 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 49.3 | $60.86 | $3,000.40 |
DisclosureSEC source: 0001126328-17-000046 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272.1 Underlying: Common Stock · 49.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:47 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 65.7 | $60.86 | $3,998.50 |
DisclosureSEC source: 0001126328-17-000045 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,314.1 Underlying: Common Stock · 65.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:46 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 8.2 | $60.86 | $499.05 |
DisclosureSEC source: 0001126328-17-000044 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,282.5 Underlying: Common Stock · 8.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:37 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.6 | $60.86 | $340.82 |
DisclosureSEC source: 0001126328-17-000043 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,201.6 Underlying: Common Stock · 5.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:00 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,406 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001126328-17-000042 · edgar.xml · derivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,406 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:00 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
SaleCommon Stock | 1,406 | $60.00 | $84,360.00 |
DisclosureSEC source: 0001126328-17-000042 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 36,848 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:00 UTC |
STRABLE-SOETHOUT DEANNA DPresident - US Ins. Solutions
|
Exercise / conversionCommon Stock | 1,406 | $11.07 | $15,564.42 |
DisclosureSEC source: 0001126328-17-000042 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President - US Ins. Solutions 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,410 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0001126328-17-000041 · edgar.xml · derivative · entry 5 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,410 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
SaleCommon Stock | 43,410 | $60.04 | $2,606,336.40 |
DisclosureSEC source: 0001126328-17-000041 · edgar.xml · nonDerivative · entry 2 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,928 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 - $60.12, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 7,330 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionCommon Stock | 43,410 | $22.21 | $964,136.10 |
DisclosureSEC source: 0001126328-17-000041 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2016. F2 · balance_after: Includes 7,330 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 20:39 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.9 | $58.00 | $342.20 |
DisclosureSEC source: 0001126328-17-000008 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,196 Underlying: Common Stock · 5.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:25 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 5.8 | $59.03 | $342.37 |
DisclosureSEC source: 0001126328-17-000005 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190.1 Underlying: Common Stock · 5.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 22:10 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 8.8 | $57.86 | $509.17 |
DisclosureSEC source: 0001126328-17-000004 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,184.3 Underlying: Common Stock · 8.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 19:43 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 7.2 | $57.86 | $416.59 |
DisclosureSEC source: 0001126328-17-000003 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175.5 Underlying: Common Stock · 7.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 19:42 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 13 | $57.86 | $752.18 |
DisclosureSEC source: 0001126328-17-000001 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,222.8 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 19:42 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 17.3 | $57.86 | $1,000.98 |
DisclosureSEC source: 0001126328-17-000002 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,248.4 Underlying: Common Stock · 17.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:45 UTC |
Elming Gregory BernardSVP & Chief Risk Officer
|
GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000647 · edgar.xml · nonDerivative · entry 1 Elming Gregory Bernard · CIK 0001516394 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,168 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,634 shares held in Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 22:51 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000655 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,046 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 8,155 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:43 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000636 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,389 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.