Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.SGH · Entity 4377 | Senior Vice President | July 20, 2020 | July 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date July 20, 2020 · Filed July 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 25,204 |
Ending reported balance
After 2020-07-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-07-20 · Sale · Disposed 682 · Balance 25,218 F1: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units. Row 2 · 2020-07-20 · Sale · Disposed 14 · Balance 25,204 F1: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 20, 2020 Filed Jul 22, 2020 19:22 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 14 | $27.98 | $391.72 |
DisclosureSEC source: 0000950103-20-014057 · dp132685_4-dow.xml · nonDerivative · entry 2 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,204 F1 · shares: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 19:22 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 682 | $27.79 | $18,952.78 |
DisclosureSEC source: 0000950103-20-014057 · dp132685_4-dow.xml · nonDerivative · entry 1 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,218 F1 · shares: Reflects the sale of shares to satisfy tax obligations in connection with vesting of restricted stock units. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:44 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantEmployee Stock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0000950103-19-009544 · dp109979_4-dow.xml · derivative · entry 2 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Ordinary Shares · 25,000 shares Expires 2029-07-18 F2 · derivative.exercise_date: The option will vest and become exercisable as to 25% on July 8, 2020. The remaining shares will vest monthly so that the entire award shall become exercisable over four years. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 21:44 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-009544 · dp109979_4-dow.xml · nonDerivative · entry 1 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents an award of restricted stock units. Read SEC document |
| July 17, 2019 Filed Aug 2, 2019 19:24 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 215 | $31.36 | $6,742.40 |
DisclosureSEC source: 0000950103-19-010409 · dp110860_4-dow.xml · nonDerivative · entry 5 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,900 F2 · kind: The reporting person's sale of the Issuer's common stock at a price of $31.37 per share on July 17, 2019 reported herein included sales of 59 shares of the Issuer's common stock matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 3 shares of the Issuer's common stock at a price of $31.34 per share and 56 shares of Issuer's common stock at a price of $31.35 per share, each on July 17, 2019 as reported herein. The reporting person has paid to the Registrant $0.96 representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Read SEC document |
| July 17, 2019 Filed Aug 2, 2019 19:24 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 944 | $31.37 | $29,613.28 |
DisclosureSEC source: 0000950103-19-010409 · dp110860_4-dow.xml · nonDerivative · entry 4 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,115 F2 · kind: The reporting person's sale of the Issuer's common stock at a price of $31.37 per share on July 17, 2019 reported herein included sales of 59 shares of the Issuer's common stock matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 3 shares of the Issuer's common stock at a price of $31.34 per share and 56 shares of Issuer's common stock at a price of $31.35 per share, each on July 17, 2019 as reported herein. The reporting person has paid to the Registrant $0.96 representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Read SEC document |
| July 17, 2019 Filed Aug 2, 2019 19:24 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 3 | $31.34 | $94.02 |
DisclosureSEC source: 0000950103-19-010409 · dp110860_4-dow.xml · nonDerivative · entry 3 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,059 Read SEC document |
| July 17, 2019 Filed Aug 2, 2019 19:24 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 56 | $31.35 | $1,755.60 |
DisclosureSEC source: 0000950103-19-010409 · dp110860_4-dow.xml · nonDerivative · entry 2 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,056 Read SEC document |
| July 17, 2019 Filed Aug 2, 2019 19:24 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 17,000 | $31.49 | $535,330.00 |
DisclosureSEC source: 0000950103-19-010409 · dp110860_4-dow.xml · nonDerivative · entry 1 Dow Stephen C. · CIK 0001781971 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · price: The price reported is a weighted average price. The reported securities were purchased in multiple transactions at prices ranging from $31.38 to $31.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.