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Nasdaq · USD

PEGA

PEGASYSTEMS INC

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Tapewire entity
309
SEC CIK
0001013857
Parsed reports
1,092

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202509
Jan 202608
Feb 202604
Mar 202607
Apr 202601
May 202603
Jun 202603
Jul 202600
Aug 202605
Sep 202605
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 24, 2019 Filed May 24, 2019 20:01 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 500 $74.00 $37,000.00
Disclosure

SEC source: 0001209191-19-032669 · doc4.xml · nonDerivative · entry 3

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 24, 2019 Filed May 24, 2019 20:01 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 365 $73.50 $26,827.50
Disclosure

SEC source: 0001209191-19-032669 · doc4.xml · nonDerivative · entry 2

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 22, 2019 Filed May 24, 2019 20:01 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 500 $73.00 $36,500.00
Disclosure

SEC source: 0001209191-19-032669 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 2,696 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · derivative · entry 12

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,696 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 12,450 $0.00 Strike: $16.02 $0.00
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · derivative · entry 11

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,450 shares

Expires 2021-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 20% on March 17, 2012, with the remaining 80% vesting in equal quarterly installments over the next four years.

F8 · derivative.underlying_shares: The grant of stock options was previously reported as 6,225, but has been adjusted to reflect a 2-for-1 stock split that occurred April 1, 2014.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 3,736 $0.00 Strike: $18.02 $0.00
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · derivative · entry 10

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,736 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on March 1, 2011, with the remaining 80% vesting in equal quarterly installments over the next four years.

F6 · derivative.underlying_shares: The grant of stock options was previously reported as 1,868, but has been adjusted to reflect a 2-for-1 stock split that occurred April 1, 2014.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionStock Options · Derivative 6,390 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · derivative · entry 9

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,390 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on December 15, 2010, with the remaining 80% vesting in equal quarterly installments over the next four years.

F4 · derivative.underlying_shares: The grant of stock options was previously reported as 3,195, but has been adjusted to reflect a 2-for-1 stock split that occurred April 1, 2014.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 1,427 $72.65 $103,671.55
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 8

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by the Company withholding of shares of equal value.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 2,696 $11.05 $29,790.80
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 7

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 7,060 $72.65 $512,909.00
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 6

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by the Company withholding of shares of equal value.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 12,450 $16.02 $199,449.00
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 5

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 2,176 $72.65 $158,086.40
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 4

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,968

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by the Company withholding of shares of equal value.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 3,736 $18.02 $67,322.72
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 3

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Tax withholdingCommon Stock 2,931 $72.65 $212,937.15
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 2

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,408

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Pyle's tax liability, which were paid by the Company withholding of shares of equal value.

Read SEC document
May 21, 2019 Filed May 23, 2019 21:02 UTC
PYLE MICHAEL RSenior VP, Engineering
Exercise / conversionCommon Stock 6,390 $16.15 $103,198.50
Disclosure

SEC source: 0001209191-19-032317 · doc4.xml · nonDerivative · entry 1

PYLE MICHAEL R · CIK 0001222579 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:25 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionStock Options · Derivative 6,390 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-19-031464 · doc4.xml · derivative · entry 4

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,390 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The grant of stock options was previously reported as 3,195, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

F5 · derivative.exercise_date: Options vested 20% on December 15, 2010, with the remaining 80% vesting in equal quarterly amounts.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:25 UTC
KRA DOUGLAS ISVP, Global Customer Success
SaleCommon Stock 3,498 $72.02 $251,925.96
Disclosure

SEC source: 0001209191-19-031464 · doc4.xml · nonDerivative · entry 3

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,890

F2 · price: Represents the weighted average of the sale prices on May 1, 2019, ranging from $72.00 to $72.05. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:25 UTC
KRA DOUGLAS ISVP, Global Customer Success
Tax withholdingCommon Stock 2,892 $72.11 $208,542.12
Disclosure

SEC source: 0001209191-19-031464 · doc4.xml · nonDerivative · entry 2

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,388

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Kra's tax liability, which were paid by way of the Company withholding shares of equal value.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:25 UTC
KRA DOUGLAS ISVP, Global Customer Success
Exercise / conversionCommon Stock 6,390 $16.15 $103,198.50
Disclosure

SEC source: 0001209191-19-031464 · doc4.xml · nonDerivative · entry 1

KRA DOUGLAS I · CIK 0001237268 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 13, 2019 20:10 UTC
KOUNINIS EFSTATHIOS AVP of Finance & CAO
SaleCommon Stock 500 $70.00 $35,000.00
Disclosure

SEC source: 0001209191-19-029307 · doc4.xml · nonDerivative · entry 1

KOUNINIS EFSTATHIOS A · CIK 0001353196 · VP of Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365

F1 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:13 UTC Exercise / conversionStock Options · Derivative 3,751 $0.00 Strike: $44.30 $0.00
Disclosure

SEC source: 0001209191-19-029312 · doc4.xml · derivative · entry 6

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Underlying: Common Stock · 3,751 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options vested 20% on March 2, 2018, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:13 UTC Exercise / conversionStock Options · Derivative 10,575 $0.00 Strike: $27.74 $0.00
Disclosure

SEC source: 0001209191-19-029312 · doc4.xml · derivative · entry 5

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,683

Underlying: Common Stock · 10,575 shares

Expires 2016-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:13 UTC Tax withholdingCommon Stock 3,025 $68.03 $205,790.75
Disclosure

SEC source: 0001209191-19-029312 · doc4.xml · nonDerivative · entry 4

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,373

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:13 UTC Exercise / conversionCommon Stock 3,751 $44.30 $166,169.30
Disclosure

SEC source: 0001209191-19-029312 · doc4.xml · nonDerivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:13 UTC Tax withholdingCommon Stock 7,097 $68.02 $482,737.94
Disclosure

SEC source: 0001209191-19-029312 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,647

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:13 UTC Exercise / conversionCommon Stock 10,575 $27.74 $293,350.50
Disclosure

SEC source: 0001209191-19-029312 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 22:51 UTC Exercise / conversionRestricted Stock Units · Derivative 297 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027557 · doc4.xml · derivative · entry 3

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
May 01, 2019 Filed May 3, 2019 22:51 UTC Exercise / conversionRestricted Stock Units · Derivative 297 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027557 · doc4.xml · derivative · entry 2

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

Underlying: Common Stock · 297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F3 · shares: Represents shares of restricted common stock received as consideration for Mr. Lafond's services as a Director. The exact cash value was pro-rated to reflect the number of days of expected service from April 22, 2019, the start of his service, to the next Annual Meeting of Stockholders on June 25, 2019.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

Read SEC document
May 01, 2019 Filed May 3, 2019 22:51 UTC Exercise / conversionCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027557 · doc4.xml · nonDerivative · entry 1

LAFOND CHRISTOPHER · CIK 0001265668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents full vesting on May 1, 2019, following Mr. Lafond's appointment to the Board on April 22, 2019. The original grant was 297 Restricted Stock Units, vesting immediately.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,854 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · derivative · entry 8

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,916

Underlying: Common Stock · 1,854 shares

Expires 2022-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options vested 20% on March 7, 2013, with the remaining 80% vesting in equal quarterly amounts.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 782 $0.00 Strike: $11.05 $0.00
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · derivative · entry 7

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,922

Underlying: Common Stock · 782 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

F6 · balance_after: The grant of stock options was previously reported as 32,352, but has been adjusted to reflect a 2-for-1 stock split that occurred on April 1, 2014.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 994 $73.67 $73,227.98
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · nonDerivative · entry 6

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on May 1, 2019, ranging from $73.49 to $73.80. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 860 $75.13 $64,611.80
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · nonDerivative · entry 5

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,767

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,854 $18.03 $33,427.62
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · nonDerivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 470 $73.67 $34,624.90
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on May 1, 2019, ranging from $73.49 to $73.80. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 312 $75.13 $23,440.56
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,243

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 782 $11.05 $8,641.10
Disclosure

SEC source: 0001209191-19-027377 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:25 UTC SaleCommon Stock 200 $74.83 $14,966.00
Disclosure

SEC source: 0001209191-19-027370 · doc4.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,169

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:25 UTC SaleCommon Stock 800 $73.42 $58,736.00
Disclosure

SEC source: 0001209191-19-027370 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices, ranging from $73.13 to $73.55. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

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May 01, 2019 Filed Jun 5, 2019 21:11 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 2,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034815 · doc4a.xml · derivative · entry 3

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,680

Underlying: Common Stock · 2,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F1 · shares: Represents 5% vesting on May 1, 2019. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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May 01, 2019 Filed Jun 5, 2019 21:11 UTC Amendment Tax withholdingCommon Stock 828 $75.01 $62,108.28
Disclosure

SEC source: 0001209191-19-034815 · doc4a.xml · nonDerivative · entry 2

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,527

F2 · balance_after: The Form 4 filed on May 3, 2019 is being amended to correct that in addition to the amount sold pursuant to Kenneth Stillwell's 10b5-1 plan, there was a restricted stock unit vesting on May 1, 2019 of 2,186 shares, with 828 being withheld to cover Mr. Stillwell's tax liability and 1,358 shares being disbursed. Forms filed after May 3, 2019 understated Mr. Stillwell's ownership by 1,358 shares.

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May 01, 2019 Filed Jun 5, 2019 21:11 UTC Amendment Exercise / conversionCommon Stock 2,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-034815 · doc4a.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5% vesting on May 1, 2019. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining four years.

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April 01, 2019 Filed Apr 2, 2019 20:36 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionStock Options · Derivative 1,854 $0.00 Strike: $18.03 $0.00
Disclosure

SEC source: 0001209191-19-022526 · doc4.xml · derivative · entry 4

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,770

Underlying: Common Stock · 1,854 shares

Expires 2022-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vested 20% on march 7, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.

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April 01, 2019 Filed Apr 2, 2019 20:36 UTC
Trefler LeonSVP, Global Customer Success
SaleCommon Stock 948 $66.46 $63,004.08
Disclosure

SEC source: 0001209191-19-022526 · doc4.xml · nonDerivative · entry 3

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,773

F2 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: Represents the weighted average of the sale prices on April 1, 2019, ranging from $66.41 and $66.59. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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April 01, 2019 Filed Apr 2, 2019 20:36 UTC
Trefler LeonSVP, Global Customer Success
Tax withholdingCommon Stock 906 $65.54 $59,379.24
Disclosure

SEC source: 0001209191-19-022526 · doc4.xml · nonDerivative · entry 2

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,721

F1 · price: Represents the exercise price of the Stock Options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of withholding by the Company of shares of equal value.

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April 01, 2019 Filed Apr 2, 2019 20:36 UTC
Trefler LeonSVP, Global Customer Success
Exercise / conversionCommon Stock 1,854 $18.03 $33,427.62
Disclosure

SEC source: 0001209191-19-022526 · doc4.xml · nonDerivative · entry 1

Trefler Leon · CIK 0001480560 · SVP, Global Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2019 Filed Apr 2, 2019 20:37 UTC SaleCommon Stock 1,000 $65.96 $65,960.00
Disclosure

SEC source: 0001209191-19-022531 · doc4.xml · nonDerivative · entry 1

STILLWELL KENNETH · CIK 0001680115 · CFO, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,169

F1 · shares: Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the weighted average of the sale prices, ranging from $65.55 to $66.29. The individual has provided the Company, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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March 28, 2019 Filed Apr 1, 2019 20:43 UTC Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022010 · doc4.xml · derivative · entry 2

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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March 28, 2019 Filed Apr 1, 2019 20:43 UTC Exercise / conversionCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022010 · doc4.xml · nonDerivative · entry 1

LEDINGHAM DIANNE · CIK 0001684701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 25% vesting on March 28, 2019. Original grant was 2,283 restricted stock units, with 25% vesting immediately on June 28, 2018, and the remaining 75% vesting in equal quarterly installments over the remaining three quarters thereafter.

F2 · balance_after: Does not include shares of common stock subject to unvested restricted stock units and/or options awards.

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March 28, 2019 Filed Apr 1, 2019 20:41 UTC Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022001 · doc4.xml · derivative · entry 3

OHALLORAN JAMES P · CIK 0001222576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.

F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.