Last 12 months
Inside the activity.
43 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 21 | 0 |
| Dec 2025 | 13 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2021 Filed Sep 10, 2021 21:16 UTC |
DOLAN JOHN FitzgeraldDirector · Chief Business Dev Officer
|
GrantCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-022450 · ownership.xml · nonDerivative · entry 1 DOLAN JOHN Fitzgerald · CIK 0001602553 · Director · Chief Business Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,239 F1 · kind: Represents a grant of restricted stock units, which will vest in three installments, with 1/3 vesting on March 31, 2022, 1/3 vesting on March 31, 2023 and 1/3 vesting on March 31, 2024. F1 · shares: Represents a grant of restricted stock units, which will vest in three installments, with 1/3 vesting on March 31, 2022, 1/3 vesting on March 31, 2023 and 1/3 vesting on March 31, 2024. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 21:18 UTC |
Folkes Robert J.Chief Financial Officer
|
GrantCommon Stock | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-022452 · ownership.xml · nonDerivative · entry 1 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 F1 · kind: Represents a grant of restricted stock units ("RSU's"), which will vest in three installments, with 1/3 vesting on March 31, 2022, 1/3 vesting on March 31, 2023 and 1/3 vesting on March 31, 2024. F1 · shares: Represents a grant of restricted stock units ("RSU's"), which will vest in three installments, with 1/3 vesting on March 31, 2022, 1/3 vesting on March 31, 2023 and 1/3 vesting on March 31, 2024. F2 · balance_after: Represents 13,000 shares held directly by the Reporting Person, 54,000 RSU's granted on September 9, 2021 and 34,000 RSU's, previously reported by the Reporting Person on a Form 3 filed on May 3, 2021. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:41 UTC |
Rudelius Robert JamesDirector
|
Exercise / conversionWarrants · Derivative | 1,594 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001493152-21-021990 · ownership.xml · derivative · entry 2 Rudelius Robert James · CIK 0001403679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,594 shares Expires 2025-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 18:41 UTC |
Rudelius Robert JamesDirector
|
Exercise / conversionCommon Stock | 1,594 | $1.27 | $2,030.76 |
DisclosureSEC source: 0001493152-21-021990 · ownership.xml · nonDerivative · entry 1 Rudelius Robert James · CIK 0001403679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:53 UTC |
Folkes Robert J.Chief Financial Officer
|
PurchaseCommon Stock | 2,147 | $3.95 | $8,480.65 |
DisclosureSEC source: 0001493152-21-022076 · ownership.xml · nonDerivative · entry 6 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:53 UTC |
Folkes Robert J.Chief Financial Officer
|
PurchaseCommon Stock | 1,843 | $3.94 | $7,261.42 |
DisclosureSEC source: 0001493152-21-022076 · ownership.xml · nonDerivative · entry 5 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,853 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:53 UTC |
Folkes Robert J.Chief Financial Officer
|
PurchaseCommon Stock | 100 | $3.93 | $393.00 |
DisclosureSEC source: 0001493152-21-022076 · ownership.xml · nonDerivative · entry 4 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:53 UTC |
Folkes Robert J.Chief Financial Officer
|
PurchaseCommon Stock | 10 | $3.90 | $39.00 |
DisclosureSEC source: 0001493152-21-022076 · ownership.xml · nonDerivative · entry 3 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,910 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:53 UTC |
Folkes Robert J.Chief Financial Officer
|
PurchaseCommon Stock | 5,895 | $3.89 | $22,931.55 |
DisclosureSEC source: 0001493152-21-022076 · ownership.xml · nonDerivative · entry 2 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,900 Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 16:53 UTC |
Folkes Robert J.Chief Financial Officer
|
PurchaseCommon Stock | 5 | $3.74 | $18.70 |
DisclosureSEC source: 0001493152-21-022076 · ownership.xml · nonDerivative · entry 1 Folkes Robert J. · CIK 0001649532 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,005 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 14:58 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 700 | $2.61 | $1,826.44 |
DisclosureSEC source: 0001493152-21-021319 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,884 Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 14:58 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 1,300 | $2.70 | $3,510.00 |
DisclosureSEC source: 0001493152-21-021319 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,184 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 19:41 UTC |
Masters David B.Director
|
GrantCommon Stock Warrant · Derivative | 43,556 | $0.01 Strike: $5.63 | $435.56 |
DisclosureSEC source: 0001493152-21-020105 · ownership.xml · derivative · entry 2 Masters David B. · CIK 0001602551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,556 Underlying: Common Stock · 43,556 shares Expires 2026-08-13 F1 · kind: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020. F1 · price: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 19:41 UTC |
Masters David B.Director
|
GrantCommon Stock | 43,556 | $4.49 | $195,566.44 |
DisclosureSEC source: 0001493152-21-020105 · ownership.xml · nonDerivative · entry 1 Masters David B. · CIK 0001602551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,393 F1 · kind: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020. F1 · price: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020. Read SEC document |
| August 13, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
PurchaseWarrants · Derivative | 4,000 | $4.50 Strike: $5.63 | $18,000.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · derivative · entry 7 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2026-08-10 F1 · price: Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions. Read SEC document |
| August 13, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
PurchaseCommon Stock | 4,000 | $4.50 | $18,000.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 6 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 14,575 F1 · price: Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC |
Martin James RudolphDirector
|
GrantCommon Stock Warrant · Derivative | 2,500 | $0.01 Strike: $5.63 | $25.00 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · derivative · entry 6 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17.3 Underlying: Common Stock · 2,500 shares Expires 2026-08-10 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC |
Martin James RudolphDirector
|
GrantCommon Stock Warrant · Derivative | 11,000 | $0.98 Strike: $5.63 | $10,799.80 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · derivative · entry 5 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 Underlying: Common Stock · 11,000 shares Expires 2026-08-10 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC |
Martin James RudolphDirector
|
GrantCommon Stock Warrant · Derivative | 800 | $0.96 Strike: $5.63 | $768.00 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · derivative · entry 4 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,800 Underlying: Common Stock · 800 shares Expires 2026-08-10 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC |
Martin James RudolphDirector
|
GrantCommon Stock Warrant · Derivative | 3,000 | $0.97 Strike: $5.63 | $2,909.40 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · derivative · entry 3 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2026-08-10 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 2,500 | $4.49 | $11,225.00 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · nonDerivative · entry 2 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,884 Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 14:41 UTC |
Martin James RudolphDirector
|
PurchaseCommon Stock | 5,000 | $3.48 | $17,424.00 |
DisclosureSEC source: 0001493152-21-019654 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,384 Read SEC document |
| July 22, 2021 Filed Jul 22, 2021 20:59 UTC |
Masters David B.Director
|
OtherCommon Stock | 452,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-017555 · ownership.xml · nonDerivative · entry 1 Masters David B. · CIK 0001602551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,657 F1 · kind: Transfer to Ex-Wife pursuant to Divorce Decree Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:29 UTC |
Deming David DonDirector
|
PurchaseCommon Stock | 800 | $7.00 | $5,600.00 |
DisclosureSEC source: 0001493152-21-013630 · ownership.xml · nonDerivative · entry 1 Deming David Don · CIK 0001753635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,112 Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:07 UTC | PurchaseCommon Stock | 3,000 | $7.00 | $21,000.00 |
DisclosureSEC source: 0001493152-21-013338 · ownership.xml · nonDerivative · entry 1 Folkes Robert J. · CIK 0001649532 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
|
| May 26, 2021 Filed May 28, 2021 16:15 UTC |
Lai JohnDirector · CEO · 10% owner
|
ConversionCommon Stock Warrant · Derivative | 42,188 | Not disclosed Strike: $1.33 | Not disclosed |
DisclosureSEC source: 0001493152-21-013168 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,817 Underlying: Common Stock · 42,188 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 36,915 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:15 UTC |
Lai JohnDirector · CEO · 10% owner
|
Exercise / conversionCommon Stock | 36,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-013168 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 36,915 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| May 10, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
SaleCommon Stock | 950 | $8.55 | $8,122.50 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 5 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,575 Read SEC document |
| May 10, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
SaleCommon Stock | 271 | $8.50 | $2,303.50 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 4 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 11,525 Read SEC document |
| May 05, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
SaleCommon Stock | 2,115 | $7.75 | $16,391.25 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 3 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 11,796 Read SEC document |
| May 04, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
SaleCommon Stock | 90 | $8.70 | $783.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 2 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 13,911 Read SEC document |
| May 04, 2021 Filed Nov 2, 2021 23:28 UTC |
Johnson Scott MitchellDirector
|
SaleCommon Stock | 100 | $8.85 | $885.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 14,001 Read SEC document |
| April 24, 2021 Filed May 26, 2021 16:04 UTC |
Martin James JosephDirector
|
PurchaseCommon Stock | 3,000 | $7.00 | $21,000.00 |
DisclosureSEC source: 0001493152-21-012958 · ownership.xml · nonDerivative · entry 1 Martin James Joseph · CIK 0001510224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,384 Read SEC document |
| March 12, 2021 Filed Apr 5, 2021 15:43 UTC |
Martin James JosephDirector
|
OtherCommon Stock Warrant · Derivative | 1,117 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001493152-21-007962 · ownership.xml · derivative · entry 4 Martin James Joseph · CIK 0001510224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 1,117 shares Expires 2025-06-30 Read SEC document |
| March 12, 2021 Filed Apr 5, 2021 15:43 UTC |
Martin James JosephDirector
|
OtherCommon Stock Warrant · Derivative | 1,227 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001493152-21-007962 · ownership.xml · derivative · entry 3 Martin James Joseph · CIK 0001510224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,617 Underlying: Common Stock · 1,227 shares Expires 2025-03-31 Read SEC document |
| March 12, 2021 Filed Apr 5, 2021 15:43 UTC |
Martin James JosephDirector
|
OtherCommon Stock Warrant · Derivative | 1,103 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001493152-21-007962 · ownership.xml · derivative · entry 2 Martin James Joseph · CIK 0001510224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,844 Underlying: Common Stock · 1,103 shares Expires 2024-12-31 Read SEC document |
| March 12, 2021 Filed Apr 5, 2021 15:43 UTC |
Martin James JosephDirector
|
OtherCommon Stock | 3,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-007962 · ownership.xml · nonDerivative · entry 1 Martin James Joseph · CIK 0001510224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,384 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:48 UTC |
Lai JohnDirector · CEO · 10% owner
|
ConversionCommon Stock Warrant · Derivative | 42,188 | Not disclosed Strike: $1.33 | Not disclosed |
DisclosureSEC source: 0001493152-21-000075 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,000 Underlying: Common Stock · 42,188 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 38,516 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:48 UTC |
Lai JohnDirector · CEO · 10% owner
|
Exercise / conversionCommon Stock | 38,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-000075 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 38,516 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 11:07 UTC |
Lai JohnDirector · CEO · 10% owner
|
ConversionCommon Stock Warrant · Derivative | 168,750 | Not disclosed Strike: $0.33 | Not disclosed |
DisclosureSEC source: 0001493152-20-020269 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,752 Underlying: Common Stock · 168,750 shares Expires 2020-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 168,750 warrants for common stock with an exercise & conversion price of $.33 per share into 129,387 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 11:07 UTC |
Lai JohnDirector · CEO · 10% owner
|
Exercise / conversionCommon Stock | 129,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020269 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,330,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 168,750 warrants for common stock with an exercise & conversion price of $.33 per share into 129,387 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 16:13 UTC |
Martin James RudolphDirector
|
GrantCommon Stock | 37,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018182 · ownership.xml · nonDerivative · entry 1 Martin James Rudolph · CIK 0001779818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,744 F1 · price: The Company's Board of Directors granted James Martin 37,205 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 17:50 UTC |
Rudelius Robert JamesDirector
|
GrantCommon Stock | 42,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018145 · ownership.xml · nonDerivative · entry 1 Rudelius Robert James · CIK 0001403679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,363 F1 · price: The Company's Board of Directors granted Robert Rudelius 42,509 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 14:28 UTC |
CASH GREGORY DDirector
|
GrantCommon Stock | 43,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018159 · ownership.xml · nonDerivative · entry 1 CASH GREGORY D · CIK 0001210351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,159 F1 · price: The Company's Board of Directors granted Gregory Cash 43,157 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 18:02 UTC |
Lai JohnDirector · CEO · 10% owner
|
GrantCommon Stock | 134,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018149 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200,846 F1 · price: The Company's Board of Directors granted John Lai 134,479 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 18:49 UTC |
Meyer Randall A.Director
|
GrantCommon Stock | 42,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018168 · ownership.xml · nonDerivative · entry 1 Meyer Randall A. · CIK 0001602552 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167,593 F1 · price: The Company's Board of Directors granted Randall Meyer 42,197 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 18:33 UTC |
Carruth John MichaelChief Financial Officer
|
GrantCommon Stock | 104,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018163 · ownership.xml · nonDerivative · entry 1 Carruth John Michael · CIK 0001778862 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,867 F1 · price: The Company's Board of Directors granted John Carruth 104,867 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 18:29 UTC |
Jasper Joseph WilliamDirector
|
GrantCommon Stock | 36,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018161 · ownership.xml · nonDerivative · entry 1 Jasper Joseph William · CIK 0001753636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,835 F1 · price: The Company's Board of Directors granted Joseph Jasper 36,835 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 17:54 UTC |
Masters David B.Director · 10% owner
|
GrantCommon Stock | 35,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018147 · ownership.xml · nonDerivative · entry 1 Masters David B. · CIK 0001602551 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,456,328 F1 · price: The Company's Board of Directors granted David Masters 35,737 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 17:32 UTC |
Deming David DonDirector
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GrantCommon Stock | 42,848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018143 · ownership.xml · nonDerivative · entry 1 Deming David Don · CIK 0001753635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,248 F1 · price: The Company's Board of Directors granted David Deming 42,848 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.