Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2017 Filed Jan 2, 2018 22:27 UTC |
BERNARD BETSY JDirector
|
GrantCommon Stock | 286 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000001 · edgar.xml · nonDerivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,581 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 22:28 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000002 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,194 F1 · price: Grant of restricted stock units. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 20:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 27,662 | $0.00 Strike: $37.38 | $0.00 |
DisclosureSEC source: 0001126328-17-000315 · edgar.xml · derivative · entry 4 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,323 Underlying: Common Stock · 27,662 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 20:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 20,000 | $70.04 | $1,400,800.00 |
DisclosureSEC source: 0001126328-17-000315 · edgar.xml · nonDerivative · entry 3 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,319 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.77 - $70.54, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 20:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
SaleCommon Stock | 27,662 | $70.04 | $1,937,446.48 |
DisclosureSEC source: 0001126328-17-000315 · edgar.xml · nonDerivative · entry 2 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,319 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.77 - 70.52, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 20:58 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Exercise / conversionCommon Stock | 27,662 | $37.38 | $1,034,005.56 |
DisclosureSEC source: 0001126328-17-000315 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. F2 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000312 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,280 F1 · balance_after: Includes 4,618 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 20:56 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GiftCommon Stock | 3,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000306 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,905 F1 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:39 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 54.7 | $70.82 | $3,873.85 |
DisclosureSEC source: 0001126328-17-000305 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715.2 Underlying: Common Stock · 54.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:38 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 748.4 | $70.82 | $53,001.69 |
DisclosureSEC source: 0001126328-17-000303 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,191.5 Underlying: Common Stock · 748.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:39 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 561.3 | $70.82 | $39,751.27 |
DisclosureSEC source: 0001126328-17-000304 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,609.3 Underlying: Common Stock · 561.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:37 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 444.8 | $70.82 | $31,500.74 |
DisclosureSEC source: 0001126328-17-000302 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,673.9 Underlying: Common Stock · 444.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:36 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 353 | $70.82 | $24,999.46 |
DisclosureSEC source: 0001126328-17-000301 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,037.8 Underlying: Common Stock · 353 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,290 | $0.00 Strike: $30.70 | $0.00 |
DisclosureSEC source: 0001126328-17-000300 · edgar.xml · derivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,290 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 17,290 | $70.16 | $1,213,066.40 |
DisclosureSEC source: 0001126328-17-000300 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,010 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 - $70.56, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 17,290 | $30.70 | $530,803.00 |
DisclosureSEC source: 0001126328-17-000300 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:50 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6 | $70.52 | $423.12 |
DisclosureSEC source: 0001126328-17-000298 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,680.4 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,755 | $0.00 Strike: $30.70 | $0.00 |
DisclosureSEC source: 0001126328-17-000299 · edgar.xml · derivative · entry 6 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,755 shares Expires 2023-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
SaleCommon Stock | 9,806 | $69.51 | $681,615.06 |
DisclosureSEC source: 0001126328-17-000299 · edgar.xml · nonDerivative · entry 3 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,705 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.41 - $70.53, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
SaleCommon Stock | 40,755 | $69.51 | $2,832,880.05 |
DisclosureSEC source: 0001126328-17-000299 · edgar.xml · nonDerivative · entry 2 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,511 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.41 - $70.53, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:10 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionCommon Stock | 40,755 | $30.70 | $1,251,178.50 |
DisclosureSEC source: 0001126328-17-000299 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:49 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 7.1 | $70.52 | $500.69 |
DisclosureSEC source: 0001126328-17-000297 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,229.1 Underlying: Common Stock · 7.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 14:04 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,905 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0001126328-17-000293 · edgar.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,905 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 14:04 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 18,905 | $70.07 | $1,324,673.35 |
DisclosureSEC source: 0001126328-17-000293 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,210 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 - $70.24, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,477 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 14:04 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 18,905 | $22.21 | $419,880.05 |
DisclosureSEC source: 0001126328-17-000293 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016. F2 · balance_after: Includes 1,477 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 14:02 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,080 | $0.00 Strike: $60.10 | $0.00 |
DisclosureSEC source: 0001126328-17-000292 · edgar.xml · derivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,080 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2015. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 14:02 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
SaleCommon Stock | 37,080 | $70.05 | $2,597,454.00 |
DisclosureSEC source: 0001126328-17-000292 · edgar.xml · nonDerivative · entry 2 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,640 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2015. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 - $70.26, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 14:02 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 37,080 | $60.10 | $2,228,508.00 |
DisclosureSEC source: 0001126328-17-000292 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2015. F2 · balance_after: Includes 3,258 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 19:35 UTC |
MCCAUGHAN JAMES PPresident - Global Asset Mgmt.
|
Tax withholdingCommon Stock | 22,725 | $68.65 | $1,560,071.25 |
DisclosureSEC source: 0001126328-17-000291 · edgar.xml · nonDerivative · entry 1 MCCAUGHAN JAMES P · CIK 0001196954 · President - Global Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,823 F1 · balance_after: Includes 10,711 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 19:33 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
Tax withholdingCommon Stock | 9,761 | $68.65 | $670,092.65 |
DisclosureSEC source: 0001126328-17-000290 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,319 F1 · balance_after: Includes 7,987 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:34 UTC |
Everett Nora MaryPresident - RIS
|
GiftCommon Stock | 731 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000289 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,010 F1 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 22:01 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6.2 | $68.64 | $425.57 |
DisclosureSEC source: 0001126328-17-000288 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,674.4 Underlying: Common Stock · 6.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:45 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 7.3 | $68.64 | $501.07 |
DisclosureSEC source: 0001126328-17-000287 · edgar.xml · derivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,660.5 Underlying: Common Stock · 7.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:44 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 21.9 | $68.64 | $1,503.22 |
DisclosureSEC source: 0001126328-17-000286 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048 Underlying: Common Stock · 21.9 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:43 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 29.1 | $68.64 | $1,997.42 |
DisclosureSEC source: 0001126328-17-000285 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,443.1 Underlying: Common Stock · 29.1 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 20:41 UTC |
FERRO DENNIS HDirector
|
GrantPhantom Stock Units · Derivative | 14.6 | $68.64 | $1,002.14 |
DisclosureSEC source: 0001126328-17-000284 · edgar.xml · derivative · entry 1 FERRO DENNIS H · CIK 0001244747 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,222 Underlying: Common Stock · 14.6 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 16:54 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000283 · edgar.xml · nonDerivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,808 F1 · balance_after: Includes 12,411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 07, 2017 Filed Nov 13, 2017 14:39 UTC |
HELTON SANDRA LDirector
|
GiftCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000280 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,754 Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 21:46 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6.2 | $68.32 | $423.58 |
DisclosureSEC source: 0001126328-17-000278 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,668.2 Underlying: Common Stock · 6.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| November 02, 2017 Filed Nov 7, 2017 21:34 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GiftCommon Stock | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000279 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,511 F1 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 18:02 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000271 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082 F1 · price: Grant of restricted stock units. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 17:57 UTC |
Dunbar Timothy MarkEVP & Chief Investment Officer
|
GrantPhantom Stock Units · Derivative | 6.3 | $67.75 | $426.83 |
DisclosureSEC source: 0001126328-17-000263 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662 Underlying: Common Stock · 6.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:20 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,297 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000261 · edgar.xml · derivative · entry 3 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,297 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:20 UTC |
Everett Nora MaryPresident - RIS
|
SaleCommon Stock | 1,297 | $68.00 | $88,196.00 |
DisclosureSEC source: 0001126328-17-000261 · edgar.xml · nonDerivative · entry 2 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,741 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:20 UTC |
Everett Nora MaryPresident - RIS
|
Exercise / conversionCommon Stock | 1,297 | $34.26 | $44,435.22 |
DisclosureSEC source: 0001126328-17-000261 · edgar.xml · nonDerivative · entry 1 Everett Nora Mary · CIK 0001636094 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. F2 · balance_after: Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:21 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,588 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000262 · edgar.xml · derivative · entry 5 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,588 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:21 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
SaleCommon Stock | 10,588 | $68.01 | $720,089.88 |
DisclosureSEC source: 0001126328-17-000262 · edgar.xml · nonDerivative · entry 2 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,911 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 - $68.09, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:21 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
Exercise / conversionCommon Stock | 10,588 | $34.26 | $362,744.88 |
DisclosureSEC source: 0001126328-17-000262 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017. F2 · balance_after: Includes 8,109 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 81,865 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0001126328-17-000260 · edgar.xml · derivative · entry 7 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,865 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 21:19 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,103 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-17-000260 · edgar.xml · derivative · entry 6 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,103 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.