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OTC · USD

PETV

PetVivo Holdings, Inc.

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Tapewire entity
7591
SEC CIK
0001512922
Parsed reports
256

Last 12 months

Inside the activity.

43 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025210
Dec 2025130
Jan 202600
Feb 202600
Mar 202630
Apr 202600
May 202610
Jun 202610
Jul 202600
Aug 202610
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2020 Filed Sep 14, 2020 13:26 UTC GrantCommon Stock Warrant · Derivative 4,415 Not disclosed Strike: $0.32 Not disclosed
Disclosure

SEC source: 0001493152-20-017702 · ownership.xml · derivative · entry 1

Meyer Randall A. · CIK 0001602552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,455

Underlying: Common Stock · 4,415 shares

Expires 2025-03-31

F1 · price: The Board of Directors awarded Randall Meyer 4,415 warrants for various committee services.

Read SEC document
March 31, 2020 Filed Sep 15, 2020 10:25 UTC GrantCommon Stock Warrant · Derivative 6,867 Not disclosed Strike: $0.32 Not disclosed
Disclosure

SEC source: 0001493152-20-017801 · ownership.xml · derivative · entry 4

CASH GREGORY D · CIK 0001210351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,926

Underlying: Common stock · 6,867 shares

Expires 2025-03-31

F2 · price: The Company granted Gregory Cash a warrant for 6,867 shares of common stock for service on various Company committees and as the Board chairperson.

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March 04, 2020 Filed Mar 12, 2020 13:20 UTC GrantCommon Stock 150 $0.38 $57.00
Disclosure

SEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 4

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martinmoore Holdings

Disclosed balance after: 98,071

Read SEC document
March 04, 2020 Filed Mar 12, 2020 13:20 UTC GrantCommon Stock 1,250 $0.37 $467.50
Disclosure

SEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 3

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martinmoore Holdings

Disclosed balance after: 97,921

Read SEC document
March 03, 2020 Filed Mar 12, 2020 13:20 UTC GrantCommon Stock 400 $0.38 $152.00
Disclosure

SEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 2

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martinmoore Holdings

Disclosed balance after: 96,671

Read SEC document
March 03, 2020 Filed Mar 12, 2020 13:20 UTC GrantCommon Stock 500 $0.40 $200.00
Disclosure

SEC source: 0001493152-20-003794 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martinmoore Holdings

Disclosed balance after: 96,271

Read SEC document
January 31, 2020 Filed Jun 1, 2020 14:40 UTC
Lai JohnDirector · CEO · 10% owner
ConversionCommon Stock Warrant · Derivative 168,750 Not disclosed Strike: $0.33 Not disclosed
Disclosure

SEC source: 0001493152-20-010233 · ownership.xml · derivative · entry 3

Lai John · CIK 0001302378 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125,647

Underlying: Common Stock · 168,750 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Warrants granted for service to the Company.

Read SEC document
January 31, 2020 Filed Jun 1, 2020 14:40 UTC
Lai JohnDirector · CEO · 10% owner
ConversionCommon Stock 61,396 $0.33 $20,260.68
Disclosure

SEC source: 0001493152-20-010233 · ownership.xml · nonDerivative · entry 2

Lai John · CIK 0001302378 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 19:25 UTC GrantCommon Stock Warrant · Derivative 5,735 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-000188 · ownership.xml · derivative · entry 1

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,235

Underlying: Common Stock · 5,735 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, Robert Rudelius accrued $2,166.67 in compensation payable to him. Pursuant to a Board action this $2,166.67 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jan 8, 2020 15:18 UTC
Lai JohnDirector · CEO · 10% owner
GrantCommon Stock Warrant · Derivative 79,397 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-000340 · ownership.xml · derivative · entry 1

Lai John · CIK 0001302378 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,294,397

Underlying: Common Stock · 79,397 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, John Lai accrued $30,000 in compensation payable to him. Pursuant to a Board action this $30,000 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jan 8, 2020 18:52 UTC GrantCommon Stock Warrant · Derivative 4,852 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-000348 · ownership.xml · derivative · entry 1

Johnson Scott Mitchell · CIK 0001780313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,852

Underlying: Common Stock · 4,852 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, Scott Johnson accrued $1,833.33 in compensation payable to him. Pursuant to a Board action this $1,833.33 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jan 8, 2020 15:28 UTC GrantCommon Stock Warrant · Derivative 4,412 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-000342 · ownership.xml · derivative · entry 1

Deming David Don · CIK 0001753635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,043

Underlying: Common Stock · 4,412 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, David Deming accrued $1,666.67 in compensation payable to him. Pursuant to a Board action this $1,666.67 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jan 15, 2020 10:03 UTC GrantCommon Stock Warrant · Derivative 4,412 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-000601 · ownership.xml · derivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,412

Underlying: Common Stock · 4,412 shares

Expires 2024-12-31

F1 · price: The Board of Directors awarded James Martin 4,412 warrants for service on committees of the Board.

Read SEC document
December 31, 2019 Filed Jun 1, 2020 10:22 UTC GrantCommon Stock Warrant · Derivative 7,059 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-010226 · ownership.xml · derivative · entry 1

CASH GREGORY D · CIK 0001210351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,059

Underlying: Common Stock · 7,059 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, Gregory Cash accrued $2,666.67 in compensation payable to him. Pursuant to a Board action this $2,666.67 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jun 1, 2020 14:26 UTC
DOLAN JOHN FitzgeraldDirector · Secretary
GrantCommon Stock Warrant · Derivative 15,880 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-010230 · ownership.xml · derivative · entry 1

DOLAN JOHN Fitzgerald · CIK 0001602553 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,130

Underlying: Common Stock · 15,880 shares

Expires 2024-12-31

F1 · price: During the three months ended 12/31/2019, John Dolan accrued $6,000 in compensation payable to him. Pursuant to a Board action this $6,000 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jun 1, 2020 14:08 UTC GrantCommon Stock Warrant · Derivative 3,528 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-010223 · ownership.xml · derivative · entry 1

Jasper Joseph William · CIK 0001753636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,903

Underlying: Common Stock · 3,528 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, Joseph Jasper accrued $1,333.33 in compensation payable to him. Pursuant to a Board action this $1,333.33 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Jun 4, 2020 12:55 UTC GrantCommon Stock Warrant · Derivative 4,852 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-010534 · ownership.xml · derivative · entry 1

Meyer Randall A. · CIK 0001602552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,040

Underlying: Common Stock · 4,852 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, Randall Meyer accrued $1,833.33 in compensation payable to him. Pursuant to a Board action this $1,833.33 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
December 31, 2019 Filed Sep 8, 2020 18:47 UTC
Masters David B.Director · 10% owner
GrantCommon Stock Warrant · Derivative 2,647 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0001493152-20-017399 · ownership.xml · derivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,835

Underlying: Common Stock · 2,647 shares

Expires 2024-12-31

F1 · price: During the four months ended 12/31/2019, David Masters accrued $1,000 in compensation payable to him. Pursuant to a Board action this $1,000 was converted into warrants at a rate of $.47232 and grossed up 125%.

Read SEC document
November 29, 2019 Filed Dec 4, 2019 12:27 UTC PurchaseCommon Stock 2,500 $0.40 $1,000.00
Disclosure

SEC source: 0001493152-19-018721 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,445

Read SEC document
November 14, 2019 Filed Nov 15, 2019 12:51 UTC PurchaseCommon Stock 10,000 $0.40 $4,000.00
Disclosure

SEC source: 0001493152-19-017704 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,938

Read SEC document
November 04, 2019 Filed Nov 7, 2019 14:19 UTC PurchaseCommon Stock 2,500 $0.41 $1,025.00
Disclosure

SEC source: 0001493152-19-016612 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,938

Read SEC document
October 31, 2019 Filed Nov 5, 2019 21:12 UTC
Lai JohnDirector · CEO · 10% owner
GrantCommon Stock Warrant · Derivative 600,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001493152-19-016462 · ownership.xml · derivative · entry 4

Lai John · CIK 0001302378 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,000

Underlying: Common Stock · 600,000 shares

Expires 2024-10-31

F4 · price: John Lai was granted 600,000 warrants for purchase of 600,000 shares, whereby 400,000 are vested quarterly over 3 years and 200,000 are vested upon performance-based milestones. All 600,000 warrants have an exercise price of $.50 per share and a term of 5 years from the date of the grant.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 21:43 UTC GrantCommon Stock Warrant · Derivative 45,833 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001493152-19-016469 · ownership.xml · derivative · entry 1

Deming David Don · CIK 0001753635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,583

Underlying: Common Stock · 45,833 shares

Expires 2024-12-31

F1 · price: On October 31, 2019, the Company's Board of Directors approved the issuance of 45,833 warrants for purchase of common stock to David Deming, vested quarterly over a term between October 31, 2019 and August 31, 2020, with a strike price of $.50 per share.

Read SEC document
October 31, 2019 Filed Nov 6, 2019 18:55 UTC
Carruth John MichaelChief Financial Officer
GrantCommon Stock Warrant · Derivative 500,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001493152-19-016536 · ownership.xml · derivative · entry 1

Carruth John Michael · CIK 0001778862 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,000

Underlying: Common Stock · 500,000 shares

Expires 2024-10-31

F1 · price: Granted as compensatory warrants, John Carruth received 500,000 warrants for purchase of shares of PetVivo Holdings, Inc. common stock at a price of $.50 per share. 400,000 warrants are vested quarterly over three years and exercisable for a term of five years from the date of the grant. 100,000 warrants are vested upon achieving performance-based milestones.

Read SEC document
October 31, 2019 Filed Nov 18, 2019 20:58 UTC
DOLAN JOHN FitzgeraldDirector · Secretary
GrantCommon Stock Warrant · Derivative 245,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001493152-19-017845 · ownership.xml · derivative · entry 1

DOLAN JOHN Fitzgerald · CIK 0001602553 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,500

Underlying: Common Stock Warrant · 245,000 shares

Expires 2024-10-31

F1 · price: On October 31, 2019, John Dolan was granted 245,000 compensatory warrants. 45,000 warrants were vested immediately, 100,000 warrants vest quarterly over three years and 100,000 warrants vest upon performance-based milestones. All 245,000 warrants have a strike price of $.50 and expire 5 years from the date of grant.

Read SEC document
October 03, 2019 Filed Oct 9, 2019 16:11 UTC PurchaseCommon Stock 2,500 $0.40 $987.50
Disclosure

SEC source: 0001493152-19-015309 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,438

Read SEC document
September 11, 2019 Filed Oct 7, 2019 19:20 UTC GrantCommon Stock 226,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-015134 · ownership.xml · nonDerivative · entry 1

DOLAN JOHN Fitzgerald · CIK 0001602553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014,403

F1 · price: On September 11th, 2019 PetVivo Holdings Inc. and John Dolan entered into a settlement agreement whereby John forgave $68,000.00 in accrued compensation owed to him in exchange for 226,666 shares of common stock. John has agreed to a 3-year lock-up agreement whereby his sale or transfer of these securities is restricted.

Read SEC document
September 11, 2019 Filed Oct 7, 2019 19:14 UTC GrantCommon Stock 639,786 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-015132 · ownership.xml · nonDerivative · entry 1

Meyer Randall A. · CIK 0001602552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361,549

F1 · price: On September 11th, 2019 PetVivo Holdings Inc. and Randall Meyer entered into a settlement agreement whereby Randall forgave $191,936.28 in accrued compensation owed to him in exchange for 639,786 shares of common stock. Randall has agreed to a 3-year lock-up agreement whereby his sale or transfer of these securities is restricted.

Read SEC document
September 11, 2019 Filed Jun 1, 2020 14:40 UTC
Lai JohnDirector · CEO · 10% owner
OtherCommon Stock 348,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-20-010233 · ownership.xml · nonDerivative · entry 1

Lai John · CIK 0001302378 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004,971

F1 · price: Settlement of $116,000 in accrued compensation owed to John Lai in exchange for 348,000 shares of common stock and a waiver of all claims against the Company.

Read SEC document
September 03, 2019 Filed Sep 18, 2019 13:41 UTC PurchaseCommon Stock 4,250 $0.34 $1,445.00
Disclosure

SEC source: 0001493152-19-014252 · ownership.xml · nonDerivative · entry 2

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lauren Moore

Disclosed balance after: 74,938

Read SEC document
September 03, 2019 Filed Sep 18, 2019 13:41 UTC PurchaseCommon Stock 5,000 $0.30 $1,500.00
Disclosure

SEC source: 0001493152-19-014252 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,688

Read SEC document
September 03, 2019 Filed Oct 9, 2019 16:10 UTC Amendment PurchaseCommon Stock 4,250 $0.34 $1,445.00
Disclosure

SEC source: 0001493152-19-015308 · ownership.xml · nonDerivative · entry 1

Martin James Rudolph · CIK 0001779818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Martinmoore Holdings

Disclosed balance after: 74,938

Read SEC document
June 07, 2019 Filed Nov 5, 2019 21:12 UTC
Lai JohnDirector · CEO · 10% owner
OtherCommon Stock 175,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-016462 · ownership.xml · nonDerivative · entry 3

Lai John · CIK 0001302378 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952,188

F3 · price: John Lai transferred 175,000 shares to a third-party pursuant to a settlement agreement he entered into in a private transaction.

Read SEC document
January 15, 2019 Filed Feb 21, 2019 00:00 UTC GrantCommon Stock Warrant · Derivative 93,750 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-002330 · ownership.xml · derivative · entry 1

Jasper Joseph William · CIK 0001753636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,750

Underlying: Common Stock · 93,750 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 93,750 warrants for purchase of common stock to Joseph Jasper, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Feb 20, 2019 23:56 UTC GrantCommon Stock Warrant · Derivative 187,750 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-002328 · ownership.xml · derivative · entry 1

DOLAN JOHN Fitzgerald · CIK 0001602553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,750

Underlying: Common Stock · 187,750 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 187,750 warrants for purchase of common stock to John Dolan, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Feb 21, 2019 11:42 UTC GrantCommon Stock Warrants · Derivative 187,750 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-002338 · ownership.xml · derivative · entry 1

Merrill David Edward · CIK 0001753750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,750

Underlying: Common stock · 187,750 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 187,750 warrants for purchase of common stock to David Merrill, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Feb 21, 2019 18:01 UTC GrantCommon Stock Warrant · Derivative 87,500 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-002344 · ownership.xml · derivative · entry 1

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 87,500 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 87,500 warrants for purchase of common stock to Robert Rudelius, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Feb 21, 2019 18:11 UTC GrantCommon Stock Warrant · Derivative 187,750 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-002346 · ownership.xml · derivative · entry 1

Grisewood Sherry · CIK 0001658039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,750

Underlying: Common Stock · 187,750 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 187,750 warrants for purchase of common stock to Sherry Grisewood, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Feb 26, 2019 19:55 UTC GrantCommon Stock Warrant · Derivative 46,875 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-002587 · ownership.xml · derivative · entry 1

Meyer Randall A. · CIK 0001602552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Common Stock · 46,875 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 46,875 warrants for purchase of common stock to Randy Meyer, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Mar 18, 2019 15:56 UTC
Vezmar PeterDirector
GrantCommon Stock Warrant · Derivative 93,750 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-003531 · ownership.xml · derivative · entry 1

Vezmar Peter · CIK 0001756268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,750

Underlying: Common Stock · 93,750 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 93,750 warrants for purchase of common stock to Peter Vezmar, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Jun 3, 2019 19:53 UTC GrantCommon Stock Warrant · Derivative 93,750 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-19-008550 · ownership.xml · derivative · entry 1

Deming David Don · CIK 0001753635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,750

Underlying: Common Stock · 93,750 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 93,750 warrants for purchase of common stock to David Deming, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
January 15, 2019 Filed Sep 8, 2020 18:44 UTC
Masters David B.Director · 10% owner
GrantCommon Stock Warrant · Derivative 42,188 Not disclosed Strike: $0.30 Not disclosed
Disclosure

SEC source: 0001493152-20-017397 · ownership.xml · derivative · entry 1

Masters David B. · CIK 0001602551 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,188

Underlying: Common Stock · 42,188 shares

Expires 2029-01-15

F1 · price: On January 15th, 2019, the Company's Board of Directors approved the issuance of 42,188 warrants for purchase of common stock to David Masters, vested immediately, for a term of ten years with a strike price of $.30 per share and a one-time protection against a reverse split whereby the strike price will not be adjusted upon combination of outstanding shares of stock; this warrant was issued for increased participation in Company activities above what is expected for a Director of the Board.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:09 UTC OtherCommon Stock Warrant · Derivative 10,000 $20,000.00 Strike: $0.30 $200,000,000.00
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · derivative · entry 9

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 87,500

Underlying: Common Stock · 10,000 shares

Expires 2018-12-31

F4 · derivative.underlying_shares: Pursuant to entering into a Bridge Promissory Note Conversion Agreement, Mr. Rudelius received 10,000 warrants exercisable at $.30 per warrant if exercised on or before December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 17:09 UTC GrantCommon Stock Warrant · Derivative 10,000 $20,000.00 Strike: $0.30 $200,000,000.00
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · derivative · entry 8

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 97,500

Underlying: Common Stock · 10,000 shares

Expires 2018-12-31

F4 · derivative.underlying_shares: Pursuant to entering into a Bridge Promissory Note Conversion Agreement, Mr. Rudelius received 10,000 warrants exercisable at $.30 per warrant if exercised on or before December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 17:09 UTC OtherCommon Stock Warrant · Derivative 10,000 $20,000.00 Strike: $0.30 $200,000,000.00
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · derivative · entry 7

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 87,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-31

F2 · derivative.underlying_shares: Pursuant to entering into a Bridge Promissory Note Agreement, Mr. Rudelius received 10,000 warrants exercisable at $.30 per warrant if exercised on or before December 31, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:09 UTC GrantCommon Stock Warrant · Derivative 10,000 $20,000.00 Strike: $0.30 $200,000,000.00
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · derivative · entry 6

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 97,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-31

F2 · derivative.underlying_shares: Pursuant to entering into a Bridge Promissory Note Agreement, Mr. Rudelius received 10,000 warrants exercisable at $.30 per warrant if exercised on or before December 31, 2018.

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December 31, 2018 Filed Jan 3, 2019 17:09 UTC OtherCommon Stock 3,333 $0.30 $999.90
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · nonDerivative · entry 5

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 591,948

F5 · shares: Pursuant to exercising the warrants mentioned in explanation 4 above, Mr. Rudelius and John Lai entered into a Stock Transfer Agreement whereby John Lai Transferred 3,333 shares of Common Stock to Mr. Rudelius.

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December 31, 2018 Filed Jan 3, 2019 17:09 UTC OtherCommon Stock 10,000 $0.30 $3,000.00
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · nonDerivative · entry 4

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 588,615

F4 · shares: Pursuant to entering into a Bridge Promissory Note Conversion Agreement, Mr. Rudelius received 10,000 warrants exercisable at $.30 per warrant if exercised on or before December 31, 2018.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:09 UTC OtherCommon Stock 3,333 $0.30 $999.90
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · nonDerivative · entry 3

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 578,615

F3 · shares: Pursuant to exercising the warrants mentioned in explanation 2 above, Mr. Rudelius and John Lai entered into a Stock Transfer Agreement whereby John Lai Transferred 3,333 shares of Common Stock to Mr. Rudelius.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:09 UTC OtherCommon Stock 10,000 $0.30 $3,000.00
Disclosure

SEC source: 0001493152-19-000090 · ownership.xml · nonDerivative · entry 2

Rudelius Robert James · CIK 0001403679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Noble Ventures LLC

Disclosed balance after: 575,282

F2 · shares: Pursuant to entering into a Bridge Promissory Note Agreement, Mr. Rudelius received 10,000 warrants exercisable at $.30 per warrant if exercised on or before December 31, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.