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ROGERS DAWN

Disclosed activity across 2 companies

Tapewire entity
15810
SEC CIK
0001742308

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594DirectorAugust 04, 2026August 06, 2026
PFIZER INCPFE · Entity 2863Executive Vice PresidentJune 15, 2020June 16, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date August 04, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect79,300 Reported balance After 2026-08-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-04 · Grant · Acquired 21,800 · Balance 79,300

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

PFIZER INC

Report date June 15, 2020 · Filed June 16, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock Units SSPSEC Table II · derivative / convertible securityDirect16,087 Reported balance After 2020-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-15 · Grant · Acquired 60 · Balance 16,087

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 6, 2026 20:44 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 21,800 $0.00 $0.00
Disclosure

SEC source: 0001688568-26-000074 · wk-form4_1786049081.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,300

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2027 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 22:00 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 18,100 $0.00 $0.00
Disclosure

SEC source: 0001688568-25-000075 · wk-form4_1754604001.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,500

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the 2026 annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 22:20 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 12,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-24-000083 · wk-form4_1723760417.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,400

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 07, 2023 Filed Aug 10, 2023 00:04 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001688568-23-000094 · wk-form4_1691625648.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,100

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 22:55 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 6,300 $0.00 $0.00
Disclosure

SEC source: 0001688568-22-000053 · wf-form4_165948090638549.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 21:33 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 5,600 $0.00 $0.00
Disclosure

SEC source: 0001688568-21-000073 · wf-form4_162984078022076.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:25 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001688568-21-000021 · wf-form4_161886752023831.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:52 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 60 $33.36 $2,001.60
Disclosure

SEC source: 0001225208-20-009046 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,087

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 20:53 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 52 $38.19 $1,985.88
Disclosure

SEC source: 0001225208-20-008380 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:38 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 53 $37.76 $2,001.28
Disclosure

SEC source: 0001225208-20-008012 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,949

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 30, 2020 Filed May 1, 2020 19:56 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 52 $38.36 $1,994.72
Disclosure

SEC source: 0001225208-20-006949 · doc4.xml · derivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,737

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 29, 2020 Filed May 1, 2020 19:56 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 13,000 $38.13 $495,690.00
Disclosure

SEC source: 0001225208-20-006949 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,823

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:58 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 56 $35.97 $2,014.32
Disclosure

SEC source: 0001225208-20-006513 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,692

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 20:49 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 862 $34.60 $29,825.20
Disclosure

SEC source: 0001225208-20-006300 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,644

Underlying: Common Stock · 862 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 22:58 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 57 $32.64 $1,860.48
Disclosure

SEC source: 0001225208-20-005802 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,788

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:25 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 1,158 $32.71 $37,878.18
Disclosure

SEC source: 0001225208-20-005149 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,729

Underlying: Common Stock · 1,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 17,824 $0.00 Strike: $27.37 $0.00
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · derivative · entry 5

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,824 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 9,208 $36.45 $335,631.60
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · nonDerivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,823

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 3,014 $33.42 $100,727.88
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · nonDerivative · entry 2

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,031

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 17:54 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 17,824 $27.37 $487,842.88
Disclosure

SEC source: 0001225208-20-004026 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 59,117 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · derivative · entry 8

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,117

Underlying: Common Stock · 59,117 shares

Expires 2027-02-27

F9 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F9 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 27, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 68,999 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · derivative · entry 7

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,999

Underlying: Common Stock · 68,999 shares

Expires 2025-02-27

F8 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F8 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 15,097 $0.00 Strike: $34.59 $0.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · derivative · entry 6

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,097 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 2,374 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · derivative · entry 5

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,192

Underlying: Common Stock · 2,374 shares

Expires not disclosed

F5 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F6 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon) which have been deferred into the Pfizer Inc. Deferred Compensation Plan.

F7 · derivative.exercise_date: The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F7 · derivative.expiration_date: The units, held under the Deferred Compensation Plan, are paid in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 11,524 $36.80 $424,083.20
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · nonDerivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,221

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 1,250 $34.72 $43,400.00
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · nonDerivative · entry 2

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,745

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 26, 2020 Filed Feb 29, 2020 00:28 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 15,097 $34.59 $522,205.23
Disclosure

SEC source: 0001225208-20-003802 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
February 23, 2020 Filed Feb 25, 2020 23:03 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 1,015 $35.72 $36,255.80
Disclosure

SEC source: 0001225208-20-003501 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,898

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 21, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:40 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 2,246 $36.93 $82,944.78
Disclosure

SEC source: 0001225208-20-002408 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,551

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 20:47 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 217 $38.89 $8,439.13
Disclosure

SEC source: 0001225208-20-000710 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185

Underlying: Common Stock · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 17:48 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 48 $39.18 $1,880.64
Disclosure

SEC source: 0001225208-20-000019 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,967

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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December 13, 2019 Filed Dec 16, 2019 23:10 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 49 $38.33 $1,878.17
Disclosure

SEC source: 0001225208-19-015865 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,923

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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November 29, 2019 Filed Dec 3, 2019 15:44 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 49 $38.52 $1,887.48
Disclosure

SEC source: 0001225208-19-015132 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,873

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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November 15, 2019 Filed Nov 18, 2019 22:20 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 50 $37.28 $1,864.00
Disclosure

SEC source: 0001225208-19-014632 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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October 31, 2019 Filed Nov 1, 2019 19:56 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 49 $38.37 $1,880.13
Disclosure

SEC source: 0001225208-19-013985 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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October 15, 2019 Filed Oct 18, 2019 00:42 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 51 $36.50 $1,861.50
Disclosure

SEC source: 0001225208-19-013592 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,628

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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October 09, 2019 Filed Oct 10, 2019 21:40 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 236 $35.69 $8,422.84
Disclosure

SEC source: 0001225208-19-013318 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578

Underlying: Common Stock · 236 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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September 30, 2019 Filed Oct 1, 2019 21:48 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 52 $35.93 $1,868.36
Disclosure

SEC source: 0001225208-19-012944 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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September 13, 2019 Filed Sep 16, 2019 20:33 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 51 $36.91 $1,882.41
Disclosure

SEC source: 0001225208-19-012551 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,287

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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August 30, 2019 Filed Sep 3, 2019 22:00 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 53 $35.55 $1,884.15
Disclosure

SEC source: 0001225208-19-012055 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,240

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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August 15, 2019 Filed Aug 16, 2019 20:04 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 54 $34.48 $1,861.92
Disclosure

SEC source: 0001225208-19-011539 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,192

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 20:28 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 48 $38.84 $1,864.32
Disclosure

SEC source: 0001225208-19-010825 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,024

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 23:07 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 44 $42.75 $1,881.00
Disclosure

SEC source: 0001225208-19-010260 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,970

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 00:05 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 192 $44.06 $8,459.52
Disclosure

SEC source: 0001225208-19-010203 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,924

Underlying: Common Stock · 192 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 23:44 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 43 $43.32 $1,862.76
Disclosure

SEC source: 0001225208-19-009711 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,733

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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June 14, 2019 Filed Jun 17, 2019 22:19 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 44 $42.76 $1,881.44
Disclosure

SEC source: 0001225208-19-009334 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,691

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 01:34 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 45 $41.52 $1,868.40
Disclosure

SEC source: 0001225208-19-008750 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,652

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
May 15, 2019 Filed May 17, 2019 19:49 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 46 $41.15 $1,892.90
Disclosure

SEC source: 0001225208-19-008148 · doc4.xml · derivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,608

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
April 30, 2019 Filed May 1, 2019 19:47 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 46 $40.61 $1,868.06
Disclosure

SEC source: 0001225208-19-007453 · doc4.xml · derivative · entry 3

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,481

Underlying: Common Stock · 46 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F3 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F3 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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April 29, 2019 Filed May 1, 2019 19:47 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 4,255 $39.59 $168,455.45
Disclosure

SEC source: 0001225208-19-007453 · doc4.xml · nonDerivative · entry 1

ROGERS DAWN · CIK 0001742308 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,665

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.