Tapewire

Nasdaq · USD

PENG

Penguin Solutions, Inc.

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Tapewire entity
4377
SEC CIK
0001616533
Parsed reports
444

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202605
May 2026010
Jun 2026010
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 16, 2018 Filed Jul 17, 2018 19:05 UTC
Marten AlanSenior Vice President
Exercise / conversionOrdinary Shares 4,000 $11.55 $46,200.00
Disclosure

SEC source: 0000950103-18-008619 · dp93492_4-marten.xml · nonDerivative · entry 1

Marten Alan · CIK 0001344019 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017 and modified on 4/17/2018.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:16 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,442 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0000950103-18-007706 · dp92565_4-goldberg.xml · derivative · entry 5

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

Underlying: Ordinary Shares · 3,442 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:16 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 177 $39.64 $7,016.28
Disclosure

SEC source: 0000950103-18-007706 · dp92565_4-goldberg.xml · nonDerivative · entry 4

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $39.35 to $40.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:16 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 948 $35.89 $34,023.72
Disclosure

SEC source: 0000950103-18-007706 · dp92565_4-goldberg.xml · nonDerivative · entry 3

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,068

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $35.67 to $36.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:16 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 2,317 $35.22 $81,604.74
Disclosure

SEC source: 0000950103-18-007706 · dp92565_4-goldberg.xml · nonDerivative · entry 2

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,016

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $34.67 to $35.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 16:16 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
Exercise / conversionOrdinary Shares 3,442 $11.55 $39,755.10
Disclosure

SEC source: 0000950103-18-007706 · dp92565_4-goldberg.xml · nonDerivative · entry 1

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:10 UTC
Pacheco Jack AExecutive VP, CFO, COO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 7,500 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,753

Underlying: Ordinary Shares · 7,500 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:10 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 101 $41.99 $4,240.99
Disclosure

SEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,319

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.79 to $41.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:10 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 1,563 $40.89 $63,911.07
Disclosure

SEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,420

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.54 to $41.45. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:10 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 5,836 $40.09 $233,965.24
Disclosure

SEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,983

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $39.51 to $40.47. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 21, 2018 Filed Jun 25, 2018 16:10 UTC
Pacheco Jack AExecutive VP, CFO, COO
Exercise / conversionOrdinary Shares 7,500 $11.55 $86,625.00
Disclosure

SEC source: 0000950103-18-007704 · dp92564_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:08 UTC
PATEL MUKESHDirector
SaleOrdinary Shares 600 $42.28 $25,368.00
Disclosure

SEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 4

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,398

F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.

F6 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002)

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:08 UTC
PATEL MUKESHDirector
SaleOrdinary Shares 13,798 $41.64 $574,548.72
Disclosure

SEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 3

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,998

F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.25 to $42.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

F6 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002)

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:08 UTC
PATEL MUKESHDirector
SaleOrdinary Shares 1,984 $42.28 $83,883.52
Disclosure

SEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 2

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,941

F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $42.21 to $42.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

F5 · ownership.nature: Patel Family Partners L.P. - Fund No. 2

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:08 UTC
PATEL MUKESHDirector
SaleOrdinary Shares 22,956 $41.62 $955,428.72
Disclosure

SEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 1

PATEL MUKESH · CIK 0001008034 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,925

F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.21 to $42.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

F5 · ownership.nature: Patel Family Partners L.P. - Fund No. 2

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:06 UTC
Marten AlanSenior Vice President
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0000950103-18-007547 · dp92376_4-marten.xml · derivative · entry 4

Marten Alan · CIK 0001344019 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 8,000 shares

Expires 2020-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:06 UTC
Marten AlanSenior Vice President
SaleOrdinary Shares 1,300 $42.45 $55,185.00
Disclosure

SEC source: 0000950103-18-007547 · dp92376_4-marten.xml · nonDerivative · entry 3

Marten Alan · CIK 0001344019 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,666

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $42.28 to $42.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:06 UTC
Marten AlanSenior Vice President
SaleOrdinary Shares 6,700 $41.79 $279,993.00
Disclosure

SEC source: 0000950103-18-007547 · dp92376_4-marten.xml · nonDerivative · entry 2

Marten Alan · CIK 0001344019 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,966

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.24 to $42.22. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 16:06 UTC
Marten AlanSenior Vice President
Exercise / conversionOrdinary Shares 8,000 $2.64 $21,120.00
Disclosure

SEC source: 0000950103-18-007547 · dp92376_4-marten.xml · nonDerivative · entry 1

Marten Alan · CIK 0001344019 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 13:11 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,442 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0000950103-18-007010 · dp91897_4-goldberg.xml · derivative · entry 4

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,615

Underlying: Ordinary Shares · 3,442 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 13:11 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 1,200 $45.76 $54,908.04
Disclosure

SEC source: 0000950103-18-007010 · dp91897_4-goldberg.xml · nonDerivative · entry 3

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.49 to $46.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 13:11 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 2,242 $44.85 $100,556.39
Disclosure

SEC source: 0000950103-18-007010 · dp91897_4-goldberg.xml · nonDerivative · entry 2

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,091

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.38 to $45.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 13:11 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
Exercise / conversionOrdinary Shares 3,442 $11.55 $39,755.10
Disclosure

SEC source: 0000950103-18-007010 · dp91897_4-goldberg.xml · nonDerivative · entry 1

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:49 UTC
Kim KiWanSVP of EM & Pres. Brazil
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 9,914 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0000950103-18-006546 · dp91387_4-kim.xml · derivative · entry 4

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,914 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:49 UTC
Kim KiWanSVP of EM & Pres. Brazil
SaleOrdinary Shares 1,100 $45.70 $50,273.96
Disclosure

SEC source: 0000950103-18-006546 · dp91387_4-kim.xml · nonDerivative · entry 3

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,918

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.51 to $46.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:49 UTC
Kim KiWanSVP of EM & Pres. Brazil
SaleOrdinary Shares 8,814 $44.86 $395,389.87
Disclosure

SEC source: 0000950103-18-006546 · dp91387_4-kim.xml · nonDerivative · entry 2

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,018

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.46 to $45.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

Read SEC document
May 23, 2018 Filed May 25, 2018 20:49 UTC
Kim KiWanSVP of EM & Pres. Brazil
Exercise / conversionOrdinary Shares 9,914 $11.55 $114,506.70
Disclosure

SEC source: 0000950103-18-006546 · dp91387_4-kim.xml · nonDerivative · entry 1

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/26/2017.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:01 UTC
Pacheco Jack AExecutive VP, CFO, COO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 7,500 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,253

Underlying: Ordinary Shares · 7,500 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:01 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 500 $44.58 $22,292.00
Disclosure

SEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,319

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.2800 to $45.2799. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:01 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 7,000 $43.83 $306,835.90
Disclosure

SEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,819

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $43.2100 to $44.2099. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 21, 2018 Filed May 22, 2018 20:01 UTC
Pacheco Jack AExecutive VP, CFO, COO
Exercise / conversionOrdinary Shares 7,500 $11.55 $86,625.00
Disclosure

SEC source: 0000950103-18-006442 · dp91281_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:48 UTC
Marten AlanSr. VP, Chief Strategy Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 8,000 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0000950103-18-006282 · dp91109_4-marten.xml · derivative · entry 6

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 8,000 shares

Expires 2020-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:48 UTC
Marten AlanSr. VP, Chief Strategy Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 7,633 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0000950103-18-006282 · dp91109_4-marten.xml · derivative · entry 5

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,633 shares

Expires 2019-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully vested and exercisable.

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May 15, 2018 Filed May 17, 2018 20:48 UTC
Marten AlanSr. VP, Chief Strategy Officer
SaleOrdinary Shares 8,680 $45.81 $397,630.80
Disclosure

SEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 4

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,666

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $45.38 to $46.34. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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May 15, 2018 Filed May 17, 2018 20:48 UTC
Marten AlanSr. VP, Chief Strategy Officer
SaleOrdinary Shares 6,953 $44.96 $312,606.88
Disclosure

SEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 3

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,346

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $44.38 to $45.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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May 15, 2018 Filed May 17, 2018 20:48 UTC
Marten AlanSr. VP, Chief Strategy Officer
Exercise / conversionOrdinary Shares 8,000 $2.64 $21,120.00
Disclosure

SEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 2

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017.

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May 15, 2018 Filed May 17, 2018 20:48 UTC
Marten AlanSr. VP, Chief Strategy Officer
Exercise / conversionOrdinary Shares 7,633 $2.64 $20,151.12
Disclosure

SEC source: 0000950103-18-006282 · dp91109_4-marten.xml · nonDerivative · entry 1

Marten Alan · CIK 0001344019 · Sr. VP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/24/2017.

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April 27, 2018 Filed May 1, 2018 19:40 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 2,785 $0.00 Strike: $2.64 $0.00
Disclosure

SEC source: 0000950103-18-005698 · dp90532_4-goldberg.xml · derivative · entry 5

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,381

Underlying: Ordinary Shares · 2,785 shares

Expires 2019-08-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested and became exercisable 50% in May 2017 with the remainder vesting quarterly through May 2018.

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April 27, 2018 Filed May 1, 2018 19:40 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 200 $42.15 $8,430.00
Disclosure

SEC source: 0000950103-18-005698 · dp90532_4-goldberg.xml · nonDerivative · entry 4

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,891

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.9800 to $42.9799. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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April 27, 2018 Filed May 1, 2018 19:40 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 300 $40.81 $12,243.00
Disclosure

SEC source: 0000950103-18-005698 · dp90532_4-goldberg.xml · nonDerivative · entry 3

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,091

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.6200 to $41.6199. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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April 27, 2018 Filed May 1, 2018 19:40 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
SaleOrdinary Shares 2,285 $39.32 $89,846.66
Disclosure

SEC source: 0000950103-18-005698 · dp90532_4-goldberg.xml · nonDerivative · entry 2

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,391

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $38.9600 to $39.9599. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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April 27, 2018 Filed May 1, 2018 19:40 UTC
GOLDBERG BRUCE MVP, Chief Legal Officer
Exercise / conversionOrdinary Shares 2,785 $2.64 $7,352.40
Disclosure

SEC source: 0000950103-18-005698 · dp90532_4-goldberg.xml · nonDerivative · entry 1

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017.

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April 23, 2018 Filed Apr 25, 2018 19:14 UTC
Pacheco Jack AExecutive VP, CFO, COO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 7,500 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,753

Underlying: Ordinary Shares · 7,500 shares

Expires 2016-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.

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April 23, 2018 Filed Apr 25, 2018 19:14 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 1,300 $41.51 $53,967.94
Disclosure

SEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,319

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.1700 to $42.1699. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 23, 2018 Filed Apr 25, 2018 19:14 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 3,495 $40.58 $141,840.38
Disclosure

SEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,619

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $40.1700 to $41.1699. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 23, 2018 Filed Apr 25, 2018 19:14 UTC
Pacheco Jack AExecutive VP, CFO, COO
SaleOrdinary Shares 2,705 $39.12 $105,811.76
Disclosure

SEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,114

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17.

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $38.8601 to $39.8600. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 23, 2018 Filed Apr 25, 2018 19:14 UTC
Pacheco Jack AExecutive VP, CFO, COO
Exercise / conversionOrdinary Shares 7,500 $11.55 $86,625.00
Disclosure

SEC source: 0000950103-18-005178 · dp89998_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 23:29 UTC
Kim KiWanSVP of EM & Pres. Brazil
SaleOrdinary Shares 2,494 $41.35 $103,135.88
Disclosure

SEC source: 0000950103-18-005179 · dp89997_4-kim.xml · nonDerivative · entry 3

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,918

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.9500 to $41.9499. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 23, 2018 Filed Apr 25, 2018 23:29 UTC
Kim KiWanSVP of EM & Pres. Brazil
SaleOrdinary Shares 5,700 $40.52 $230,971.41
Disclosure

SEC source: 0000950103-18-005179 · dp89997_4-kim.xml · nonDerivative · entry 2

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,412

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.9500 to $40.9499. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 23, 2018 Filed Apr 25, 2018 23:29 UTC
Kim KiWanSVP of EM & Pres. Brazil
SaleOrdinary Shares 5,139 $39.12 $201,049.50
Disclosure

SEC source: 0000950103-18-005179 · dp89997_4-kim.xml · nonDerivative · entry 1

Kim KiWan · CIK 0001707037 · SVP of EM & Pres. Brazil

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,112

F1 · shares: Shares sold pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 26, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These were sold in multiple transactions at prices ranging from $38.9100 to $39.9099. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.