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PFE

PFIZER INC

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2863
SEC CIK
0000078003
Parsed reports
4,941

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202631
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 110,626 $36.80 $4,071,036.80
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · nonDerivative · entry 5

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,879

F5 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F6 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 22,314 $34.72 $774,742.08
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · nonDerivative · entry 4

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,505

F4 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 12,485 $34.72 $433,479.20
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · nonDerivative · entry 3

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,819

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
GrantCommon Stock 45,566 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · nonDerivative · entry 2

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,304

F2 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:32 UTC
YOUNG JOHN DGroup President
Exercise / conversionCommon Stock 144,928 $34.59 $5,013,059.52
Disclosure

SEC source: 0001225208-20-003804 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Tax withholdingCommon Stock 8,104 $34.72 $281,370.88
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,322

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC
MACKENZIE ALEXANDER RExecutive Vice President
Tax withholdingCommon Stock 7,984 $34.72 $277,204.48
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,426

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC
MACKENZIE ALEXANDER RExecutive Vice President
GrantCommon Stock 17,087 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,410

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC
MACKENZIE ALEXANDER RExecutive Vice President
GrantCommon Stock 21,202 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,323

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 23, 2020 Filed Feb 25, 2020 23:03 UTC
Hwang AngelaGroup President
Tax withholdingCommon Stock 1,409 $35.72 $50,329.48
Disclosure

SEC source: 0001225208-20-003500 · doc4.xml · nonDerivative · entry 1

Hwang Angela · CIK 0001725474 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,977

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 21, 2020.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 23:03 UTC
GOETTLER MICHAELGroup President
Tax withholdingCommon Stock 2,116 $35.72 $75,583.52
Disclosure

SEC source: 0001225208-20-003502 · doc4.xml · nonDerivative · entry 1

GOETTLER MICHAEL · CIK 0001745691 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,428

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 21, 2020.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 23:03 UTC
ROGERS DAWNExecutive Vice President
Tax withholdingCommon Stock 1,015 $35.72 $36,255.80
Disclosure

SEC source: 0001225208-20-003501 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,898

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 21, 2020.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 23:29 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
Tax withholdingCommon Stock 1,574 $35.72 $56,223.28
Disclosure

SEC source: 0001225208-20-003503 · doc4.xml · nonDerivative · entry 1

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,041

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 21, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:40 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 760 $36.93 $28,066.80
Disclosure

SEC source: 0001225208-20-002406 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,550

Underlying: Common Stock · 760 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:40 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 177 $36.93 $6,536.61
Disclosure

SEC source: 0001225208-20-002407 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,332

Underlying: Common Stock · 177 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:40 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 2,246 $36.93 $82,944.78
Disclosure

SEC source: 0001225208-20-002408 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,551

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:40 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 576 $36.93 $21,271.68
Disclosure

SEC source: 0001225208-20-002409 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,483

Underlying: Common Stock · 576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:38 UTC
Fonseca LidiaExecutive Vice President
Tax withholdingCommon Stock 6,043 $37.24 $225,041.32
Disclosure

SEC source: 0001225208-20-001563 · doc4.xml · nonDerivative · entry 1

Fonseca Lidia · CIK 0001454944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,310

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
January 30, 2020 Filed Jan 31, 2020 13:06 UTC PurchaseCommon Stock 1,000 $37.00 $36,996.60
Disclosure

SEC source: 0001225208-20-001364 · doc4.xml · nonDerivative · entry 1

Gottlieb Scott · CIK 0001411359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
January 09, 2020 Filed Jan 10, 2020 20:47 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 46 $38.89 $1,788.94
Disclosure

SEC source: 0001225208-20-000708 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,004

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 20:47 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 18 $38.89 $700.02
Disclosure

SEC source: 0001225208-20-000709 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 20:47 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 217 $38.89 $8,439.13
Disclosure

SEC source: 0001225208-20-000710 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185

Underlying: Common Stock · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 20:47 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 36 $38.89 $1,400.04
Disclosure

SEC source: 0001225208-20-000711 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,429

Underlying: Common Stock · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:48 UTC
BOURLA ALBERTDirector · Chairman & CEO
GrantPhantom Stock Units SSP · Derivative 26 $39.18 $1,018.68
Disclosure

SEC source: 0001225208-20-000017 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,952

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:48 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $39.18 $156.72
Disclosure

SEC source: 0001225208-20-000018 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,082

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:48 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 48 $39.18 $1,880.64
Disclosure

SEC source: 0001225208-20-000019 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,967

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:48 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $39.18 $430.98
Disclosure

SEC source: 0001225208-20-000020 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,390

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:36 UTC GrantPhantom Stock Units · Derivative 1,100.689 $39.18 $43,125.00
Disclosure

SEC source: 0001225208-20-000054 · doc4.xml · derivative · entry 1

Echevarria Joseph · CIK 0001633137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,971.518

Underlying: Common Stock · 1,100.689 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:36 UTC GrantPhantom Stock Units · Derivative 877.361 $39.18 $34,375.00
Disclosure

SEC source: 0001225208-20-000055 · doc4.xml · derivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,337.58

Underlying: Common Stock · 877.361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:36 UTC GrantPhantom Stock Units · Derivative 1,196.401 $39.18 $46,874.99
Disclosure

SEC source: 0001225208-20-000056 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,926.777

Underlying: Common Stock · 1,196.401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:36 UTC GrantPhantom Stock Units · Derivative 1,068.881 $39.18 $41,878.76
Disclosure

SEC source: 0001225208-20-000057 · doc4.xml · derivative · entry 1

SMITH JAMES C · CIK 0001611777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,717.217

Underlying: Common Stock · 1,068.881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
December 29, 2019 Filed Dec 31, 2019 14:24 UTC
YOUNG JOHN DGroup President
Tax withholdingCommon Stock 9,676 $39.32 $380,460.32
Disclosure

SEC source: 0001225208-19-016123 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,149

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
December 16, 2019 Filed Dec 16, 2019 23:09 UTC
YOUNG JOHN DGroup President
GiftCommon Stock 1,280 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015862 · doc4.xml · nonDerivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,825

Read SEC document
December 13, 2019 Filed Dec 16, 2019 23:09 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $38.33 $421.63
Disclosure

SEC source: 0001225208-19-015862 · doc4.xml · derivative · entry 4

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,393

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 23:10 UTC
BOURLA ALBERTDirector · Chief Executive Officer
GrantPhantom Stock Units SSP · Derivative 26 $38.33 $996.58
Disclosure

SEC source: 0001225208-19-015863 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,951

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 23:10 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $38.33 $153.32
Disclosure

SEC source: 0001225208-19-015864 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,080

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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December 13, 2019 Filed Dec 16, 2019 23:10 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 49 $38.33 $1,878.17
Disclosure

SEC source: 0001225208-19-015865 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,923

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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November 29, 2019 Filed Dec 3, 2019 15:44 UTC
Hwang AngelaGroup President
GiftCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015129 · doc4.xml · nonDerivative · entry 1

Hwang Angela · CIK 0001725474 · Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,532

Read SEC document
November 29, 2019 Filed Dec 3, 2019 15:44 UTC
BOURLA ALBERTDirector · Chief Executive Officer
GrantPhantom Stock Units SSP · Derivative 26 $38.52 $1,001.52
Disclosure

SEC source: 0001225208-19-015130 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,920

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 15:44 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $38.52 $154.08
Disclosure

SEC source: 0001225208-19-015131 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,076

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 15:44 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 49 $38.52 $1,887.48
Disclosure

SEC source: 0001225208-19-015132 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,873

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 15:44 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $38.52 $423.72
Disclosure

SEC source: 0001225208-19-015133 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,379

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 27, 2019 Filed Dec 3, 2019 20:39 UTC
CANGIALOSI LORETTA VSr. Vice President, Controller
GiftCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-015164 · doc4.xml · nonDerivative · entry 1

CANGIALOSI LORETTA V · CIK 0001174449 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,435

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:19 UTC
BOURLA ALBERTDirector · Chief Executive Officer
GrantPhantom Stock Units SSP · Derivative 27 $37.28 $1,006.56
Disclosure

SEC source: 0001225208-19-014630 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,929

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:20 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $37.28 $149.12
Disclosure

SEC source: 0001225208-19-014631 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,074

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:20 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 50 $37.28 $1,864.00
Disclosure

SEC source: 0001225208-19-014632 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 22:20 UTC
YOUNG JOHN DGroup President
GrantPhantom Stock Units SSP · Derivative 11 $37.28 $410.08
Disclosure

SEC source: 0001225208-19-014633 · doc4.xml · derivative · entry 1

YOUNG JOHN D · CIK 0001551792 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,390

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 19:56 UTC
BOURLA ALBERTDirector · Chief Executive Officer
GrantPhantom Stock Units SSP · Derivative 26 $38.37 $997.62
Disclosure

SEC source: 0001225208-19-013983 · doc4.xml · derivative · entry 1

BOURLA ALBERT · CIK 0001595703 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,199

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 19:56 UTC
JOHNSON RADY AExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 4 $38.37 $153.48
Disclosure

SEC source: 0001225208-19-013984 · doc4.xml · derivative · entry 1

JOHNSON RADY A · CIK 0001594762 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,021

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 19:56 UTC
ROGERS DAWNExecutive Vice President
GrantPhantom Stock Units SSP · Derivative 49 $38.37 $1,880.13
Disclosure

SEC source: 0001225208-19-013985 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.