Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PetVivo Holdings, Inc.PETV · Entity 7591 | Director | October 21, 2022 | October 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PetVivo Holdings, Inc.
Report date October 21, 2022 · Filed October 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.56 · Expires 2029-10-20 | Direct | 22,246 |
Reported balance
After 2022-10-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-10-21 · Grant · Acquired 22,246 · Balance 22,246 F1: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 21, 2022 Filed Oct 24, 2022 21:26 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantStock Option (right to buy) · Derivative | 22,246 | $0.00 Strike: $2.56 | $0.00 |
DisclosureSEC source: 0001493152-22-029445 · ownership.xml · derivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,246 Underlying: Common Stock · 22,246 shares Expires 2029-10-20 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan and vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 13:13 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantEmployee Stock Option (right to buy) · Derivative | 6,127 | $0.00 Strike: $2.04 | $0.00 |
DisclosureSEC source: 0001493152-22-012031 · ownership.xml · derivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,127 Underlying: Common Stock · 6,127 shares Expires 2027-05-02 F1 · derivative.exercise_date: The Options were granted under the PetVivo Holdings, Inc. 2020 Equity Incentive Plan and are fully vested on the grant date. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 19:19 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 14,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-024483 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,726 F1 · kind: These shares will vest and be issued with respect to 3,704 shares on October 1, 2021 and 10,703 shares will vest on March 31, 2022, pursuant to restricted stock units granted to the Reporting Person for Board services pursuant to the PetVivo Holdings, Inc. 2020 Equity Incentive Plan ("2020 Plan"). F1 · shares: These shares will vest and be issued with respect to 3,704 shares on October 1, 2021 and 10,703 shares will vest on March 31, 2022, pursuant to restricted stock units granted to the Reporting Person for Board services pursuant to the PetVivo Holdings, Inc. 2020 Equity Incentive Plan ("2020 Plan"). F2 · balance_after: Includes 14,407 shares that will be issued over time subject to vesting pursuant to the restricted stock units granted under the 2020 Plan. Read SEC document |
| August 13, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseWarrants · Derivative | 4,000 | $4.50 Strike: $5.63 | $18,000.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · derivative · entry 7 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2026-08-10 F1 · price: Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions. Read SEC document |
| August 13, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 4,000 | $4.50 | $18,000.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 6 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 14,575 F1 · price: Represents the purchase price for one unit, which consists of one shares of the Company's common stock and one warrant to purchase one shares of the company's common stock, which is exercisable beginning on or after February 9, 2022 and ending August 16, 2026. The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the purchase of the Issuer's securities by the Reporting Person's wife matched against sales of securities by the Reporting Person's wife as reported herein. On November 1, 2021, the Reporting Person disgorged $12,618.26 to the Issuer, represented the short-swing profits realized by the Reporting Person as a result of such transactions. Read SEC document |
| May 10, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | SaleCommon Stock | 950 | $8.55 | $8,122.50 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 5 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,575 Read SEC document |
| May 10, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | SaleCommon Stock | 271 | $8.50 | $2,303.50 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 4 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 11,525 Read SEC document |
| May 05, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | SaleCommon Stock | 2,115 | $7.75 | $16,391.25 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 3 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 11,796 Read SEC document |
| May 04, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | SaleCommon Stock | 90 | $8.70 | $783.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 2 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 13,911 Read SEC document |
| May 04, 2021 Filed Nov 2, 2021 23:28 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | SaleCommon Stock | 100 | $8.85 | $885.00 |
DisclosureSEC source: 0001493152-21-027031 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 14,001 Read SEC document |
| September 16, 2020 Filed Sep 22, 2020 17:29 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock | 37,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-20-018139 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,353 F1 · price: The Company's Board of Directors granted Scott Johnson 37,197 shares of restricted stock for exemplary work performed on behalf of the Company. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 17:01 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 5,000 | $0.80 | $4,000.00 |
DisclosureSEC source: 0001493152-20-013529 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,152 Read SEC document |
| July 09, 2020 Filed Jul 14, 2020 18:43 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 925 | $0.77 | $712.25 |
DisclosureSEC source: 0001493152-20-013245 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,152 Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 15:56 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | PurchaseCommon Stock | 4,070 | $0.83 | $3,378.10 |
DisclosureSEC source: 0001493152-20-013068 · ownership.xml · nonDerivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,227 Read SEC document |
| June 30, 2020 Filed Jul 10, 2020 15:56 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantConvertible Note · Derivative | 2,233 | Not disclosed Strike: $0.44 | Not disclosed |
DisclosureSEC source: 0001493152-20-013068 · ownership.xml · derivative · entry 2 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,500 Underlying: Common Stock · 2,233 shares Expires 2025-06-30 F1 · price: The Company granted Scott Johnson a warrant for 2,233 shares of common stock for services provided to the Company. Read SEC document |
| December 31, 2019 Filed Jan 8, 2020 18:52 UTC | PetVivo Holdings, Inc. PETV · Entity 7591 | GrantCommon Stock Warrant · Derivative | 4,852 | Not disclosed Strike: $0.49 | Not disclosed |
DisclosureSEC source: 0001493152-20-000348 · ownership.xml · derivative · entry 1 Johnson Scott Mitchell · CIK 0001780313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,852 Underlying: Common Stock · 4,852 shares Expires 2024-12-31 F1 · price: During the four months ended 12/31/2019, Scott Johnson accrued $1,833.33 in compensation payable to him. Pursuant to a Board action this $1,833.33 was converted into warrants at a rate of $.47232 and grossed up 125%. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.