PENG

SEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 753 shares

Expires 2026-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The original option vested 50% in May 2017 with the remainder vesting quarterly through May 2018.

SEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,230 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.

SEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,172

F1 · shares: Includes 2,983 shares sold in connection with a divorce settlement agreement.

F2 · price: This transaction was executed in multiple trades at prices ranging from $32.59 to $33.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-024694 · dp143330_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-024300 · dp142949_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,172

F1 · shares: Reflects an RSU award that will vest as to 25% on 1/20/2022, and the remaining shares will vest quarterly over approximately the next three years.

SEC source: 0000950103-20-024302 · dp142950_4-kim.xml · nonDerivative · entry 1

Kim KiWan · CIK 0001707037 · EVP & Pres. EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,185

F1 · shares: Reflects an RSU award that will vest as to 25% on 1/20/2022, and the remaining shares will vest quarterly over approximately the next three years.

SEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · derivative · entry 6

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,230

Underlying: Ordinary Shares · 4,000 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.

SEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,172

F3 · shares: Includes 4,000 shares sold in connection with a divorce settlement agreement.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230

Underlying: Ordinary Shares · 3,500 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.

SEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,172

F1 · shares: Includes 3,500 shares sold in connection with a divorce settlement agreement.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-20-022898 · dp141410_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · derivative · entry 6

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,730

Underlying: Ordinary Shares · 35,400 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.

SEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,172

F3 · shares: Includes 35,400 shares sold in connection with a divorce settlement agreement.

F4 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,130

Underlying: Ordinary Shares · 2,100 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.

SEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,777

F1 · shares: Includes 2,100 shares sold in connection with a divorce settlement agreement.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950103-20-021990 · dp140665_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 4

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Adams Family Trust

Disclosed balance after: 9,820

F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.09. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

SEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 3

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Adams Family Trust

Disclosed balance after: 7,403

F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.87 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

SEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Adams Family Trust

Disclosed balance after: 5,000

F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.82 to $26.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

SEC source: 0000950103-20-020703 · dp139396_4-adams.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Adams Family Trust

Disclosed balance after: 2,500

F1 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $25.84 to $26.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.

SEC source: 0000899243-20-029047 · doc4.xml · nonDerivative · entry 4

SHAH AJAY · CIK 0001008036 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 536,951

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019 and the vesting of restricted ordinary shares and performance stock awards granted in May 2020, which the Issuer determined to fully vest on October 20, 2020. No shares were sold by Mr. Shah. The shares delivered or released upon vesting, along with certain other shares held directly by Mr. Shah were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F3 · ownership.nature: These securities are held through trusts for the benefit of Mr. Shah and his family.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-20-029047 · doc4.xml · nonDerivative · entry 3

SHAH AJAY · CIK 0001008036 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,125

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019 and the vesting of restricted ordinary shares and performance stock awards granted in May 2020, which the Issuer determined to fully vest on October 20, 2020. No shares were sold by Mr. Shah. The shares delivered or released upon vesting, along with certain other shares held directly by Mr. Shah were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000899243-20-029047 · doc4.xml · nonDerivative · entry 2

SHAH AJAY · CIK 0001008036 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,087

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019 and the vesting of restricted ordinary shares and performance stock awards granted in May 2020, which the Issuer determined to fully vest on October 20, 2020. No shares were sold by Mr. Shah. The shares delivered or released upon vesting, along with certain other shares held directly by Mr. Shah were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000899243-20-029047 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,950

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019 and the vesting of restricted ordinary shares and performance stock awards granted in May 2020, which the Issuer determined to fully vest on October 20, 2020. No shares were sold by Mr. Shah. The shares delivered or released upon vesting, along with certain other shares held directly by Mr. Shah were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000950103-20-019738 · dp138432_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,172

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

SEC source: 0000899243-20-026669 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,071

F1 · kind: Represents a determination by the Board of Directors of SMART Global Holdings, Inc. (the "Issuer") that the performance conditions applicable to a previous award of 90,000 shares of performance stock have been met. The 90,000 ordinary shares remain subject to time-based vesting conditions, and will vest over a period of approximately 2.5 years, with 34% of the shares vesting on April 20, 2021 and the remaining portion vesting thereafter in equal installments on October 20, 2021, April 20, 2022, October 20, 2022 and April 20, 2023, subject to Mr. Shah's continued service with the Issuer.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000950103-20-019255 · dp137836_4-adams.xml · derivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Ordinary Shares · 250,000 shares

Expires 2030-09-28

F1 · derivative.exercise_date: The option will generally vest and become exercisable over a period of four years, subject to continued employment as CEO through each vesting date, with (i) 25% vesting and becoming exercisable on 9/28/2021 and (ii) the remainder vesting and becoming exercisable in equal monthly installments over the next three years.

SEC source: 0000950103-20-017338 · dp136012_4-adams.xml · nonDerivative · entry 3

Adams Mark · CIK 0001349123 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

F3 · shares: Represents a grant of 125,000 restricted ordinary shares with restrictions generally lapsing and shares vesting in four equal tranches of 25% on October 20, 2021 and each of the first three anniversaries of that date, subject to (x) continued employment as CEO through each vesting date, and (y) the closing price of an ordinary share of SMART equaling or exceeding 200% of the closing price of an ordinary share of SMART on the grant date for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) any subsequent annual vesting date.

SEC source: 0000950103-20-017338 · dp136012_4-adams.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

F2 · shares: Represents a grant of 125,000 restricted ordinary shares with restrictions generally lapsing and shares vesting in four equal tranches of 25% on October 20, 2021 and each of the first three anniversaries of that date, subject to (x) continued employment as CEO through each vesting date, and (y) the closing price of an ordinary share of SMART Global Holdings, Inc. ("SMART") equaling or exceeding 150% of the closing price of an ordinary share of SMART on the grant date for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) any subsequent annual vesting date.

SEC source: 0000950103-20-017338 · dp136012_4-adams.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: Represents a grant of 225,000 restricted ordinary shares with restrictions generally lapsing and shares vesting over a period of approximately four years, subject to continued employment as CEO through each vesting date, with (x) 25% vesting on October 20, 2021 and (y) the remainder vesting in approximately equal quarterly installments thereafter.

SEC source: 0000899243-20-020036 · doc4.xml · nonDerivative · entry 3

SHAH AJAY · CIK 0001008036 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 370,989

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F3 · ownership.nature: These securities are held through trusts for the benefit of Mr. Shah and his family.

F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.

SEC source: 0000899243-20-020036 · doc4.xml · nonDerivative · entry 2

SHAH AJAY · CIK 0001008036 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,071

F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000899243-20-020036 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,498

F1 · shares: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F1 · price: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000950103-20-014057 · dp132685_4-dow.xml · nonDerivative · entry 2

Dow Stephen C. · CIK 0001781971 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,204

F1 · shares: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units.

SEC source: 0000950103-20-014057 · dp132685_4-dow.xml · nonDerivative · entry 1

Dow Stephen C. · CIK 0001781971 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,218

F1 · shares: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units.

SEC source: 0000950103-20-013352 · dp131977_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,690

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

SEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,230

Underlying: Ordinary Shares · 7,500 shares

Expires 2024-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The original option vested 25% on September 23, 2015 with the remainder vesting monthly through September 23, 2018.

SEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,208

SEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,958

SEC source: 0000950103-20-011293 · dp129924_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on 10/25/17 as modified on 08/03/2018.

SEC source: 0000899243-20-013580 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,383

F1 · shares: Represents a grant of 180,000 restricted ordinary shares with restrictions lapsing and shares vesting over a period of approximately three years, subject to continued service through each vesting date, with (x) 60,000 shares vesting on April 20, 2021 and (y) the remainder vesting in equal semi-annual installments of 30,000 shares on each of April 20 and October 20 of each year through the final vesting date.

F1 · price: Represents a grant of 180,000 restricted ordinary shares with restrictions lapsing and shares vesting over a period of approximately three years, subject to continued service through each vesting date, with (x) 60,000 shares vesting on April 20, 2021 and (y) the remainder vesting in equal semi-annual installments of 30,000 shares on each of April 20 and October 20 of each year through the final vesting date.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000899243-20-011163 · doc4.xml · nonDerivative · entry 1

SHAH AJAY · CIK 0001008036 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,383

F1 · shares: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah. No shares were sold by Mr. Shah.

F1 · price: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah. No shares were sold by Mr. Shah.

F2 · ownership.direct: These securities are held by Mr. Shah directly.

SEC source: 0000950103-20-007163 · dp125822_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,958

F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.

SEC source: 0000950103-20-005322 · dp123955_4-goldberg.xml · derivative · entry 2

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2030-03-12

F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% on 3/12/2021, and the remaining shares will vest monthly and become exercisable over the next three years.

SEC source: 0000950103-20-005322 · dp123955_4-goldberg.xml · nonDerivative · entry 1

GOLDBERG BRUCE M · CIK 0001005688 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,341

F1 · shares: Reflects an RSU award that will vest as to 33% on 3/12/2021 and the remaining shares will vest semi-annually over the next two years.

SEC source: 0000950103-20-005323 · dp123954_4-pacheco.xml · derivative · entry 2

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Ordinary Shares · 60,000 shares

Expires 2030-03-12

F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% on 3/12/2021, and the remaining shares will vest monthly and become exercisable over the next three years.

SEC source: 0000950103-20-005323 · dp123954_4-pacheco.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · Executive VP, CFO, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,476

F1 · shares: Reflects an RSU award that will vest as to 33% on 3/12/2021 and the remaining shares will vest semi-annually over the next two years.