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MACKENZIE ALEXANDER R

Disclosed activity across 1 company

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15546
SEC CIK
0001678459

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PFIZER INCPFE · Entity 2863Executive Vice PresidentDecember 02, 2021December 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PFIZER INC

Report date December 02, 2021 · Filed December 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect87,280 Reported balance After 2021-12-02 transaction · row 1
1 source row

Row 1 · 2021-12-02 · Sale · Disposed 41,360 · Balance 87,280

Common StockSEC Table I · non-derivativeIndirectBy Rule 16b-3 Plan10,349 Reported balance Holding disclosure · report date 2021-12-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,349

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2021 Filed Dec 6, 2021 22:18 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 41,360 $54.26 $2,244,193.60
Disclosure

SEC source: 0001225208-21-014513 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,280

Read SEC document
February 27, 2021 Filed Mar 2, 2021 22:59 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 29,838 $0.00 Strike: $22.35 $0.00
Disclosure

SEC source: 0001225208-21-004321 · doc4.xml · derivative · entry 5

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,838 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 22:59 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 18,919 $34.64 $655,354.16
Disclosure

SEC source: 0001225208-21-004321 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,607

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 22:59 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 5,812 $33.49 $194,643.88
Disclosure

SEC source: 0001225208-21-004321 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,526

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

F3 · price: Price is the closing price of Pfizer common stock on February 26, 2021.

Read SEC document
February 27, 2021 Filed Mar 2, 2021 22:59 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 29,838 $22.35 $666,879.30
Disclosure

SEC source: 0001225208-21-004321 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:05 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 72,820 $0.00 Strike: $33.82 $0.00
Disclosure

SEC source: 0001225208-21-004053 · doc4.xml · derivative · entry 5

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,820

Underlying: Common Stock · 72,820 shares

Expires 2028-02-25

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:05 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 84,279 $0.00 Strike: $33.82 $0.00
Disclosure

SEC source: 0001225208-21-004053 · doc4.xml · derivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,279

Underlying: Common Stock · 84,279 shares

Expires 2026-02-25

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:05 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 14,227 $33.82 $481,157.14
Disclosure

SEC source: 0001225208-21-004053 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,500

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:05 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 26,732 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004053 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,727

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 37,934 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · derivative · entry 5

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,934 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 19,597 $36.45 $714,310.65
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,899

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 9,760 $33.42 $326,179.20
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,496

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 37,934 $27.37 $1,038,253.58
Disclosure

SEC source: 0001225208-20-004025 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:34 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 87,581 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · derivative · entry 7

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,581

Underlying: Common Stock · 87,581 shares

Expires 2027-02-27

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:34 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 102,221 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · derivative · entry 6

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,221

Underlying: Common Stock · 102,221 shares

Expires 2025-02-27

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 8,104 $34.72 $281,370.88
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,322

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 7,984 $34.72 $277,204.48
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,426

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 17,087 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,410

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:34 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 21,202 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003805 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,323

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
June 20, 2019 Filed Jun 21, 2019 20:08 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 30,000 $44.00 $1,320,000.00
Disclosure

SEC source: 0001225208-19-009502 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,094

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 2,215 $42.88 $94,979.20
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 23

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,094

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 1,581 $42.90 $67,824.90
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 22

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,309

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 1,230 $42.80 $52,644.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 21

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,890

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 1,134 $42.85 $48,591.90
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 20

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,120

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 1,100 $42.82 $47,102.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 19

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,254

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 800 $42.79 $34,232.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 18

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,354

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 713 $42.84 $30,544.92
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 17

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,154

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 703 $42.81 $30,095.43
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 16

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,867

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 658 $42.83 $28,182.14
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 15

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,570

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 623 $42.91 $26,732.93
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 14

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,228

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 600 $42.76 $25,656.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 13

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,851

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 600 $42.77 $25,662.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 12

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,451

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 560 $42.89 $24,018.40
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 11

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,051

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 555 $42.87 $23,792.85
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 10

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,611

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 547 $42.86 $23,444.42
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 9

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,166

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 300 $42.78 $12,834.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 8

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,713

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 294 $42.67 $12,544.98
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 7

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,013

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 200 $42.59 $8,518.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 6

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,307

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 152 $42.92 $6,523.84
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 5

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,507

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 128 $42.60 $5,452.80
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,659

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 107 $42.61 $4,559.27
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,787

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 100 $42.74 $4,274.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,894

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 19:05 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 100 $42.93 $4,293.00
Disclosure

SEC source: 0001225208-19-006048 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,994

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2019.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:37 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 60,846 $0.00 Strike: $43.35 $0.00
Disclosure

SEC source: 0001225208-19-004216 · doc4.xml · derivative · entry 5

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,846

Underlying: Common Stock · 60,846 shares

Expires 2026-02-28

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:37 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 72,201 $0.00 Strike: $43.35 $0.00
Disclosure

SEC source: 0001225208-19-004216 · doc4.xml · derivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,201

Underlying: Common Stock · 72,201 shares

Expires 2024-02-28

F3 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F3 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 27, 2019 Filed Mar 2, 2019 00:37 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 10,882 $42.93 $467,164.26
Disclosure

SEC source: 0001225208-19-004216 · doc4.xml · nonDerivative · entry 2

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,086

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2019 Filed Mar 2, 2019 00:37 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 20,446 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004216 · doc4.xml · nonDerivative · entry 1

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,968

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 25, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 2,759 $43.08 $118,857.72
Disclosure

SEC source: 0001225208-19-003772 · doc4.xml · nonDerivative · entry 4

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,522

F6 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

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February 23, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 41,615 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001225208-19-003772 · doc4.xml · derivative · entry 6

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,615 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2019 Filed Feb 27, 2019 00:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 12,958 $41.91 $543,069.78
Disclosure

SEC source: 0001225208-19-003772 · doc4.xml · nonDerivative · entry 3

MACKENZIE ALEXANDER R · CIK 0001678459 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,281

F4 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F5 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.