Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PetVivo Holdings, Inc.PETV · Entity 7591 | Director · Chief Executive Officer | September 09, 2026 | September 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PetVivo Holdings, Inc.
Report date September 09, 2026 · Filed September 11, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,413,163 |
Reported balance
After 2026-09-09 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-09-09 · Grant · Acquired 31,250 · Balance 2,413,163 F1: Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private plaement investment in the Company pursuant to a subscription agreement. |
| Common Stock WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2029-09-09 | Direct | 31,250 |
Reported balance
After 2026-09-08 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2026-09-08 · Conversion · Acquired 31,250 · Balance 31,250 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private plaement investment in the Company pursuant to a subscription agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 11, 2026 15:15 UTC Amendment | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 31,250 | $0.80 | $25,000.00 |
DisclosureSEC source: 0001493152-26-042324 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,413,163 F1 · shares: Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private plaement investment in the Company pursuant to a subscription agreement. Read SEC document |
| September 09, 2026 Filed Sep 10, 2026 10:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 31,250 | $0.78 | $24,375.00 |
DisclosureSEC source: 0001493152-26-042061 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,413,163 F1 · shares: Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement. Read SEC document |
| September 08, 2026 Filed Sep 11, 2026 15:15 UTC Amendment | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 31,250 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001493152-26-042324 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2029-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 10:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 31,250 | Not disclosed Strike: $1.10 | Not disclosed |
DisclosureSEC source: 0001493152-26-042061 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,250 Underlying: Common Stock · 31,250 shares Expires 2029-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the acquisition of restricted common stock and warrants by the Reporting Person in connection with a private placement investment in the Company pursuant to a subscription agreement. Read SEC document |
| July 21, 2026 Filed Jul 22, 2026 23:43 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 75,000 | $0.77 | $57,750.00 |
DisclosureSEC source: 0001493152-26-034278 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 2,381,913 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:59 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 66,421 | $0.72 | $47,823.12 |
DisclosureSEC source: 0001493152-26-024261 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 2,306,913 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 17:19 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 72,282 | $0.69 | $49,874.58 |
DisclosureSEC source: 0001493152-26-009649 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 2,240,492 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 11:05 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 72,500 | $1.05 | $76,125.00 |
DisclosureSEC source: 0001493152-25-027630 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 2,168,210 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. Read SEC document |
| October 23, 2025 Filed Oct 30, 2025 10:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 75,000 | $1.27 | $95,250.00 |
DisclosureSEC source: 0001493152-25-020122 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 2,095,710 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 15:25 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 84,375 | $0.76 | $64,125.00 |
DisclosureSEC source: 0001493152-25-014420 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 2,020,710 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. Read SEC document |
| July 29, 2025 Filed Aug 6, 2025 23:39 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 206,839 | $0.76 | $157,197.64 |
DisclosureSEC source: 0001641172-25-022469 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 1,936,335 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. Read SEC document |
| April 14, 2025 Filed Apr 15, 2025 20:34 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 100,000 | $0.50 | $50,000.00 |
DisclosureSEC source: 0001641172-25-004825 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 1,729,496 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance. Read SEC document |
| January 14, 2025 Filed Jan 16, 2025 21:34 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 225,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-002560 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 1,568,592 F1 · shares: Represents a grant of restricted common stock to the Reporting Person as compensation for the Reporting Person's past performance. F1 · price: Represents a grant of restricted common stock to the Reporting Person as compensation for the Reporting Person's past performance. Read SEC document |
| December 18, 2024 Filed Jan 27, 2025 11:25 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 60,904 | $0.41 | $24,970.64 |
DisclosureSEC source: 0001493152-25-003693 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 1,629,496 F1 · shares: Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance, based on converting a past accrued bonus into common stock. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 23:42 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-037208 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,343,592 F1 · shares: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. F1 · price: Represents a grant of restricted stock units, which vested on the grant date (September 17, 2024), as partial compensation for the Reporting Person's unpaid salary and salary reduction. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 21:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 150,000 | $0.60 | $90,000.00 |
DisclosureSEC source: 0001493152-24-015062 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288,592 F1 · shares: Represents a grant of restricted stock as a bonus for past performance. Read SEC document |
| February 24, 2023 Filed Feb 24, 2023 19:42 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 60,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-005953 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,592 F1 · kind: This award ("Award") was granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan ("2020 Plan") in the form of restricted stock units ("RSU's) which will be settled in shares of the Company's common stock on a one-for-one basis. The Award vests in six equal installments, with 10,100 RSU's vesting on March 1, 2023 and 10,100 RSU's vesting on the first day of each month thereafter such that all RSU's will be fully-vested as of August 1, 2023, subject to Mr. Lai's continued employment with the Issuer through each applicable vesting date. F2 · price: Mr. Lai voluntarily agreed to accept this Award in lieu of receiving cash for his salary payments during the six month period beginning on March 1, 2023 and expiring on August 31, 2023 (the 'Interim Period"). The Compensation Committee calculated the total number of shares to be issued to Mr. Lai by taking (A) Mr. Lai's salary during the Interim Period ($175,000) divided by (B) the volume weighted average closing price of the Issuer's common stock during the 10 day period preceding February 22, 2023 ($2.8878), rounded up to the nearest whole share. F3 · balance_after: Includes 160,600 shares that will be issued over time upon vesting and settlement of RSU's granted to Mr. Lai under the 2020 Plan. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 16:27 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,000 | $2.50 | $2,500.00 |
DisclosureSEC source: 0001493152-22-033463 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,992 Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 17:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,000 | $2.55 | $2,550.00 |
DisclosureSEC source: 0001493152-22-033269 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,992 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 16:43 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 807 | $2.61 | $2,106.27 |
DisclosureSEC source: 0001493152-22-033040 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,992 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 16:43 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 303 | $2.57 | $778.71 |
DisclosureSEC source: 0001493152-22-033040 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,185 Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 14:40 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,066 | $2.44 | $2,600.93 |
DisclosureSEC source: 0001493152-22-032835 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,882 Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 14:40 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 790 | $2.51 | $1,982.90 |
DisclosureSEC source: 0001493152-22-032835 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,816 Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 17:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 34 | $2.54 | $86.36 |
DisclosureSEC source: 0001493152-22-032743 · ownership.xml · nonDerivative · entry 3 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,026 Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 17:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,000 | $2.44 | $2,439.90 |
DisclosureSEC source: 0001493152-22-032743 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,992 Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 17:58 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,000 | $2.44 | $2,440.00 |
DisclosureSEC source: 0001493152-22-032743 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,992 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 02:16 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,006 | $2.37 | $2,384.22 |
DisclosureSEC source: 0001493152-22-032683 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,992 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 02:16 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 1,994 | $2.35 | $4,685.90 |
DisclosureSEC source: 0001493152-22-032683 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO and President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,986 Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 15:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 779 | $1.73 | $1,350.79 |
DisclosureSEC source: 0001493152-22-018467 · ownership.xml · nonDerivative · entry 3 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,992 Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 15:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 2,544 | $1.75 | $4,439.28 |
DisclosureSEC source: 0001493152-22-018467 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,213 Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 15:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 6,677 | $1.79 | $11,951.83 |
DisclosureSEC source: 0001493152-22-018467 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,669 Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 20:38 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-022421 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · Chief Operating Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,992 F1 · kind: Represents a grant of restricted stock units, which will vest in three installments, with 1/3 vesting on March 31, 2022, 1/3 vesting on March 31, 2023 and 1/3 vesting on March 31, 2024. F1 · shares: Represents a grant of restricted stock units, which will vest in three installments, with 1/3 vesting on March 31, 2022, 1/3 vesting on March 31, 2023 and 1/3 vesting on March 31, 2024. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:15 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 42,188 | Not disclosed Strike: $1.33 | Not disclosed |
DisclosureSEC source: 0001493152-21-013168 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,817 Underlying: Common Stock · 42,188 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 36,915 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| May 26, 2021 Filed May 28, 2021 16:15 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | Exercise / conversionCommon Stock | 36,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-013168 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 36,915 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:48 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 42,188 | Not disclosed Strike: $1.33 | Not disclosed |
DisclosureSEC source: 0001493152-21-000075 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,000 Underlying: Common Stock · 42,188 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 38,516 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:48 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | Exercise / conversionCommon Stock | 38,516 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-000075 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 42,188 warrants for common stock with an exercise & conversion price of $1.33 per share into 38,516 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 11:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 168,750 | Not disclosed Strike: $0.33 | Not disclosed |
DisclosureSEC source: 0001493152-20-020269 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,752 Underlying: Common Stock · 168,750 shares Expires 2020-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 168,750 warrants for common stock with an exercise & conversion price of $.33 per share into 129,387 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 11:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | Exercise / conversionCommon Stock | 129,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-020269 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,330,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: John Lai converted 168,750 warrants for common stock with an exercise & conversion price of $.33 per share into 129,387 shares of common stock on a cashless basis pursuant to the warrant for common stock's cashless conversion feature. Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 18:02 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 134,479 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018149 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200,846 F1 · price: The Company's Board of Directors granted John Lai 134,479 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| June 30, 2020 Filed Sep 10, 2020 19:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 29,762 | Not disclosed Strike: $0.40 | Not disclosed |
DisclosureSEC source: 0001493152-20-017552 · ownership.xml · derivative · entry 3 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,502 Underlying: Common Stock · 29,762 shares Expires 2025-06-30 F3 · price: On June 30, 2020, the Company granted John Lai a warrant for 29,762 shares for service in an executive capacity during the quarter ended June 30, 2020. Read SEC document |
| June 08, 2020 Filed Sep 10, 2020 19:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 90,000 | Not disclosed Strike: $0.33 | Not disclosed |
DisclosureSEC source: 0001493152-20-017552 · ownership.xml · derivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223,740 Underlying: Common Stock · 90,000 shares Expires 2025-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On June 8, 2020, the Company granted John Lai a warrant for 90,000 shares that vests upon the successful capital raise of an amount equal to or in excess of $10,000,000 through an S-1 offering, as long as the offering is completed by October 31, 2020. F2 · derivative.exercise_date: On June 8, 2020, the Company granted John Lai a warrant for 90,000 shares that vests upon the successful capital raise of an amount equal to or in excess of $10,000,000 through an S-1 offering, as long as the offering is completed by October 31, 2020. Read SEC document |
| March 31, 2020 Filed Jun 1, 2020 14:40 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 98,093 | Not disclosed Strike: $0.32 | Not disclosed |
DisclosureSEC source: 0001493152-20-010233 · ownership.xml · derivative · entry 4 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223,740 Underlying: Common Stock · 98,093 shares Expires 2025-03-31 F3 · price: Warrants granted for service to the Company. Read SEC document |
| March 31, 2020 Filed Sep 10, 2020 19:07 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 90,000 | Not disclosed Strike: $0.56 | Not disclosed |
DisclosureSEC source: 0001493152-20-017552 · ownership.xml · derivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,740 Underlying: Common Stock · 90,000 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 31, 2019, the Company granted John Lai a warrant for 90,000 shares that vests upon the successful capital raise of an amount equal to or in excess of $10,000,000 through an S-1 offering, as long as the offering was completed by March 31, 2020; this warrant expired as these conditions were not met. F1 · derivative.exercise_date: On October 31, 2019, the Company granted John Lai a warrant for 90,000 shares that vests upon the successful capital raise of an amount equal to or in excess of $10,000,000 through an S-1 offering, as long as the offering was completed by March 31, 2020; this warrant expired as these conditions were not met. Read SEC document |
| January 31, 2020 Filed Jun 1, 2020 14:40 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock Warrant · Derivative | 168,750 | Not disclosed Strike: $0.33 | Not disclosed |
DisclosureSEC source: 0001493152-20-010233 · ownership.xml · derivative · entry 3 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,647 Underlying: Common Stock · 168,750 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Warrants granted for service to the Company. Read SEC document |
| January 31, 2020 Filed Jun 1, 2020 14:40 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | ConversionCommon Stock | 61,396 | $0.33 | $20,260.68 |
DisclosureSEC source: 0001493152-20-010233 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,066,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 8, 2020 15:18 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 79,397 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001493152-20-000340 · ownership.xml · derivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,294,397 Underlying: Common Stock · 79,397 shares Expires 2024-12-31 F1 · price: During the four months ended 12/31/2019, John Lai accrued $30,000 in compensation payable to him. Pursuant to a Board action this $30,000 was converted into warrants at a rate of $.47232 and grossed up 125%. Read SEC document |
| October 31, 2019 Filed Nov 5, 2019 21:12 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 600,000 | Not disclosed Strike: $0.50 | Not disclosed |
DisclosureSEC source: 0001493152-19-016462 · ownership.xml · derivative · entry 4 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350,000 Underlying: Common Stock · 600,000 shares Expires 2024-10-31 F4 · price: John Lai was granted 600,000 warrants for purchase of 600,000 shares, whereby 400,000 are vested quarterly over 3 years and 200,000 are vested upon performance-based milestones. All 600,000 warrants have an exercise price of $.50 per share and a term of 5 years from the date of the grant. Read SEC document |
| September 11, 2019 Filed Jun 1, 2020 14:40 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | OtherCommon Stock | 348,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-010233 · ownership.xml · nonDerivative · entry 1 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,004,971 F1 · price: Settlement of $116,000 in accrued compensation owed to John Lai in exchange for 348,000 shares of common stock and a waiver of all claims against the Company. Read SEC document |
| June 07, 2019 Filed Nov 5, 2019 21:12 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | OtherCommon Stock | 175,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-016462 · ownership.xml · nonDerivative · entry 3 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952,188 F3 · price: John Lai transferred 175,000 shares to a third-party pursuant to a settlement agreement he entered into in a private transaction. Read SEC document |
| December 10, 2018 Filed Nov 5, 2019 21:12 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | OtherCommon Stock | 600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-19-016462 · ownership.xml · nonDerivative · entry 2 Lai John · CIK 0001302378 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,127,188 F2 · price: John Lai retained 600,000 of his shares he offered up to be earned by another individual pursuant to an escrow agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.