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person · Reporting owner

Masters David B.

Disclosed activity across 1 company

Tapewire entity
135004
SEC CIK
0001602551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PetVivo Holdings, Inc.PETV · Entity 7591DirectorOctober 01, 2021October 04, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PetVivo Holdings, Inc.

Report date October 01, 2021 · Filed October 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect712,800 Reported balance After 2021-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-10-01 · Grant · Acquired 7,407 · Balance 712,800

F1: These shares will vest and be issued with respect to 3,704 shares on October 1, 2021 and 3,703 shares will vest on March 31, 2022, pursuant to restricted stock units granted to the Reporting Person for Board services pursuant to the PetVivo Holdings, Inc. 2020 Equity Incentive Plan ("2020 Plan").

F2: Includes 7,407 shares that will be issued over time subject to vesting pursuant to the restricted stock units granted under the 2020 Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These shares will vest and be issued with respect to 3,704 shares on October 1, 2021 and 3,703 shares will vest on March 31, 2022, pursuant to restricted stock units granted to the Reporting Person for Board services pursuant to the PetVivo Holdings, Inc. 2020 Equity Incentive Plan ("2020 Plan").

F2: Includes 7,407 shares that will be issued over time subject to vesting pursuant to the restricted stock units granted under the 2020 Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 4, 2021 19:22 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock 7,407 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-024485 · ownership.xml · nonDerivative · entry 1

Masters David B. · CIK 0001602551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,800

F1 · kind: These shares will vest and be issued with respect to 3,704 shares on October 1, 2021 and 3,703 shares will vest on March 31, 2022, pursuant to restricted stock units granted to the Reporting Person for Board services pursuant to the PetVivo Holdings, Inc. 2020 Equity Incentive Plan ("2020 Plan").

F1 · shares: These shares will vest and be issued with respect to 3,704 shares on October 1, 2021 and 3,703 shares will vest on March 31, 2022, pursuant to restricted stock units granted to the Reporting Person for Board services pursuant to the PetVivo Holdings, Inc. 2020 Equity Incentive Plan ("2020 Plan").

F2 · balance_after: Includes 7,407 shares that will be issued over time subject to vesting pursuant to the restricted stock units granted under the 2020 Plan.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 19:41 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock Warrant · Derivative 43,556 $0.01 Strike: $5.63 $435.56
Disclosure

SEC source: 0001493152-21-020105 · ownership.xml · derivative · entry 2

Masters David B. · CIK 0001602551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,556

Underlying: Common Stock · 43,556 shares

Expires 2026-08-13

F1 · kind: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020.

F1 · price: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020.

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August 13, 2021 Filed Aug 16, 2021 19:41 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock 43,556 $4.49 $195,566.44
Disclosure

SEC source: 0001493152-21-020105 · ownership.xml · nonDerivative · entry 1

Masters David B. · CIK 0001602551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,393

F1 · kind: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020.

F1 · price: Note converted into units issued in the Company's registered offering pursuant to a Note Conversion Agreement dated as of October 15, 2020.

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July 22, 2021 Filed Jul 22, 2021 20:59 UTC PetVivo Holdings, Inc. PETV · Entity 7591 OtherCommon Stock 452,428 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-017555 · ownership.xml · nonDerivative · entry 1

Masters David B. · CIK 0001602551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,657

F1 · kind: Transfer to Ex-Wife pursuant to Divorce Decree

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September 16, 2020 Filed Sep 22, 2020 17:54 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock 35,737 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-018147 · ownership.xml · nonDerivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456,328

F1 · price: The Company's Board of Directors granted David Masters 35,737 shares of restricted stock for exemplary work performed on behalf of the Company.

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September 04, 2020 Filed Sep 11, 2020 11:24 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock Warrant · Derivative 120,000 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001493152-20-017588 · ownership.xml · derivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,797

Underlying: Common Stock · 120,000 shares

Expires 2025-09-04

F1 · price: The Board of Directors awarded David Masters 120,000 warrants pursuant a consulting agreement.

Read SEC document
March 31, 2020 Filed Sep 8, 2020 18:50 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock Warrant · Derivative 1,962 Not disclosed Strike: $0.32 Not disclosed
Disclosure

SEC source: 0001493152-20-017401 · ownership.xml · derivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,797

Underlying: Common Stock · 1,962 shares

Expires 2025-03-31

F1 · price: The Board of Directors awarded David Masters 1,962 warrants for various committee services.

Read SEC document
December 31, 2019 Filed Sep 8, 2020 18:47 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock Warrant · Derivative 2,647 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-017399 · ownership.xml · derivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,835

Underlying: Common Stock · 2,647 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, David Masters accrued $1,000 in compensation payable to him. Pursuant to a Board action this $1,000 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
January 15, 2019 Filed Sep 8, 2020 18:44 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock Warrant · Derivative 42,188 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-20-017397 · ownership.xml · derivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,188

Underlying: Common Stock · 42,188 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 42,188 warrants for purchase of common stock to David Masters, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

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June 26, 2017 Filed Nov 19, 2018 22:11 UTC PetVivo Holdings, Inc. PETV · Entity 7591 GrantCommon Stock 461,250 $0.07 $30,442.50
Disclosure

SEC source: 0001493152-18-016519 · ownership.xml · nonDerivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,911,766

F1 · shares: On January 20, 2017 the Board of Directors deemed it in the best interest of the company to settle outstanding past due compensation of $307,500 owed to David Masters for $30,750, that was subsequently converted into 461,250 shares of common stock at $.066 per share. This decision was ratified by the Board on June 26, 2017.

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March 15, 2017 Filed Nov 19, 2018 22:11 UTC PetVivo Holdings, Inc. PETV · Entity 7591 OtherCommon Stock 1,540,761 $0.39 $600,896.79
Disclosure

SEC source: 0001493152-18-016517 · ownership.xml · nonDerivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450,516

F1 · shares: The merger between PetVivo Holdings, Inc. and Gel Del Technologies was finalized on 3/15/17 and made effective on 4/10/17. Pursuant to the merger becoming effective David Masters received an additional 1,540,761 shares of PetVivo Holdings, Inc. stock in exchange for his 1,930,294 shares of Gel-Del stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.